Compliance Officer

0001529426-16-000006.txt : 20160209 0001529426-16-000006.hdr.sgml : 20160209 20160209122339 ACCESSION NUMBER: 0001529426-16-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160209 DATE AS OF CHANGE: 20160209 EFFECTIVENESS DATE: 20160209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rotella Capital Management, Inc. CENTRAL INDEX KEY: 0001529426 IRS NUMBER: 880339457 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14669 FILM NUMBER: 161398209 BUSINESS ADDRESS: STREET 1: 800 BELLEVUE WAY NE STREET 2: SUITE 200 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425-213-5700 MAIL ADDRESS: STREET 1: 800 BELLEVUE WAY NE STREET 2: SUITE 200 CITY: BELLEVUE STATE: WA ZIP: 98004 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001529426 XXXXXXXX 12-31-2015 12-31-2015 Rotella Capital Management, Inc.

800 BELLEVUE WAY NE SUITE 200 BELLEVUE WA 98004

13F HOLDINGS REPORT 028-14669 N Sheila Powers Compliance Officer 425.213.5747 Sheila Powers Bellevue WA 02-09-2016 1 494 111796 false 1 028-16710 Acrospire Investment Management LLC INFORMATION TABLE 2 SEC_13F_2015_Q4.xml 13F AGCO Corp CMN 001084102 377 8300 SH DFND 1 8300 0 0 AK Steel Holding Corp CMN 001547108 78 34900 SH DFND 1 34900 0 0 Albany Molecular Research Inc CMN 012423109 408 20568 SH DFND 1 20568 0 0 Albany Molecular Research Inc CMN 012423109 4 189 SH DFND 0 0 0 189 Alcatel-Lucent ADR 013904305 78 20259 SH DFND 1 20259 0 0 Alliance HealthCare Services Inc CMN 018606301 113 12294 SH DFND 1 12294 0 0 Alon USA Energy Inc CMN 020520102 381 25702 SH DFND 1 25702 0 0 Amedisys Inc CMN 023436108 438 11133 SH DFND 1 11133 0 0 Amedisys Inc CMN 023436108 3 83 SH DFND 0 0 0 83 American Axle & Manufacturing Holdings Inc CMN 024061103 426 22494 SH DFND 1 22494 0 0 American Express Co CMN 025816109 104 1500 SH DFND 1 1500 0 0 American Express Co CMN 025816109 128 1841 SH DFND 0 0 0 1841 American Woodmark Corp CMN 030506109 255 3192 SH DFND 1 3192 0 0 Amgen Inc CMN 031162100 455 2800 SH DFND 1 2800 0 0 Analog Devices Inc CMN 032654105 364 6581 SH DFND 1 6581 0 0 Apple Inc CMN 037833100 421 4000 SH DFND 1 4000 0 0 Aspen Technology Inc CMN 045327103 366 9700 SH DFND 1 9700 0 0 Atwood Oceanics Inc CMN 050095108 161 15700 SH DFND 1 15700 0 0 Atwood Oceanics Inc CMN 050095108 0 20 SH DFND 0 0 0 20 AutoZone Inc CMN 053332102 519 700 SH DFND 1 700 0 0 AutoZone Inc CMN 053332102 13 17 SH DFND 0 0 0 17 Avnet Inc CMN 053807103 244 5700 SH DFND 1 5700 0 0 Axcelis Technologies Inc CMN 054540109 78 30149 SH DFND 1 30149 0 0 Bassett Furniture Industries Inc CMN 070203104 378 15083 SH DFND 1 15083 0 0 Beacon Roofing Supply Inc CMN 073685109 474 11516 SH DFND 1 11516 0 0 Bed Bath & Beyond Inc CMN 075896100 169 3500 SH DFND 1 3500 0 0 Bed Bath & Beyond Inc CMN 075896100 59 1218 SH DFND 0 0 0 1218 Belden Inc CMN 077454106 486 10190 SH DFND 1 10190 0 0 Bemis Co Inc CMN 081437105 407 9100 SH DFND 1 9100 0 0 Bemis Co Inc CMN 081437105 20 442 SH DFND 0 0 0 442 BioTelemetry Inc CMN 090672106 134 11514 SH DFND 1 11514 0 0 Bloomin' Brands Inc CMN 094235108 422 25000 SH DFND 1 25000 0 0 Boardwalk Pipeline Partners LP Ltd Part 096627104 409 31500 SH DFND 1 31500 0 0 Boeing Co/The CMN 097023105 390 2700 SH DFND 1 2700 0 0 Boeing Co/The CMN 097023105 29 200 SH DFND 0 0 0 200 Boston Scientific Corp CMN 101137107 395 21400 SH DFND 1 21400 0 0 Brady Corp CMN 104674106 441 19201 SH DFND 1 19201 0 0 Brocade Communications Systems Inc CMN 111621306 388 42300 SH DFND 1 42300 0 0 Brunswick Corp/DE CMN 117043109 414 8200 SH DFND 1 8200 0 0 CBL & Associates Properties Inc REIT 124830100 141 11400 SH DFND 1 11400 0 0 CNB Financial Corp/PA CMN 126128107 331 18355 SH DFND 1 18355 0 0 CSG Systems International Inc CMN 126349109 265 7360 SH DFND 1 7360 0 0 CSG Systems International Inc CMN 126349109 3 97 SH DFND 0 0 0 97 Cal-Maine Foods Inc CMN 128030202 389 8400 SH DFND 1 8400 0 0 Caleres Inc CMN 129500104 440 16405 SH DFND 1 16405 0 0 Calpine Corp CMN 131347304 357 24700 SH DFND 1 24700 0 0 Camden National Corp CMN 133034108 423 9594 SH DFND 1 9594 0 0 Carnival Corp CMN 143658300 387 7100 SH DFND 1 7100 0 0 Carnival Corp CMN 143658300 39 720 SH DFND 0 0 0 720 Carpenter Technology Corp CMN 144285103 384 12700 SH DFND 1 12700 0 0 Carpenter Technology Corp CMN 144285103 7 236 SH DFND 0 0 0 236 Casella Waste Systems Inc CMN 147448104 83 13909 SH DFND 1 13909 0 0 Central Garden & Pet Co CMN 153527106 194 14370 SH DFND 1 14370 0 0 Central Garden & Pet Co CMN 153527205 74 5472 SH DFND 1 5472 0 0 Central Garden & Pet Co CMN 153527205 1 60 SH DFND 0 0 0 60 Central Pacific Financial Corp CMN 154760409 442 20092 SH DFND 1 20092 0 0 CenturyLink Inc CMN 156700106 176 7000 SH DFND 1 7000 0 0 CenturyLink Inc CMN 156700106 30 1200 SH DFND 0 0 0 1200 Charles River Laboratories International Inc CMN 159864107 410 5100 SH DFND 1 5100 0 0 Chico's FAS Inc CMN 168615102 91 8500 SH DFND 1 8500 0 0 Chico's FAS Inc CMN 168615102 19 1817 SH DFND 0 0 0 1817 Children's Place Inc/The CMN 168905107 602 10900 SH DFND 1 10900 0 0 Children's Place Inc/The CMN 168905107 3 63 SH DFND 0 0 0 63 Cirrus Logic Inc CMN 172755100 343 11600 SH DFND 1 11600 0 0 Citigroup Inc CMN 172967424 409 7900 SH DFND 1 7900 0 0 Citrix Systems Inc CMN 177376100 401 5300 SH DFND 1 5300 0 0 Codexis Inc CMN 192005106 87 20615 SH DFND 1 20615 0 0 Commercial Vehicle Group Inc CMN 202608105 159 57614 SH DFND 1 57614 0 0 Cone Midstream Partners LP MLP 206812109 121 12243 SH DFND 1 12243 0 0 Consumer Portfolio Services Inc CMN 210502100 94 18056 SH DFND 1 18056 0 0 Corcept Therapeutics Inc CMN 218352102 137 27501 SH DFND 1 27501 0 0 Core Molding Technologies Inc CMN 218683100 537 41854 SH DFND 1 41854 0 0 Crane Co CMN 224399105 349 7300 SH DFND 1 7300 0 0 Darden Restaurants Inc CMN 237194105 477 7500 SH DFND 1 7500 0 0 Darden Restaurants Inc CMN 237194105 51 801 SH DFND 0 0 0 801 Dean Foods Co CMN 242370203 502 29288 SH DFND 1 29288 0 0 Dean Foods Co CMN 242370203 19 1135 SH DFND 0 0 0 1135 Delta Air Lines Inc CMN 247361702 406 8000 SH DFND 1 8000 0 0 Delta Air Lines Inc CMN 247361702 49 965 SH DFND 0 0 0 965 Denbury Resources Inc CMN 247916208 34 16600 SH DFND 1 16600 0 0 DiamondRock Hospitality Co REIT 252784301 108 11200 SH DFND 1 11200 0 0 DiamondRock Hospitality Co REIT 252784301 3 343 SH DFND 0 0 0 343 Digirad Corp CMN 253827109 83 14376 SH DFND 1 14376 0 0 Dime Community Bancshares Inc CMN 253922108 191 10927 SH DFND 1 10927 0 0 Dime Community Bancshares Inc CMN 253922108 5 291 SH DFND 0 0 0 291 Dollar General Corp CMN 256677105 417 5800 SH DFND 1 5800 0 0 Dollar General Corp CMN 256677105 42 579 SH DFND 0 0 0 579 Durect Corp CMN 266605104 37 16554 SH DFND 1 16554 0 0 EMC Insurance Group Inc CMN 268664109 208 8225 SH DFND 1 8225 0 0 EP Energy Corp CMN 268785102 69 15700 SH DFND 1 15700 0 0 Eleven Biotherapeutics Inc CMN 286221106 338 112445 SH DFND 1 112445 0 0 Perry Ellis International Inc CMN 288853104 569 30908 SH DFND 1 30908 0 0 Perry Ellis International Inc CMN 288853104 4 218 SH DFND 0 0 0 218 Enzo Biochem Inc CMN 294100102 176 39122 SH DFND 1 39122 0 0 Everyday Health Inc CMN 300415106 67 11200 SH DFND 1 11200 0 0 FairPoint Communications Inc CMN 305560302 426 26495 SH DFND 1 26495 0 0 FalconStor Software Inc CMN 306137100 28 15047 SH DFND 1 15047 0 0 Federal Signal Corp CMN 313855108 440 27760 SH DFND 1 27760 0 0 F5 Networks Inc CMN 315616102 194 2000 SH DFND 1 2000 0 0 F5 Networks Inc CMN 315616102 29 300 SH DFND 0 0 0 300 First BanCorp/Puerto Rico CMN 318672706 106 32672 SH DFND 1 32672 0 0 First Bancorp/Southern Pines NC CMN 318910106 434 23138 SH DFND 1 23138 0 0 First Busey Corp CMN 319383204 306 14843 SH DFND 1 14843 0 0 First Commonwealth Financial Corp CMN 319829107 103 11357 SH DFND 1 11357 0 0 First Financial Corp/IN CMN 320218100 219 6442 SH DFND 1 6442 0 0 Foot Locker Inc CMN 344849104 338 5200 SH DFND 1 5200 0 0 Foot Locker Inc CMN 344849104 20 305 SH DFND 0 0 0 305 FormFactor Inc CMN 346375108 144 15982 SH DFND 1 15982 0 0 General Cable Corp CMN 369300108 156 11600 SH DFND 1 11600 0 0 Genesco Inc CMN 371532102 205 3602 SH DFND 1 3602 0 0 Geron Corp CMN 374163103 123 25381 SH DFND 1 25381 0 0 Gibraltar Industries Inc CMN 374689107 411 16174 SH DFND 1 16174 0 0 Gibraltar Industries Inc CMN 374689107 4 138 SH DFND 0 0 0 138 Gilead Sciences Inc CMN 375558103 455 4500 SH DFND 1 4500 0 0 Graphic Packaging Holding Co CMN 388689101 160 12500 SH DFND 1 12500 0 0 Great Western Bancorp Inc CMN 391416104 388 13382 SH DFND 1 13382 0 0 Greenbrier Cos Inc/The CMN 393657101 427 13100 SH DFND 1 13100 0 0 Greenbrier Cos Inc/The CMN 393657101 1 25 SH DFND 0 0 0 25 Gulf Island Fabrication Inc CMN 402307102 135 12897 SH DFND 1 12897 0 0 Gulf Island Fabrication Inc CMN 402307102 4 342 SH DFND 0 0 0 342 Heidrick & Struggles International Inc CMN 422819102 440 16178 SH DFND 1 16178 0 0 Heidrick & Struggles International Inc CMN 422819102 4 154 SH DFND 0 0 0 154 Hibbett Sports Inc CMN 428567101 478 15800 SH DFND 1 15800 0 0 Hibbett Sports Inc CMN 428567101 5 173 SH DFND 0 0 0 173 Hologic Inc CMN 436440101 395 10200 SH DFND 1 10200 0 0 Home Depot Inc/The CMN 437076102 410 3100 SH DFND 1 3100 0 0 Home Depot Inc/The CMN 437076102 104 790 SH DFND 0 0 0 790 Huntington Ingalls Industries Inc CMN 446413106 463 3650 SH DFND 1 3650 0 0 InterCloud Systems Inc CMN 458488202 16 16397 SH DFND 1 16397 0 0 Interpublic Group of Cos Inc/The CMN 460690100 338 14500 SH DFND 1 14500 0 0 Investors Real Estate Trust REIT 461730103 78 11269 SH DFND 1 11269 0 0 Ionis Pharmaceuticals Inc CMN 462222100 297 4800 SH DFND 1 4800 0 0 Jacobs Engineering Group Inc CMN 469814107 407 9700 SH DFND 1 9700 0 0 Jacobs Engineering Group Inc CMN 469814107 36 860 SH DFND 0 0 0 860 KVH Industries Inc CMN 482738101 124 13140 SH DFND 1 13140 0 0 Kemet Corp CMN 488360207 59 25007 SH DFND 1 25007 0 0 KeyCorp CMN 493267108 392 29706 SH DFND 1 29706 0 0 Kingstone Cos Inc CMN 496719105 119 13226 SH DFND 1 13226 0 0 Kohl's Corp CMN 500255104 129 2700 SH DFND 1 2700 0 0 Kohl's Corp CMN 500255104 140 2931 SH DFND 0 0 0 2931 Kroger Co/The CMN 501044101 552 13200 SH DFND 1 13200 0 0 Kroger Co/The CMN 501044101 45 1079 SH DFND 0 0 0 1079 Lake Shore Gold Corp CMN 510728108 36 43500 SH DFND 1 43500 0 0 Lakeland Bancorp Inc CMN 511637100 149 12620 SH DFND 1 12620 0 0 Lancaster Colony Corp CMN 513847103 408 3530 SH DFND 1 3530 0 0 Lancaster Colony Corp CMN 513847103 20 173 SH DFND 0 0 0 173 Lantheus Holdings Inc CMN 516544103 63 18749 SH DFND 1 18749 0 0 Lawson Products Inc/DE CMN 520776105 392 16808 SH DFND 1 16808 0 0 Lear Corp CMN 521865204 368 3000 SH DFND 1 3000 0 0 Lee Enterprises Inc/IA CMN 523768109 47 27814 SH DFND 1 27814 0 0 Legg Mason Inc CMN 524901105 330 8400 SH DFND 1 8400 0 0 Leidos Holdings Inc CMN 525327102 429 7624 SH DFND 1 7624 0 0 LeMaitre Vascular Inc CMN 525558201 333 19276 SH DFND 1 19276 0 0 Lexicon Pharmaceuticals Inc CMN 528872302 380 28583 SH DFND 1 28583 0 0 Lincoln Educational Services Corp CMN 533535100 38 19159 SH DFND 1 19159 0 0 Linn Energy LLC MLP 536020100 39 30200 SH DFND 1 30200 0 0 Lionbridge Technologies Inc CMN 536252109 111 22639 SH DFND 1 22639 0 0 Lowe's Cos Inc CMN 548661107 312 4100 SH DFND 1 4100 0 0 Lowe's Cos Inc CMN 548661107 13 170 SH DFND 0 0 0 170 MGIC Investment Corp CMN 552848103 396 44900 SH DFND 1 44900 0 0 Magellan Midstream Partners LP Ltd Part 559080106 421 6200 SH DFND 1 6200 0 0 Magic Software Enterprises Ltd CMN 559166103 65 11679 SH DFND 1 11679 0 0 Marcus Corp/The CMN 566330106 271 14268 SH DFND 1 14268 0 0 Marriott International Inc/MD CMN 571903202 235 3500 SH DFND 1 3500 0 0 Marriott International Inc/MD CMN 571903202 33 489 SH DFND 0 0 0 489 Mattson Technology Inc CMN 577223100 71 20215 SH DFND 1 20215 0 0 McDermott International Inc CMN 580037109 148 44100 SH DFND 1 44100 0 0 MedAssets Inc CMN 584045108 458 14800 SH DFND 1 14800 0 0 MedAssets Inc CMN 584045108 0 12 SH DFND 0 0 0 12 MeetMe Inc CMN 585141104 109 30397 SH DFND 1 30397 0 0 Mercer International Inc CMN 588056101 144 15900 SH DFND 1 15900 0 0 Merit Medical Systems Inc CMN 589889104 370 19901 SH DFND 1 19901 0 0 Merit Medical Systems Inc CMN 589889104 0 19 SH DFND 0 0 0 19 MicroStrategy Inc CMN 594972408 423 2358 SH DFND 1 2358 0 0 MicroStrategy Inc CMN 594972408 3 19 SH DFND 0 0 0 19 Microsemi Corp CMN 595137100 398 12200 SH DFND 1 12200 0 0 Mitek Systems Inc CMN 606710200 398 96726 SH DFND 1 96726 0 0 Mitsubishi UFJ Financial Group Inc ADR 606822104 87 14000 SH DFND 1 14000 0 0 Monster Worldwide Inc CMN 611742107 96 16676 SH DFND 1 16676 0 0 Movado Group Inc CMN 624580106 440 17117 SH DFND 1 17117 0 0 Movado Group Inc CMN 624580106 3 128 SH DFND 0 0 0 128 NCI Building Systems Inc CMN 628852204 157 12666 SH DFND 1 12666 0 0 Neogen Corp CMN 640491106 443 7843 SH DFND 1 7843 0 0 New York & Co Inc CMN 649295102 53 23327 SH DFND 1 23327 0 0 NIKE Inc CMN 654106103 38 600 SH DFND 1 600 0 0 NIKE Inc CMN 654106103 167 2679 SH DFND 0 0 0 2679 Nokia OYJ ADR 654902204 92 13125 SH DFND 1 13125 0 0 Nucor Corp CMN 670346105 407 10100 SH DFND 1 10100 0 0 Old Republic International Corp CMN 680223104 376 20200 SH DFND 1 20200 0 0 Old Republic International Corp CMN 680223104 20 1082 SH DFND 0 0 0 1082 OMNOVA Solutions Inc CMN 682129101 116 18895 SH DFND 1 18895 0 0 ON Semiconductor Corp CMN 682189105 124 12700 SH DFND 1 12700 0 0 Orexigen Therapeutics Inc CMN 686164104 20 11819 SH DFND 1 11819 0 0 Outerwall Inc CMN 690070107 420 11500 SH DFND 1 11500 0 0 Outerwall Inc CMN 690070107 5 140 SH DFND 0 0 0 140 Owens Corning CMN 690742101 381 8100 SH DFND 1 8100 0 0 Parker Drilling Co CMN 701081101 76 41582 SH DFND 1 41582 0 0 Pfizer Inc CMN 717081103 400 12400 SH DFND 1 12400 0 0 Pfizer Inc CMN 717081103 41 1258 SH DFND 0 0 0 1258 Preferred Bank/Los Angeles CA CMN 740367404 479 14521 SH DFND 1 14521 0 0 Prudential Financial Inc CMN 744320102 342 4200 SH DFND 1 4200 0 0 Radisys Corp CMN 750459109 105 37788 SH DFND 1 37788 0 0 RadNet Inc CMN 750491102 126 20443 SH DFND 1 20443 0 0 Regis Corp CMN 758932107 406 28674 SH DFND 1 28674 0 0 Regis Corp CMN 758932107 5 339 SH DFND 0 0 0 339 Reliance Steel & Aluminum Co CMN 759509102 417 7196 SH DFND 1 7196 0 0 Rigel Pharmaceuticals Inc CMN 766559603 120 39756 SH DFND 1 39756 0 0 Ritchie Bros Auctioneers Inc CMN 767744105 265 11000 SH DFND 1 11000 0 0 Ryerson Holding Corp CMN 783754104 88 18851 SH DFND 1 18851 0 0 S&W Seed Co CMN 785135104 47 11133 SH DFND 1 11133 0 0 Salem Media Group Inc CMN 794093104 75 15112 SH DFND 1 15112 0 0 Scotts Miracle-Gro Co/The CMN 810186106 387 6000 SH DFND 1 6000 0 0 Scotts Miracle-Gro Co/The CMN 810186106 20 305 SH DFND 0 0 0 305 ShoreTel Inc CMN 825211105 421 47535 SH DFND 1 47535 0 0 Sigma Designs Inc CMN 826565103 90 14177 SH DFND 1 14177 0 0 JM Smucker Co/The CMN 832696405 405 3285 SH DFND 1 3285 0 0 JM Smucker Co/The CMN 832696405 38 312 SH DFND 0 0 0 312 Southwest Airlines Co CMN 844741108 418 9717 SH DFND 1 9717 0 0 Southwest Airlines Co CMN 844741108 12 268 SH DFND 0 0 0 268 Spirit AeroSystems Holdings Inc CMN 848574109 406 8100 SH DFND 1 8100 0 0 Steel Dynamics Inc CMN 858119100 259 14500 SH DFND 1 14500 0 0 Stein Mart Inc CMN 858375108 92 13646 SH DFND 1 13646 0 0 Stein Mart Inc CMN 858375108 4 555 SH DFND 0 0 0 555 Stepan Co CMN 858586100 442 8892 SH DFND 1 8892 0 0 Stepan Co CMN 858586100 6 126 SH DFND 0 0 0 126 Supernus Pharmaceuticals Inc CMN 868459108 159 11800 SH DFND 1 11800 0 0 SUPERVALU Inc CMN 868536103 440 64921 SH DFND 1 64921 0 0 SurModics Inc CMN 868873100 552 27226 SH DFND 1 27226 0 0 SurModics Inc CMN 868873100 4 181 SH DFND 0 0 0 181 TJX Cos Inc/The CMN 872540109 234 3300 SH DFND 1 3300 0 0 TJX Cos Inc/The CMN 872540109 13 184 SH DFND 0 0 0 184 TRC Cos Inc CMN 872625108 568 61409 SH DFND 1 61409 0 0 Tanger Factory Outlet Centers Inc REIT 875465106 363 11100 SH DFND 1 11100 0 0 Tanger Factory Outlet Centers Inc REIT 875465106 20 603 SH DFND 0 0 0 603 Teleflex Inc CMN 879369106 276 2100 SH DFND 1 2100 0 0 Teleflex Inc CMN 879369106 5 40 SH DFND 0 0 0 40 Telephone & Data Systems Inc CMN 879433829 419 16200 SH DFND 1 16200 0 0 Telephone & Data Systems Inc CMN 879433829 58 2238 SH DFND 0 0 0 2238 Tenneco Inc CMN 880349105 514 11200 SH DFND 1 11200 0 0 Teradyne Inc CMN 880770102 242 11700 SH DFND 1 11700 0 0 Tesoro Corp CMN 881609101 443 4200 SH DFND 1 4200 0 0 Tesoro Corp CMN 881609101 21 200 SH DFND 0 0 0 200 Tilly's Inc CMN 886885102 101 15218 SH DFND 1 15218 0 0 Timken Co/The CMN 887389104 212 7400 SH DFND 1 7400 0 0 Tower International Inc CMN 891826109 373 13043 SH DFND 1 13043 0 0 TransGlobe Energy Corp CMN 893662106 70 40400 SH DFND 1 40400 0 0 Triple-S Management Corp CMN 896749108 509 21297 SH DFND 1 21297 0 0 TrustCo Bank Corp NY CMN 898349105 237 38576 SH DFND 1 38576 0 0 TrustCo Bank Corp NY CMN 898349105 3 544 SH DFND 0 0 0 544 Turquoise Hill Resources Ltd CMN 900435108 80 31430 SH DFND 1 31430 0 0 II-VI Inc CMN 902104108 467 25169 SH DFND 1 25169 0 0 II-VI Inc CMN 902104108 3 181 SH DFND 0 0 0 181 Tyson Foods Inc CMN 902494103 512 9600 SH DFND 1 9600 0 0 Tyson Foods Inc CMN 902494103 56 1059 SH DFND 0 0 0 1059 UGI Corp CMN 902681105 436 12900 SH DFND 1 12900 0 0 UGI Corp CMN 902681105 20 595 SH DFND 0 0 0 595 Ultralife Corp CMN 903899102 104 16073 SH DFND 1 16073 0 0 Ultra Petroleum Corp CMN 903914109 198 79185 SH DFND 1 79185 0 0 United Continental Holdings Inc CMN 910047109 418 7300 SH DFND 1 7300 0 0 United Continental Holdings Inc CMN 910047109 11 199 SH DFND 0 0 0 199 United Fire Group Inc CMN 910340108 418 10920 SH DFND 1 10920 0 0 United Rentals Inc CMN 911363109 94 1300 SH DFND 1 1300 0 0 United Rentals Inc CMN 911363109 377 5200 SH DFND 0 0 0 5200 United States Cellular Corp CMN 911684108 436 10690 SH DFND 1 10690 0 0 United Technologies Corp CMN 913017109 29 300 SH DFND 1 300 0 0 United Technologies Corp CMN 913017109 177 1839 SH DFND 0 0 0 1839 Universal Health Services Inc CMN 913903100 418 3500 SH DFND 1 3500 0 0 Universal Health Services Inc CMN 913903100 6 49 SH DFND 0 0 0 49 Uranium Energy Corp CMN 916896103 18 16513 SH DFND 1 16513 0 0 Wi-Lan Inc CMN 928972108 260 200536 SH DFND 1 200536 0 0 Wabash National Corp CMN 929566107 442 37395 SH DFND 1 37395 0 0 Wal-Mart Stores Inc CMN 931142103 392 6400 SH DFND 1 6400 0 0 Wal-Mart Stores Inc CMN 931142103 255 4165 SH DFND 0 0 0 4165 Western Refining Inc CMN 959319104 435 12200 SH DFND 1 12200 0 0 Western Refining Inc CMN 959319104 1 42 SH DFND 0 0 0 42 XO Group Inc CMN 983772104 400 24893 SH DFND 1 24893 0 0 XO Group Inc CMN 983772104 3 209 SH DFND 0 0 0 209 YRC Worldwide Inc CMN 984249607 173 12200 SH DFND 1 12200 0 0 Express Inc CMN 30219E103 187 10800 SH DFND 1 10800 0 0 HCI Group Inc CMN 40416E103 357 10256 SH DFND 1 10256 0 0 HCI Group Inc CMN 40416E103 2 50 SH DFND 0 0 0 50 AmerisourceBergen Corp CMN 03073E105 187 1800 SH DFND 1 1800 0 0 AmerisourceBergen Corp CMN 03073E105 56 537 SH DFND 0 0 0 537 American Eagle Outfitters Inc CMN 02553E106 150 9700 SH DFND 1 9700 0 0 American Eagle Outfitters Inc CMN 02553E106 20 1292 SH DFND 0 0 0 1292 Arqule Inc CMN 04269E107 46 21137 SH DFND 1 21137 0 0 Triumph Bancorp Inc CMN 89679E300 377 22870 SH DFND 1 22870 0 0 ACCO Brands Corp CMN 00081T108 387 54238 SH DFND 1 54238 0 0 ARC Document Solutions Inc CMN 00191G103 142 32178 SH DFND 1 32178 0 0 AbbVie Inc CMN 00287Y109 450 7604 SH DFND 1 7604 0 0 Accuride Corp CMN 00439T206 79 47361 SH DFND 1 47361 0 0 Achillion Pharmaceuticals Inc CMN 00448Q201 168 15600 SH DFND 1 15600 0 0 Actuant Corp CMN 00508X203 438 18275 SH DFND 1 18275 0 0 Advantage Oil & Gas Ltd CMN 00765F101 119 23438 SH DFND 1 23438 0 0 Aegion Corp CMN 00770F104 431 22311 SH DFND 1 22311 0 0 Affymetrix Inc CMN 00826T108 410 40649 SH DFND 1 40649 0 0 Allscripts Healthcare Solutions Inc CMN 01988P108 240 15600 SH DFND 1 15600 0 0 Allscripts Healthcare Solutions Inc CMN 01988P108 5 352 SH DFND 0 0 0 352 Ameriprise Financial Inc CMN 03076C106 351 3300 SH DFND 1 3300 0 0 Amyris Inc CMN 03236M101 18 11038 SH DFND 1 11038 0 0 AngioDynamics Inc CMN 03475V101 432 35617 SH DFND 1 35617 0 0 AngioDynamics Inc CMN 03475V101 4 302 SH DFND 0 0 0 302 Aoxing Pharmaceutical Co Inc CMN 03740A106 17 25065 SH DFND 1 25065 0 0 Apollo Investment Corp CMN 03761U106 70 13391 SH DFND 1 13391 0 0 Applied DNA Sciences Inc CMN 03815U201 34 10361 SH DFND 1 10361 0 0 Aramark CMN 03852U106 442 13700 SH DFND 1 13700 0 0 ArcBest Corp CMN 03937C105 413 19313 SH DFND 1 19313 0 0 Archrock Inc CMN 03957W106 99 13100 SH DFND 1 13100 0 0 Array BioPharma Inc CMN 04269X105 99 23514 SH DFND 1 23514 0 0 Atlantic Power Corp CMN 04878Q863 118 63578 SH DFND 1 63578 0 0 AxoGen Inc CMN 05463X106 90 17970 SH DFND 1 17970 0 0 BofI Holding Inc CMN 05566U108 422 20044 SH DFND 1 20044 0 0 Bank of Commerce Holdings CMN 06424J103 69 10308 SH DFND 1 10308 0 0 Baytex Energy Corp CMN 07317Q105 52 15897 SH DFND 1 15897 0 0 Berry Plastics Group Inc CMN 08579W103 485 13400 SH DFND 1 13400 0 0 Biogen Inc CMN 09062X103 429 1400 SH DFND 1 1400 0 0 BlackBerry Ltd CMN 09228F103 489 52700 SH DFND 1 52700 0 0 Blue Nile Inc CMN 09578R103 427 11492 SH DFND 1 11492 0 0 Boise Cascade Co CMN 09739D100 364 14266 SH DFND 1 14266 0 0 Bravo Brio Restaurant Group Inc CMN 10567B109 125 13840 SH DFND 1 13840 0 0 Brightcove Inc CMN 10921T101 159 25684 SH DFND 1 25684 0 0 BroadSoft Inc CMN 11133B409 396 11200 SH DFND 1 11200 0 0 Brookline Bancorp Inc CMN 11373M107 123 10684 SH DFND 1 10684 0 0 Brookline Bancorp Inc CMN 11373M107 2 142 SH DFND 0 0 0 142 BSQUARE Corp CMN 11776U300 83 13626 SH DFND 1 13626 0 0 CDW Corp/DE CMN 12514G108 369 8771 SH DFND 1 8771 0 0 CVR Energy Inc CMN 12662P108 448 11386 SH DFND 1 11386 0 0 Cambium Learning Group Inc CMN 13201A107 116 23955 SH DFND 1 23955 0 0 Cameron International Corp CMN 13342B105 1346 21300 SH DFND 1 21300 0 0 Cardinal Health Inc CMN 14149Y108 428 4800 SH DFND 1 4800 0 0 Cardinal Health Inc CMN 14149Y108 14 160 SH DFND 0 0 0 160 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