0001529426-15-000003.txt : 20150603
0001529426-15-000003.hdr.sgml : 20150603
20150603122638
ACCESSION NUMBER: 0001529426-15-000003
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150603
DATE AS OF CHANGE: 20150603
EFFECTIVENESS DATE: 20150603
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rotella Capital Management, Inc.
CENTRAL INDEX KEY: 0001529426
IRS NUMBER: 880339457
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14669
FILM NUMBER: 15909400
BUSINESS ADDRESS:
STREET 1: 800 BELLEVUE WAY NE
STREET 2: SUITE 200
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 425-213-5700
MAIL ADDRESS:
STREET 1: 800 BELLEVUE WAY NE
STREET 2: SUITE 200
CITY: BELLEVUE
STATE: WA
ZIP: 98004
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001529426
XXXXXXXX
03-31-2015
03-31-2015
true
1
RESTATEMENT
Rotella Capital Management, Inc.
800 BELLEVUE WAY NE
SUITE 200
BELLEVUE
WA
98004
13F HOLDINGS REPORT
028-14669
Y
The original filing included a holding of Norcraft Cos Inc. This was incorrect, we did not hold that stock.
Sheila Powers
Compliance Officer
425.213.5747
Sheila Powers
Bellevue
WA
06-03-2015
1
589
119308
false
1
0001632612
028-16710
Rotella Acrospire LLC
INFORMATION TABLE
2
SEC_13F_2015_Q1_v2.xml
13F
AU Optronics Corp
ADR
002255107
99
19800
SH
DFND
1
19800
0
0
Air Methods Corp
CMN
009128307
186
4000
SH
DFND
1
4000
0
0
Air Methods Corp
CMN
009128307
31
672
SH
DFND
0
0
0
672
Akorn Inc
CMN
009728106
352
7400
SH
DFND
1
7400
0
0
Akorn Inc
CMN
009728106
17
364
SH
DFND
0
0
0
364
Alcoa Inc
CMN
013817101
136
10500
SH
DFND
1
10500
0
0
Alon USA Energy Inc
CMN
020520102
240
14500
SH
DFND
1
14500
0
0
Alpha PRO Tech Ltd
CMN
020772109
84
36890
SH
DFND
1
36890
0
0
Amarin Corp PLC
ADR
023111206
66
28400
SH
DFND
1
28400
0
0
Amkor Technology Inc
CMN
031652100
128
14500
SH
DFND
1
14500
0
0
AmTrust Financial Services Inc
CMN
032359309
224
3932
SH
DFND
1
3932
0
0
ANADIGICS Inc
CMN
032515108
17
12600
SH
DFND
1
12600
0
0
AngloGold Ashanti Ltd
ADR
035128206
132
14100
SH
DFND
1
14100
0
0
ANN INC
CMN
035623107
419
10200
SH
DFND
1
10200
0
0
Anworth Mortgage Asset Corp
REIT
037347101
201
39489
SH
DFND
1
39489
0
0
Apple Inc
CMN
037833100
187
1500
SH
DFND
1
1500
0
0
Apple Inc
CMN
037833100
333
2675
SH
DFND
0
0
0
2675
ARMOUR Residential REIT Inc
REIT
042315101
37
11700
SH
DFND
1
11700
0
0
Arotech Corp
CMN
042682203
75
24133
SH
DFND
1
24133
0
0
Astronics Corp
CMN
046433108
236
3200
SH
DFND
1
3200
0
0
Atwood Oceanics Inc
CMN
050095108
247
8800
SH
DFND
1
8800
0
0
Atwood Oceanics Inc
CMN
050095108
19
664
SH
DFND
0
0
0
664
Avon Products Inc
CMN
054303102
134
16800
SH
DFND
1
16800
0
0
Avon Products Inc
CMN
054303102
18
2246
SH
DFND
0
0
0
2246
Axcelis Technologies Inc
CMN
054540109
50
20905
SH
DFND
1
20905
0
0
Ballard Power Systems Inc
CMN
058586108
63
30200
SH
DFND
1
30200
0
0
Barnes Group Inc
CMN
067806109
202
5000
SH
DFND
1
5000
0
0
Becton Dickinson and Co
CMN
075887109
118
825
SH
DFND
1
825
0
0
Becton Dickinson and Co
CMN
075887109
118
824
SH
DFND
0
0
0
824
Bed Bath & Beyond Inc
CMN
075896100
69
900
SH
DFND
1
900
0
0
Bed Bath & Beyond Inc
CMN
075896100
182
2376
SH
DFND
0
0
0
2376
Best Buy Co Inc
CMN
086516101
261
6900
SH
DFND
1
6900
0
0
Best Buy Co Inc
CMN
086516101
11
300
SH
DFND
0
0
0
300
BioTelemetry Inc
CMN
090672106
133
14990
SH
DFND
1
14990
0
0
BlackRock Capital Investment Corp
CMN
092533108
372
41112
SH
DFND
1
41112
0
0
Boeing Co/The
CMN
097023105
30
200
SH
DFND
1
200
0
0
Boeing Co/The
CMN
097023105
316
2106
SH
DFND
0
0
0
2106
Build-A-Bear Workshop Inc
CMN
120076104
302
15382
SH
DFND
1
15382
0
0
CNB Financial Corp/PA
CMN
126128107
193
11327
SH
DFND
1
11327
0
0
CVR Partners LP
MLP
126633106
143
10900
PRN
DFND
1
10900
0
0
CVS Health Corp
CMN
126650100
124
1200
SH
DFND
1
1200
0
0
CVS Health Corp
CMN
126650100
152
1472
SH
DFND
0
0
0
1472
Cal-Maine Foods Inc
CMN
128030202
270
6900
SH
DFND
1
6900
0
0
Cal-Maine Foods Inc
CMN
128030202
9
218
SH
DFND
0
0
0
218
Cambrex Corp
CMN
132011107
205
5174
SH
DFND
1
5174
0
0
Canadian Solar Inc
CMN
136635109
367
11000
SH
DFND
1
11000
0
0
Care.com Inc
CMN
141633107
290
38227
SH
DFND
1
38227
0
0
Carnival Corp
CMN
143658300
1301
27200
SH
DFND
1
27200
0
0
Carnival Corp
CMN
143658300
10
200
SH
DFND
0
0
0
200
Carter's Inc
CMN
146229109
185
2000
SH
DFND
1
2000
0
0
Carter's Inc
CMN
146229109
47
504
SH
DFND
0
0
0
504
Cemex SAB de CV
ADR
151290889
117
12386
SH
DFND
1
12386
0
0
Central Garden and Pet Co
CMN
153527106
219
22200
SH
DFND
1
22200
0
0
Central Garden and Pet Co
CMN
153527205
35
3272
SH
DFND
1
3272
0
0
Central Garden and Pet Co
CMN
153527205
28
2642
SH
DFND
0
0
0
2642
Century Aluminum Co
CMN
156431108
149
10800
SH
DFND
1
10800
0
0
CenturyLink Inc
CMN
156700106
149
4300
SH
DFND
1
4300
0
0
CenturyLink Inc
CMN
156700106
86
2500
SH
DFND
0
0
0
2500
Checkpoint Systems Inc
CMN
162825103
121
11173
SH
DFND
1
11173
0
0
Children's Place Inc/The
CMN
168905107
449
7000
SH
DFND
1
7000
0
0
Children's Place Inc/The
CMN
168905107
28
431
SH
DFND
0
0
0
431
China Southern Airlines Co Ltd
ADR
169409109
512
14200
SH
DFND
1
14200
0
0
Cinedigm Corp
CMN
172406100
31
19013
SH
DFND
1
19013
0
0
Civeo Corp
CMN
178787107
60
23700
SH
DFND
1
23700
0
0
Coca-Cola Co/The
CMN
191216100
49
1200
SH
DFND
1
1200
0
0
Coca-Cola Co/The
CMN
191216100
397
9795
SH
DFND
0
0
0
9795
Cohu Inc
CMN
192576106
151
13809
SH
DFND
1
13809
0
0
Columbia Laboratories Inc
CMN
197779200
68
10985
SH
DFND
1
10985
0
0
Commercial Vehicle Group Inc
CMN
202608105
127
19659
SH
DFND
1
19659
0
0
Community Health Systems Inc
CMN
203668108
251
4806
SH
DFND
1
4806
0
0
Concord Medical Services Holdings Ltd
ADR
206277105
86
14694
SH
DFND
1
14694
0
0
Conn's Inc
CMN
208242107
948
31300
SH
DFND
1
31300
0
0
Consumer Portfolio Services Inc
CMN
210502100
282
40314
SH
DFND
1
40314
0
0
Cowen Group Inc
CMN
223622101
147
28266
SH
DFND
1
28266
0
0
Crown Media Holdings Inc
CMN
228411104
58
14592
SH
DFND
1
14592
0
0
Cumulus Media Inc
CMN
231082108
29
11732
SH
DFND
1
11732
0
0
Cypress Energy Partners LP
MLP
232751107
145
10999
PRN
DFND
1
10999
0
0
CytRx Corp
CMN
232828509
37
11100
SH
DFND
1
11100
0
0
Darden Restaurants Inc
CMN
237194105
125
1800
SH
DFND
1
1800
0
0
Darden Restaurants Inc
CMN
237194105
129
1860
SH
DFND
0
0
0
1860
Datalink Corp
CMN
237934104
152
12608
SH
DFND
1
12608
0
0
Dawson Geophysical Co
CMN
239360100
80
18806
SH
DFND
1
18806
0
0
Delta Air Lines Inc
CMN
247361702
207
4600
SH
DFND
1
4600
0
0
Delta Air Lines Inc
CMN
247361702
9
200
SH
DFND
0
0
0
200
DENTSPLY International Inc
CMN
249030107
102
2000
SH
DFND
1
2000
0
0
DENTSPLY International Inc
CMN
249030107
120
2349
SH
DFND
0
0
0
2349
Digirad Corp
CMN
253827109
157
34535
SH
DFND
1
34535
0
0
Discovery Laboratories Inc
CMN
254668403
23
19516
SH
DFND
1
19516
0
0
Dollar General Corp
CMN
256677105
354
4700
SH
DFND
1
4700
0
0
Dollar General Corp
CMN
256677105
108
1439
SH
DFND
0
0
0
1439
Dominion Diamond Corp
CMN
257287102
487
28500
SH
DFND
1
28500
0
0
EI du Pont de Nemours & Co
CMN
263534109
310
4342
SH
SOLE
0
0
0
4342
Ebix Inc
CMN
278715206
760
25000
SH
DFND
1
25000
0
0
Ebix Inc
CMN
278715206
32
1068
SH
DFND
0
0
0
1068
Ellington Residential Mortgage REIT
REIT
288578107
167
10200
SH
DFND
1
10200
0
0
Emcore Corp
CMN
290846203
119
21876
SH
DFND
1
21876
0
0
Emmis Communications Corp
CMN
291525103
45
22578
SH
DFND
1
22578
0
0
Emulex Corp
CMN
292475209
102
12800
SH
DFND
1
12800
0
0
ENGlobal Corp
CMN
293306106
32
19503
SH
DFND
1
19503
0
0
Ennis Inc
CMN
293389102
151
10722
SH
DFND
1
10722
0
0
Enzon Pharmaceuticals Inc
CMN
293904108
57
53890
SH
DFND
1
53890
0
0
Enzo Biochem Inc
CMN
294100102
40
13434
SH
DFND
1
13434
0
0
EVINE Live Inc
CMN
300487105
568
84611
SH
DFND
1
84611
0
0
Expeditors International of Washington Inc
CMN
302130109
159
3300
SH
DFND
1
3300
0
0
Expeditors International of Washington Inc
CMN
302130109
161
3347
SH
DFND
0
0
0
3347
FXCM Inc
CMN
302693106
100
46793
SH
DFND
1
46793
0
0
FXCM Inc
CMN
302693106
7
3519
SH
DFND
0
0
0
3519
FX Energy Inc
CMN
302695101
20
16070
SH
DFND
1
16070
0
0
FactSet Research Systems Inc
CMN
303075105
334
2100
SH
DFND
1
2100
0
0
FactSet Research Systems Inc
CMN
303075105
33
207
SH
DFND
0
0
0
207
First BanCorp/Puerto Rico
CMN
318672706
245
39565
SH
DFND
1
39565
0
0
Foot Locker Inc
CMN
344849104
239
3800
SH
DFND
1
3800
0
0
Foot Locker Inc
CMN
344849104
19
306
SH
DFND
0
0
0
306
FormFactor Inc
CMN
346375108
145
16309
SH
DFND
1
16309
0
0
Fortuna Silver Mines Inc
CMN
349915108
90
23700
SH
DFND
1
23700
0
0
Gafisa SA
ADR
362607301
40
30600
SH
DFND
1
30600
0
0
General Communication Inc
CMN
369385109
226
14317
SH
DFND
1
14317
0
0
General Communication Inc
CMN
369385109
8
516
SH
DFND
0
0
0
516
General Electric Co
CMN
369604103
47
1900
SH
DFND
1
1900
0
0
General Electric Co
CMN
369604103
306
12333
SH
DFND
0
0
0
12333
General Finance Corp
CMN
369822101
164
20332
SH
DFND
1
20332
0
0
Geron Corp
CMN
374163103
98
26081
SH
DFND
1
26081
0
0
Gilead Sciences Inc
CMN
375558103
226
2300
SH
DFND
1
2300
0
0
Gilead Sciences Inc
CMN
375558103
65
660
SH
DFND
0
0
0
660
Gladstone Investment Corp
CMN
376546107
151
20469
SH
DFND
1
20469
0
0
Global Cash Access Holdings Inc
CMN
378967103
197
25900
SH
DFND
1
25900
0
0
Globalstar Inc
CMN
378973408
67
20100
SH
DFND
1
20100
0
0
Glu Mobile Inc
CMN
379890106
179
35800
SH
DFND
1
35800
0
0
GrafTech International Ltd
CMN
384313102
322
82700
SH
DFND
1
82700
0
0
Gray Television Inc
CMN
389375106
474
34293
SH
DFND
1
34293
0
0
Gulf Island Fabrication Inc
CMN
402307102
173
11654
SH
DFND
1
11654
0
0
H&E Equipment Services Inc
CMN
404030108
277
11100
SH
DFND
1
11100
0
0
Hackett Group Inc/The
CMN
404609109
136
15158
SH
DFND
1
15158
0
0
Harmony Gold Mining Co Ltd
ADR
413216300
140
80600
SH
DFND
1
80600
0
0
Heron Therapeutics Inc
CMN
427746102
189
13023
SH
DFND
1
13023
0
0
HollyFrontier Corp
CMN
436106108
177
4400
SH
DFND
1
4400
0
0
HollyFrontier Corp
CMN
436106108
43
1063
SH
DFND
0
0
0
1063
Home Depot Inc/The
CMN
437076102
159
1400
SH
DFND
1
1400
0
0
Home Depot Inc/The
CMN
437076102
341
3004
SH
DFND
0
0
0
3004
Hudson Technologies Inc
CMN
444144109
69
16600
SH
DFND
1
16600
0
0
Hydrogenics Corp
CMN
448883207
204
18000
SH
DFND
1
18000
0
0
IAMGOLD Corp
CMN
450913108
68
36100
SH
DFND
1
36100
0
0
IntelliPharmaCeutics International Inc/CA
CMN
458173101
56
20200
SH
DFND
1
20200
0
0
International Business Machines Corp
CMN
459200101
80
500
SH
DFND
1
500
0
0
International Business Machines Corp
CMN
459200101
155
963
SH
DFND
0
0
0
963
ION Geophysical Corp
CMN
462044108
80
36900
SH
DFND
1
36900
0
0
iShares Core S&P 500 ETF
ETP
464287200
457
2200
SH
SOLE
0
0
0
2200
iShares Russell 2000 ETF
ETP
464287655
497
4000
SH
SOLE
0
0
0
4000
iShares Core S&P Small-Cap ETF
ETP
464287804
1003
8500
SH
SOLE
0
0
0
8500
Isle of Capri Casinos Inc
CMN
464592104
389
27693
SH
DFND
1
27693
0
0
JA Solar Holdings Co Ltd
ADR
466090206
127
13300
SH
DFND
1
13300
0
0
Kandi Technologies Group Inc
CMN
483709101
584
47100
SH
DFND
1
47100
0
0
Kemet Corp
CMN
488360207
97
23320
SH
DFND
1
23320
0
0
Kindred Healthcare Inc
CMN
494580103
217
9131
SH
DFND
1
9131
0
0
Kindred Healthcare Inc
CMN
494580103
32
1357
SH
DFND
0
0
0
1357
Kinross Gold Corp
CMN
496902404
81
36000
SH
DFND
1
36000
0
0
Kohl's Corp
CMN
500255104
149
1900
SH
DFND
1
1900
0
0
Kohl's Corp
CMN
500255104
159
2037
SH
DFND
0
0
0
2037
Kroger Co/The
CMN
501044101
514
6700
SH
DFND
1
6700
0
0
Kroger Co/The
CMN
501044101
156
2034
SH
DFND
0
0
0
2034
Lake Shore Gold Corp
CMN
510728108
131
161100
SH
DFND
1
161100
0
0
Lee Enterprises Inc/IA
CMN
523768109
56
17637
SH
DFND
1
17637
0
0
Lincoln Educational Services Corp
CMN
533535100
25
10919
SH
DFND
1
10919
0
0
Lionbridge Technologies Inc
CMN
536252109
109
19068
SH
DFND
1
19068
0
0
Lululemon Athletica Inc
CMN
550021109
839
13100
SH
DFND
1
13100
0
0
Macerich Co/The
REIT
554382101
245
2907
SH
SOLE
0
0
0
2907
Magellan Health Inc
CMN
559079207
184
2600
SH
DFND
1
2600
0
0
Magellan Health Inc
CMN
559079207
30
421
SH
DFND
0
0
0
421
Magna International Inc
CMN
559222401
284
5300
SH
DFND
1
5300
0
0
Marlin Business Services Corp
CMN
571157106
207
10353
SH
DFND
1
10353
0
0
Mattson Technology Inc
CMN
577223100
196
49698
SH
DFND
1
49698
0
0
McClatchy Co/The
CMN
579489105
125
68069
SH
DFND
1
68069
0
0
McCormick & Co Inc/MD
CMN
579780206
447
5800
SH
DFND
1
5800
0
0
McCormick & Co Inc/MD
CMN
579780206
111
1439
SH
DFND
0
0
0
1439
McDonald's Corp
CMN
580135101
417
4276
SH
SOLE
0
0
0
4276
Medallion Financial Corp
CMN
583928106
196
21163
SH
DFND
1
21163
0
0
MeetMe Inc
CMN
585141104
68
36601
SH
DFND
1
36601
0
0
Mercer International Inc
CMN
588056101
301
19600
SH
DFND
1
19600
0
0
Merge Healthcare Inc
CMN
589499102
238
53262
SH
DFND
1
53262
0
0
Methode Electronics Inc
CMN
591520200
277
5887
SH
DFND
1
5887
0
0
Methode Electronics Inc
CMN
591520200
9
182
SH
DFND
0
0
0
182
Microvision Inc
CMN
594960304
165
48023
SH
DFND
1
48023
0
0
Miller Energy Resources Inc
CMN
600527105
45
71313
SH
DFND
1
71313
0
0
Misonix Inc
CMN
604871103
162
12448
SH
DFND
1
12448
0
0
Mitek Systems Inc
CMN
606710200
86
27219
SH
DFND
1
27219
0
0
Mobile Telesystems OJSC
ADR
607409109
105
10400
SH
DFND
1
10400
0
0
Monroe Capital Corp
CMN
610335101
233
15813
SH
DFND
1
15813
0
0
Monster Worldwide Inc
CMN
611742107
227
35876
SH
DFND
1
35876
0
0
Movado Group Inc
CMN
624580106
1500
52600
SH
DFND
1
52600
0
0
National Beverage Corp
CMN
635017106
219
8973
SH
DFND
1
8973
0
0
Neff Corp
CMN
640094207
202
19153
SH
DFND
1
19153
0
0
New Gold Inc
CMN
644535106
42
12400
SH
DFND
1
12400
0
0
New York & Co Inc
CMN
649295102
93
37132
SH
DFND
1
37132
0
0
New York Mortgage Trust Inc
REIT
649604501
84
10800
SH
DFND
1
10800
0
0
Newtek Business Services Corp
CMN
652526203
225
13594
SH
DFND
1
13594
0
0
Northern Tier Energy LP
MLP
665826103
231
9100
PRN
DFND
1
9100
0
0
Oi SA
ADR
670851401
31
19900
SH
DFND
1
19900
0
0
ON Semiconductor Corp
CMN
682189105
179
14800
SH
DFND
1
14800
0
0
One Liberty Properties Inc
REIT
682406103
226
9273
SH
DFND
1
9273
0
0
OXiGENE Inc
CMN
691828404
37
25512
SH
DFND
1
25512
0
0
Pacific Sunwear of California Inc
CMN
694873100
113
40845
SH
DFND
1
40845
0
0
Parker Drilling Co
CMN
701081101
44
12551
SH
DFND
1
12551
0
0
Patrick Industries Inc
CMN
703343103
306
4914
SH
DFND
1
4914
0
0
Penn West Petroleum Ltd
CMN
707887105
49
29800
SH
DFND
1
29800
0
0
PepsiCo Inc
CMN
713448108
96
1000
SH
DFND
1
1000
0
0
PepsiCo Inc
CMN
713448108
114
1187
SH
DFND
0
0
0
1187
PetroQuest Energy Inc
CMN
716748108
84
36730
SH
DFND
1
36730
0
0
Pfizer Inc
CMN
717081103
49
1400
SH
DFND
1
1400
0
0
Pfizer Inc
CMN
717081103
408
11714
SH
DFND
0
0
0
11714
PFSweb Inc
CMN
717098206
232
21103
SH
DFND
1
21103
0
0
Pioneer Energy Services Corp
CMN
723664108
108
19914
SH
DFND
1
19914
0
0
Planar Systems Inc
CMN
726900103
95
15047
SH
DFND
1
15047
0
0
Premiere Global Services Inc
CMN
740585104
98
10300
SH
DFND
1
10300
0
0
Priceline Group Inc/The
CMN
741503403
233
200
SH
DFND
1
200
0
0
Priceline Group Inc/The
CMN
741503403
126
108
SH
DFND
0
0
0
108
Procter & Gamble Co/The
CMN
742718109
395
4821
SH
SOLE
0
0
0
4821
QUALCOMM Inc
CMN
747525103
55
800
SH
DFND
1
800
0
0
QUALCOMM Inc
CMN
747525103
163
2345
SH
DFND
0
0
0
2345
Quantum Corp
CMN
747906204
116
72467
SH
DFND
1
72467
0
0
RadNet Inc
CMN
750491102
221
26298
SH
DFND
1
26298
0
0
Reading International Inc
CMN
755408101
247
18390
SH
DFND
1
18390
0
0
Repligen Corp
CMN
759916109
608
20037
SH
DFND
1
20037
0
0
Rentech Inc
CMN
760112102
13
11500
SH
DFND
1
11500
0
0
Republic Airways Holdings Inc
CMN
760276105
130
9485
SH
DFND
1
9485
0
0
Republic Airways Holdings Inc
CMN
760276105
8
587
SH
DFND
0
0
0
587
Revlon Inc
CMN
761525609
569
13800
SH
DFND
1
13800
0
0
REX American Resources Corp
CMN
761624105
1917
31519
SH
DFND
1
31519
0
0
Rigel Pharmaceuticals Inc
CMN
766559603
38
10761
SH
DFND
1
10761
0
0
Ruby Tuesday Inc
CMN
781182100
84
13900
SH
DFND
1
13900
0
0
Ruby Tuesday Inc
CMN
781182100
31
5240
SH
DFND
0
0
0
5240
Salem Media Group Inc
CMN
794093104
102
16545
SH
DFND
1
16545
0
0
Sanderson Farms Inc
CMN
800013104
287
3600
SH
DFND
1
3600
0
0
Sanderson Farms Inc
CMN
800013104
32
403
SH
DFND
0
0
0
403
ShoreTel Inc
CMN
825211105
114
16786
SH
DFND
1
16786
0
0
Sibanye Gold Ltd
ADR
825724206
87
10200
SH
DFND
1
10200
0
0
Sigma Designs Inc
CMN
826565103
114
14228
SH
DFND
1
14228
0
0
Siliconware Precision Industries Co Ltd
ADR
827084864
220
26900
SH
DFND
1
26900
0
0
Skystar Bio-Pharmaceutical Co
CMN
830884300
70
18026
SH
DFND
1
18026
0
0
Smith Micro Software Inc
CMN
832154108
49
38537
SH
DFND
1
38537
0
0
Sony Corp
ADR
835699307
268
10000
SH
DFND
1
10000
0
0
Southwest Airlines Co
CMN
844741108
199
4500
SH
DFND
1
4500
0
0
Southwest Airlines Co
CMN
844741108
35
800
SH
DFND
0
0
0
800
Sprague Resources LP
MLP
849343108
429
16619
PRN
DFND
1
16619
0
0
Sterling Construction Co Inc
CMN
859241101
47
10375
SH
DFND
1
10375
0
0
SUPERVALU Inc
CMN
868536103
133
11400
SH
DFND
1
11400
0
0
Supreme Industries Inc
CMN
868607102
155
19737
SH
DFND
1
19737
0
0
Swift Energy Co
CMN
870738101
84
38900
SH
DFND
1
38900
0
0
THL Credit Inc
CMN
872438106
181
14748
SH
DFND
1
14748
0
0
TRC Cos Inc
CMN
872625108
110
13225
SH
DFND
1
13225
0
0
Teck Resources Ltd
CMN
878742204
189
13800
SH
DFND
1
13800
0
0
Teleflex Inc
CMN
879369106
205
1700
SH
DFND
1
1700
0
0
Teleflex Inc
CMN
879369106
43
360
SH
DFND
0
0
0
360
Tesoro Corp
CMN
881609101
164
1800
SH
DFND
1
1800
0
0
Tesoro Corp
CMN
881609101
117
1280
SH
DFND
0
0
0
1280
Thompson Creek Metals Co Inc
CMN
884768102
60
45300
SH
DFND
1
45300
0
0
Threshold Pharmaceuticals Inc
CMN
885807206
184
45364
SH
DFND
1
45364
0
0
Tower International Inc
CMN
891826109
239
8998
SH
DFND
1
8998
0
0
Townsquare Media Inc
CMN
892231101
174
13546
SH
DFND
1
13546
0
0
TransGlobe Energy Corp
CMN
893662106
129
36100
SH
DFND
1
36100
0
0
TravelCenters of America LLC
CMN
894174101
709
40653
SH
DFND
1
40653
0
0
United Continental Holdings Inc
CMN
910047109
256
3800
SH
DFND
1
3800
0
0
United Development Funding IV
REIT
910187103
437
24950
SH
DFND
1
24950
0
0
United Microelectronics Corp
ADR
910873405
120
49312
SH
DFND
1
49312
0
0
Uranium Energy Corp
CMN
916896103
32
21337
SH
DFND
1
21337
0
0
Wabash National Corp
CMN
929566107
141
10000
SH
DFND
1
10000
0
0
Wal-Mart Stores Inc
CMN
931142103
425
5163
SH
SOLE
0
0
0
5163
Weight Watchers International Inc
CMN
948626106
75
10700
SH
DFND
1
10700
0
0
Western Digital Corp
CMN
958102105
91
1000
SH
DFND
1
1000
0
0
Western Digital Corp
CMN
958102105
218
2400
SH
DFND
0
0
0
2400
Western Refining Inc
CMN
959319104
277
5600
SH
DFND
1
5600
0
0
Westport Innovations Inc
CMN
960908309
76
19300
SH
DFND
1
19300
0
0
Whirlpool Corp
CMN
963320106
182
900
SH
DFND
1
900
0
0
Whirlpool Corp
CMN
963320106
20
100
SH
DFND
0
0
0
100
Whole Foods Market Inc
CMN
966837106
42
800
SH
DFND
1
800
0
0
Whole Foods Market Inc
CMN
966837106
653
12544
SH
DFND
0
0
0
12544
Willbros Group Inc
CMN
969203108
126
38037
SH
DFND
1
38037
0
0
Wireless Telecom Group Inc
CMN
976524108
26
10000
SH
DFND
1
10000
0
0
Express Inc
CMN
30219E103
306
18500
SH
DFND
1
18500
0
0
HCI Group Inc
CMN
40416E103
257
5600
SH
DFND
1
5600
0
0
HCI Group Inc
CMN
40416E103
8
184
SH
DFND
0
0
0
184
Unilife Corp
CMN
90478E103
43
10800
SH
DFND
1
10800
0
0
Trina Solar Ltd
ADR
89628E104
122
10100
SH
DFND
1
10100
0
0
Controladora Vuela Cia de Aviacion SAB de CV
ADR
21240E105
267
23942
SH
DFND
1
23942
0
0
American Eagle Outfitters Inc
CMN
02553E106
347
20300
SH
DFND
1
20300
0
0
American Eagle Outfitters Inc
CMN
02553E106
46
2722
SH
DFND
0
0
0
2722
Arqule Inc
CMN
04269E107
114
51050
SH
DFND
1
51050
0
0
Travelers Cos Inc/The
CMN
89417E109
87
800
SH
DFND
1
800
0
0
Travelers Cos Inc/The
CMN
89417E109
405
3747
SH
DFND
0
0
0
3747
Trevena Inc
CMN
89532E109
311
47700
SH
DFND
1
47700
0
0
Triumph Bancorp Inc
CMN
89679E300
138
10100
SH
DFND
1
10100
0
0
AES Corp/VA
CMN
00130H105
242
18800
SH
DFND
1
18800
0
0
AMC Networks Inc
CMN
00164V103
238
3100
SH
DFND
1
3100
0
0
AMC Networks Inc
CMN
00164V103
19
254
SH
DFND
0
0
0
254
Active Power Inc
CMN
00504W308
95
43318
SH
DFND
1
43318
0
0
Actuant Corp
CMN
00508X203
223
9400
SH
DFND
1
9400
0
0
Actuant Corp
CMN
00508X203
8
347
SH
DFND
0
0
0
347
Advanced Semiconductor Engineering Inc
ADR
00756M404
103
14269
SH
DFND
1
14269
0
0
Aemetis Inc
CMN
00770K202
64
15110
SH
DFND
1
15110
0
0
Agenus Inc
CMN
00847G705
54
10542
SH
DFND
1
10542
0
0
Akebia Therapeutics Inc
CMN
00972D105
139
12500
SH
DFND
1
12500
0
0
Alpha Natural Resources Inc
CMN
02076X102
20
20400
SH
DFND
1
20400
0
0
American Airlines Group Inc
CMN
02376R102
206
3900
SH
DFND
1
3900
0
0
American Realty Capital Properties Inc
CMN
02917T104
175
17800
SH
DFND
1
17800
0
0
Apricus Biosciences Inc
CMN
03832V109
79
42255
SH
DFND
1
42255
0
0
ArcelorMittal
NY Reg Shrs
03938L104
102
10800
PRN
DFND
1
10800
0
0
Athersys Inc
CMN
04744L106
117
40700
SH
DFND
1
40700
0
0
Atlantic Power Corp
CMN
04878Q863
82
29000
SH
DFND
1
29000
0
0
Atossa Genetics Inc
CMN
04962H100
20
11300
SH
DFND
1
11300
0
0
Autohome Inc
ADR
05278C107
251
5700
SH
DFND
1
5700
0
0
BBX Capital Corp
CMN
05540P100
386
20766
SH
DFND
1
20766
0
0
BGC Partners Inc
CMN
05541T101
178
18793
SH
DFND
1
18793
0
0
Banc of California Inc
CMN
05990K106
124
10104
SH
DFND
1
10104
0
0
Bankrate Inc
CMN
06647F102
129
11400
SH
DFND
1
11400
0
0
BlueLinx Holdings Inc
CMN
09624H109
21
19500
SH
DFND
1
19500
0
0
Bon-Ton Stores Inc/The
CMN
09776J101
750
107693
SH
DFND
1
107693
0
0
Broadwind Energy Inc
CMN
11161T207
147
29381
SH
DFND
1
29381
0
0
BSQUARE Corp
CMN
11776U300
76
16105
SH
DFND
1
16105
0
0
CRA International Inc
CMN
12618T105
283
9098
SH
DFND
1
9098
0
0
CTC Media Inc
CMN
12642X106
280
70700
SH
DFND
1
70700
0
0
Capstead Mortgage Corp
REIT
14067E506
109
9300
SH
DFND
1
9300
0
0
Capstead Mortgage Corp
REIT
14067E506
30
2581
SH
DFND
0
0
0
2581
Carnival PLC
ADR
14365C103
1083
22100
SH
DFND
1
22100
0
0
Catalyst Pharmaceutical Partners Inc
CMN
14888U101
73
16852
SH
DFND
1
16852
0
0
Cenveo Inc
CMN
15670S105
36
16889
SH
DFND
1
16889
0
0
Chimera Investment Corp
REIT
16934Q109
177
56500
SH
DFND
1
56500
0
0
China Automotive Systems Inc
CMN
16936R105
248
34043
SH
DFND
1
34043
0
0
China Digital TV Holding Co Ltd
ADR
16938G107
81
22010
SH
DFND
1
22010
0
0
China Green Agriculture Inc
CMN
16943W105
171
96876
SH
DFND
1
96876
0
0
China Ming Yang Wind Power Group Ltd
ADR
16951C108
59
25655
SH
DFND
1
25655
0
0
CIBER Inc
CMN
17163B102
72
17492
SH
DFND
1
17492
0
0
Cisco Systems Inc
CMN
17275R102
135
4900
SH
DFND
1
4900
0
0
Cisco Systems Inc
CMN
17275R102
91
3300
SH
DFND
0
0
0
3300
ClearOne Inc
CMN
18506U104
150
14100
SH
DFND
1
14100
0
0
Cloud Peak Energy Inc
CMN
18911Q102
61
10400
SH
DFND
1
10400
0
0
Cloud Peak Energy Inc
CMN
18911Q102
21
3600
SH
DFND
0
0
0
3600
ClubCorp Holdings Inc
CMN
18948M108
492
25409
SH
DFND
1
25409
0
0
CNinsure Inc
ADR
18976M103
90
10412
SH
DFND
1
10412
0
0
CombiMatrix Corp
CMN
20009T303
64
33700
SH
DFND
1
33700
0
0
Cia Paranaense de Energia
ADR
20441B407
129
12300
SH
DFND
1
12300
0
0
comScore Inc
CMN
20564W105
216
4226
SH
DFND
1
4226
0
0
Coronado Biosciences Inc
CMN
21976U109
112
29019
SH
DFND
1
29019
0
0
Costco Wholesale Corp
CMN
22160K105
167
1100
SH
DFND
1
1100
0
0
Costco Wholesale Corp
CMN
22160K105
202
1332
SH
DFND
0
0
0
1332
Cott Corp
CMN
22163N106
482
51427
SH
DFND
1
51427
0
0
Cracker Barrel Old Country Store Inc
CMN
22410J106
198
1300
SH
DFND
1
1300
0
0
Cracker Barrel Old Country Store Inc
CMN
22410J106
39
254
SH
DFND
0
0
0
254
CTPartners Executive Search Inc
CMN
22945C105
125
24972
SH
DFND
1
24972
0
0
Cyberonics Inc
CMN
23251P102
214
3300
SH
DFND
1
3300
0
0
Cyberonics Inc
CMN
23251P102
27
419
SH
DFND
0
0
0
419
Cytokinetics Inc
CMN
23282W605
94
13876
SH
DFND
1
13876
0
0
DSP Group Inc
CMN
23332B106
139
11564
SH
DFND
1
11564
0
0
DSP Group Inc
CMN
23332B106
9
728
SH
DFND
0
0
0
728
DSW Inc
CMN
23334L102
457
12400
SH
DFND
1
12400
0
0
Demand Media Inc
CMN
24802N208
114
19863
SH
DFND
1
19863
0
0
Destination XL Group Inc
CMN
25065K104
99
19960
SH
DFND
1
19960
0
0
DIRECTV
CMN
25490A309
85
1000
SH
DFND
1
1000
0
0
DIRECTV
CMN
25490A309
159
1867
SH
DFND
0
0
0
1867
Dot Hill Systems Corp
CMN
25848T109
174
32778
SH
DFND
1
32778
0
0
DRDGOLD Ltd
ADR
26152H301
31
18100
SH
DFND
1
18100
0
0
Dynex Capital Inc
REIT
26817Q506
177
20860
SH
DFND
1
20860
0
0
E-Commerce China Dangdang Inc
ADR
26833A105
766
80200
SH
DFND
1
80200
0
0
Eagle Rock Energy Partners LP
Ltd Part
26985R104
40
17189
SH
DFND
1
17189
0
0
EarthLink Holdings Corp
CMN
27033X101
112
25244
SH
DFND
1
25244
0
0
Endeavour Silver Corp
CMN
29258Y103
77
41100
SH
DFND
1
41100
0
0
Enova International Inc
CMN
29357K103
222
11300
SH
DFND
1
11300
0
0
Entergy Corp
CMN
29364G103
163
2100
SH
DFND
1
2100
0
0
Entergy Corp
CMN
29364G103
103
1331
SH
DFND
0
0
0
1331
EnteroMedics Inc
CMN
29365M208
18
19406
SH
DFND
1
19406
0
0
EPIRUS Biopharmaceuticals Inc
CMN
29428P107
129
14449
SH
DFND
1
14449
0
0
Epizyme Inc
CMN
29428V104
411
21900
SH
DFND
1
21900
0
0
Delhaize Group SA
ADR
29759W101
297
13283
SH
DFND
1
13283
0
0
Express Scripts Holding Co
CMN
30219G108
113
1300
SH
DFND
1
1300
0
0
Express Scripts Holding Co
CMN
30219G108
189
2175
SH
DFND
0
0
0
2175
Exxon Mobil Corp
CMN
30231G102
220
2583
SH
SOLE
0
0
0
2583
Fifth Street Senior Floating Rate Corp
CMN
31679F101
113
10600
SH
DFND
1
10600
0
0
First American Financial Corp
CMN
31847R102
225
6300
SH
DFND
1
6300
0
0
First American Financial Corp
CMN
31847R102
48
1336
SH
DFND
0
0
0
1336
Five Star Quality Care Inc
CMN
33832D106
54
12098
SH
DFND
1
12098
0
0
Fly Leasing Ltd
ADR
34407D109
289
19872
SH
DFND
1
19872
0
0
Fortress Investment Group LLC
Ltd Part
34958B106
115
14300
SH
DFND
1
14300
0
0
Forward Pharma A/S
ADR
34986J105
413
14600
SH
DFND
1
14600
0
0
Frontier Communications Corp
CMN
35906A108
85
12100
SH
SOLE
0
0
0
12100
GNC Holdings Inc
CMN
36191G107
211
4300
SH
DFND
1
4300
0
0
GP Strategies Corp
CMN
36225V104
238
6421
SH
DFND
1
6421
0
0
Gain Capital Holdings Inc
CMN
36268W100
151
15462
SH
DFND
1
15462
0
0
Gastar Exploration Inc
CMN
36729W202
39
14933
SH
DFND
1
14933
0
0
General Motors Co
CMN
37045V100
278
7400
SH
DFND
1
7400
0
0
General Motors Co
CMN
37045V100
11
300
SH
DFND
0
0
0
300
Genesis Healthcare Inc
CMN
37185X106
74
10419
SH
DFND
1
10419
0
0
GenVec Inc
CMN
37246C307
126
42600
SH
DFND
1
42600
0
0
Genworth Financial Inc
CMN
37247D106
87
11900
SH
DFND
1
11900
0
0
Gol Linhas Aereas Inteligentes SA
ADR
38045R107
43
17500
SH
DFND
1
17500
0
0
Gold Resource Corp
CMN
38068T105
151
47393
SH
DFND
1
47393
0
0
Gordmans Stores Inc
CMN
38269P100
142
17150
SH
DFND
1
17150
0
0
CGI Group Inc
CMN
39945C109
267
6300
SH
DFND
1
6300
0
0
HCA Holdings Inc
CMN
40412C101
196
2600
SH
DFND
1
2600
0
0
HCA Holdings Inc
CMN
40412C101
8
100
SH
DFND
0
0
0
100
HD Supply Holdings Inc
CMN
40416M105
695
22300
SH
DFND
1
22300
0
0
Hallador Energy Co
CMN
40609P105
134
11451
SH
DFND
1
11451
0
0
Hallmark Financial Services Inc
CMN
40624Q203
140
13248
SH
DFND
1
13248
0
0
Hatteras Financial Corp
REIT
41902R103
185
10200
SH
DFND
1
10200
0
0
Health Net Inc/CA
CMN
42222G108
278
4600
SH
DFND
1
4600
0
0
Health Net Inc/CA
CMN
42222G108
1
19
SH
DFND
0
0
0
19
Hemisphere Media Group Inc
CMN
42365Q103
133
10500
SH
DFND
1
10500
0
0
Heritage Insurance Holdings Inc
CMN
42727J102
228
10345
SH
DFND
1
10345
0
0
Highpower International Inc
CMN
43113X101
119
29505
SH
DFND
1
29505
0
0
Horizon Technology Finance Corp
CMN
44045A102
162
11722
SH
DFND
1
11722
0
0
ITT Educational Services Inc
CMN
45068B109
92
13500
SH
DFND
1
13500
0
0
iKang Healthcare Group Inc
ADR
45174L108
172
10600
SH
DFND
1
10600
0
0
INC Research Holdings Inc
CMN
45329R109
219
6700
SH
DFND
1
6700
0
0
Information Services Group Inc
CMN
45675Y104
66
16507
SH
DFND
1
16507
0
0
Inovio Pharmaceuticals Inc
CMN
45773H201
1158
141874
SH
DFND
1
141874
0
0
INTL. FCStone Inc
CMN
46116V105
237
7957
SH
DFND
1
7957
0
0
Intrepid Potash Inc
CMN
46121Y102
102
8800
SH
DFND
1
8800
0
0
Intrepid Potash Inc
CMN
46121Y102
32
2739
SH
DFND
0
0
0
2739
Inuvo Inc
CMN
46122W204
76
36489
SH
DFND
1
36489
0
0
Iridium Communications Inc
CMN
46269C102
146
15000
SH
DFND
1
15000
0
0
JG Wentworth Co/The
CMN
46618D108
182
17500
SH
DFND
1
17500
0
0
JMP Group LLC
CMN
46629U107
127
15098
SH
DFND
1
15098
0
0
Just Energy Group Inc
CMN
48213W101
182
38900
SH
DFND
1
38900
0
0
K12 Inc
CMN
48273U102
174
11100
SH
DFND
1
11100
0
0
Karyopharm Therapeutics Inc
CMN
48576U106
698
22816
SH
DFND
1
22816
0
0
KB Home
CMN
48666K109
481
30800
SH
DFND
1
30800
0
0
KB Home
CMN
48666K109
0
10
SH
DFND
0
0
0
10
LG Display Co Ltd
ADR
50186V102
159
11100
SH
DFND
1
11100
0
0
LHC Group Inc
CMN
50187A107
195
5900
SH
DFND
1
5900
0
0
LHC Group Inc
CMN
50187A107
35
1058
SH
DFND
0
0
0
1058
LGI Homes Inc
CMN
50187T106
271
16256
SH
DFND
1
16256
0
0
LSI Industries Inc
CMN
50216C108
152
18617
SH
DFND
1
18617
0
0
Laboratory Corp of America Holdings
CMN
50540R409
149
1179
SH
DFND
1
1179
0
0
Laboratory Corp of America Holdings
CMN
50540R409
119
941
SH
DFND
0
0
0
941
Landauer Inc
CMN
51476K103
197
5600
SH
DFND
1
5600
0
0
Landauer Inc
CMN
51476K103
8
236
SH
DFND
0
0
0
236
Lands' End Inc
CMN
51509F105
359
10000
SH
DFND
1
10000
0
0
Liberty Tax Inc
CMN
53128T102
383
13749
SH
DFND
1
13749
0
0
Liquidity Services Inc
CMN
53635B107
100
10142
SH
DFND
1
10142
0
0
Liquidity Services Inc
CMN
53635B107
8
827
SH
DFND
0
0
0
827
MannKind Corp
CMN
56400P201
81
15500
SH
DFND
1
15500
0
0
Marchex Inc
CMN
56624R108
66
16242
SH
DFND
1
16242
0
0
Marlin Midstream Partners LP
MLP
57118V100
396
17900
PRN
DFND
1
17900
0
0
MaxLinear Inc
CMN
57776J100
98
12041
SH
DFND
1
12041
0
0
Merck & Co Inc
CMN
58933Y105
29
500
SH
DFND
1
500
0
0
Merck & Co Inc
CMN
58933Y105
180
3134
SH
DFND
0
0
0
3134
Meritor Inc
CMN
59001K100
174
13833
SH
DFND
1
13833
0
0
Merus Labs International Inc
CMN
59047R101
204
97200
SH
DFND
1
97200
0
0
Midcoast Energy Partners LP
MLP
59564N103
150
10844
PRN
DFND
1
10844
0
0
ModusLink Global Solutions Inc
CMN
60786L206
144
37424
SH
DFND
1
37424
0
0
Molina Healthcare Inc
CMN
60855R100
202
3000
SH
DFND
1
3000
0
0
Monarch Financial Holdings Inc
CMN
60907Q100
148
11803
SH
DFND
1
11803
0
0
Mosaic Co/The
CMN
61945C103
207
4500
SH
DFND
1
4500
0
0
Mosaic Co/The
CMN
61945C103
114
2483
SH
DFND
0
0
0
2483
NCI Inc
CMN
62886K104
199
19244
SH
DFND
1
19244
0
0
Natural Gas Services Group Inc
CMN
63886Q109
240
12500
SH
DFND
1
12500
0
0
Navidea Biopharmaceuticals Inc
CMN
63937X103
20
12844
SH
DFND
1
12844
0
0
NeoPhotonics Corp
CMN
64051T100
69
10273
SH
DFND
1
10273
0
0
Net 1 UEPS Technologies Inc
CMN
64107N206
299
21837
SH
DFND
1
21837
0
0
Netlist Inc
CMN
64118P109
41
70290
SH
DFND
1
70290
0
0
NeuStar Inc
CMN
64126X201
209
8500
SH
DFND
1
8500
0
0
NeuStar Inc
CMN
64126X201
51
2061
SH
DFND
0
0
0
2061
New Media Investment Group Inc
CMN
64704V106
299
12500
SH
DFND
1
12500
0
0
New Residential Investment Corp
REIT
64828T201
195
13000
SH
DFND
1
13000
0
0
Noranda Aluminum Holding Corp
CMN
65542W107
43
14369
SH
DFND
1
14369
0
0
NTELOS Holdings Corp
CMN
67020Q305
80
16600
SH
DFND
1
16600
0
0
NVIDIA Corp
CMN
67066G104
100
4800
SH
DFND
1
4800
0
0
NVIDIA Corp
CMN
67066G104
246
11733
SH
DFND
0
0
0
11733
OHA Investment Corp
CMN
67091U102
204
38661
SH
DFND
1
38661
0
0
OFG Bancorp
CMN
67103X102
217
13298
SH
DFND
1
13298
0
0
OFG Bancorp
CMN
67103X102
8
491
SH
DFND
0
0
0
491
Omega Protein Corp
CMN
68210P107
205
14976
SH
DFND
1
14976
0
0
1-800-Flowers.com Inc
CMN
68243Q106
164
13846
SH
DFND
1
13846
0
0
OraSure Technologies Inc
CMN
68554V108
178
27200
SH
DFND
1
27200
0
0
Orchid Island Capital Inc
CMN
68571X103
171
12900
SH
DFND
1
12900
0
0
PDL BioPharma Inc
CMN
69329Y104
253
36000
SH
DFND
1
36000
0
0
PG&E Corp
CMN
69331C108
138
2600
SH
DFND
1
2600
0
0
PG&E Corp
CMN
69331C108
145
2735
SH
DFND
0
0
0
2735
PRA Group Inc
CMN
69354N106
174
3200
SH
DFND
1
3200
0
0
PRA Group Inc
CMN
69354N106
35
652
SH
DFND
0
0
0
652
Pacific Ethanol Inc
CMN
69423U305
162
15000
SH
DFND
1
15000
0
0
Pengrowth Energy Corp
CMN
70706P104
58
19300
SH
DFND
1
19300
0
0
PennantPark Floating Rate Capital Ltd
CMN
70806A106
141
10078
SH
DFND
1
10078
0
0
Pernix Therapeutics Holdings Inc
CMN
71426V108
283
26500
SH
DFND
1
26500
0
0
Pilgrim's Pride Corp
CMN
72147K108
341
15100
SH
DFND
1
15100
0
0
Polycom Inc
CMN
73172K104
184
13700
SH
DFND
1
13700
0
0
Polycom Inc
CMN
73172K104
27
2000
SH
DFND
0
0
0
2000
ProShares Ultra S&P500
ETP
74347R107
466
3600
SH
SOLE
0
0
0
3600
pSivida Corp
CMN
74440J101
94
23700
SH
DFND
1
23700
0
0
QEP Midstream Partners LP
MLP
74735R115
192
12250
PRN
DFND
1
12250
0
0
RTI Surgical Inc
CMN
74975N105
140
28426
SH
DFND
1
28426
0
0
Radio One Inc
CMN
75040P405
116
37583
SH
DFND
1
37583
0
0
Regions Financial Corp
CMN
7591EP100
129
13700
SH
DFND
1
13700
0
0
Repros Therapeutics Inc
CMN
76028H209
179
20800
SH
DFND
1
20800
0
0
Richmont Mines Inc
CMN
76547T106
213
66500
SH
DFND
1
66500
0
0
Rio Alto Mining Ltd
CMN
76689T104
125
50333
SH
DFND
1
50333
0
0
Rocky Mountain Chocolate Factory Inc
CMN
77467X101
167
11965
SH
DFND
1
11965
0
0
SPDR S&P 500 ETF Trust
ETP
78462F103
4359
21114
SH
DFND
1
21114
0
0
SPDR S&P 500 ETF Trust
ETP
78462F103
1445
7000
SH
DFND
0
0
0
7000
SPDR S&P MidCap 400 ETF Trust
ETP
78467Y107
1194
4305
SH
SOLE
0
0
0
4305
Shanda Games Ltd
ADR
81941U105
89
13900
SH
DFND
1
13900
0
0
Silver Standard Resources Inc
CMN
82823L106
101
22200
SH
DFND
1
22200
0
0
Silvercorp Metals Inc
CMN
82835P103
29
25200
SH
DFND
1
25200
0
0
Sirius XM Holdings Inc
CMN
82968B103
88
23000
SH
DFND
1
23000
0
0
Smart Technologies Inc
CMN
83172R108
45
36928
SH
DFND
1
36928
0
0
Sotherly Hotels Inc
REIT
83600C103
82
10800
SH
DFND
1
10800
0
0
Star Gas Partners LP
Ltd Part
85512C105
190
25697
SH
DFND
1
25697
0
0
StemCells Inc
CMN
85857R204
25
24515
SH
DFND
1
24515
0
0
Stoneridge Inc
CMN
86183P102
120
10626
SH
DFND
1
10626
0
0
Sungy Mobile Ltd
ADR
86737M100
57
15200
SH
DFND
1
15200
0
0
support.com Inc
CMN
86858W101
23
14669
SH
DFND
1
14669
0
0
Surgical Care Affiliates Inc
CMN
86881L106
395
11500
SH
DFND
1
11500
0
0
Synergetics USA Inc
CMN
87160G107
158
29362
SH
DFND
1
29362
0
0
Synutra International Inc
CMN
87164C102
79
12393
SH
DFND
1
12393
0
0
TTM Technologies Inc
CMN
87305R109
178
19754
SH
DFND
1
19754
0
0
Tenax Therapeutics Inc
CMN
88032L100
38
11600
SH
DFND
1
11600
0
0
TETRA Technologies Inc
CMN
88162F105
181
29321
SH
DFND
1
29321
0
0
Timmins Gold Corp
CMN
88741P103
47
68400
SH
DFND
1
68400
0
0
Titan International Inc
CMN
88830M102
183
19500
SH
DFND
1
19500
0
0
US Concrete Inc
CMN
90333L201
450
13295
SH
DFND
1
13295
0
0
US Physical Therapy Inc
CMN
90337L108
206
4347
SH
DFND
1
4347
0
0
Ultra Clean Holdings Inc
CMN
90385V107
109
15277
SH
DFND
1
15277
0
0
Vail Resorts Inc
CMN
91879Q109
796
7700
SH
DFND
1
7700
0
0
Verizon Communications Inc
CMN
92343V104
405
8319
SH
SOLE
0
0
0
8319
Verso Corp
CMN
92531L108
42
23100
SH
DFND
1
23100
0
0
Visa Inc
CMN
92826C839
13
200
SH
DFND
1
200
0
0
Visa Inc
CMN
92826C839
307
4698
SH
DFND
0
0
0
4698
Vonage Holdings Corp
CMN
92886T201
99
20130
SH
DFND
1
20130
0
0
WPP PLC
ADR
92937A102
341
3000
SH
DFND
1
3000
0
0
Wayfair Inc
CMN
94419L101
276
8600
SH
DFND
1
8600
0
0
Western Asset Mortgage Capital Corp
REIT
95790D105
263
17444
SH
DFND
1
17444
0
0
WhiteHorse Finance Inc
CMN
96524V106
223
17955
SH
DFND
1
17955
0
0
Windstream Holdings Inc
CMN
97382A101
83
11200
SH
SOLE
0
0
0
11200
Xcerra Corp
CMN
98400J108
272
30582
SH
DFND
1
30582
0
0
XenoPort Inc
CMN
98411C100
91
12819
SH
DFND
1
12819
0
0
Xinyuan Real Estate Co Ltd
ADR
98417P105
289
96821
SH
DFND
1
96821
0
0
ZAGG Inc
CMN
98884U108
149
17160
SH
DFND
1
17160
0
0
ZAIS Financial Corp
REIT
98886K108
209
11739
SH
DFND
1
11739
0
0
Zix Corp
CMN
98974P100
91
23145
SH
DFND
1
23145
0
0
Amira Nature Foods Ltd
CMN
G0335L102
172
19200
SH
DFND
1
19200
0
0
Arcos Dorados Holdings Inc
CMN
G0457F107
938
190223
SH
DFND
1
190223
0
0
Accenture PLC
CMN
G1151C101
2136
22800
SH
DFND
1
22800
0
0
Accenture PLC
CMN
G1151C101
9
100
SH
DFND
0
0
0
100
Central European Media Enterprises Ltd
CMN
G20045202
138
51984
SH
DFND
1
51984
0
0
China Yuchai International Ltd
CMN
G21082105
291
14760
SH
DFND
1
14760
0
0
China Cord Blood Corp
CMN
G21107100
197
38494
SH
DFND
1
38494
0
0
Cosan Ltd
CMN
G25343107
154
24400
SH
DFND
1
24400
0
0
Endurance Specialty Holdings Ltd
CMN
G30397106
202
3300
SH
DFND
1
3300
0
0
Everest Re Group Ltd
CMN
G3223R108
157
900
SH
DFND
1
900
0
0
Everest Re Group Ltd
CMN
G3223R108
53
307
SH
DFND
0
0
0
307
Frontline Ltd/Bermuda
CMN
G3682E127
824
366896
SH
DFND
1
366896
0
0
ICON PLC
ADR
G4705A100
303
4300
SH
DFND
1
4300
0
0
King Digital Entertainment Plc
CMN
G5258J109
170
10600
SH
DFND
1
10600
0
0
Maiden Holdings Ltd
CMN
G5753U112
290
19531
SH
DFND
1
19531
0
0
Alpha & Omega Semiconductor Ltd
CMN
G6331P104
112
12622
SH
DFND
1
12622
0
0
Paragon Offshore PLC
CMN
G6S01W108
162
124610
SH
DFND
1
124610
0
0
Pingtan Marine Enterprise Ltd
CMN
G7114V102
20
10000
SH
DFND
1
10000
0
0
Rowan Cos Plc
CMN
G7665A101
161
9100
SH
DFND
1
9100
0
0
Rowan Cos Plc
CMN
G7665A101
27
1500
SH
DFND
0
0
0
1500
Seadrill Ltd
CMN
G7945E105
198
21062
SH
DFND
1
21062
0
0
Signet Jewelers Ltd
CMN
G81276100
1416
10200
SH
DFND
1
10200
0
0
Signet Jewelers Ltd
CMN
G81276100
48
347
SH
DFND
0
0
0
347
Tsakos Energy Navigation Ltd
CMN
G9108L108
396
48418
SH
DFND
1
48418
0
0
XL Group PLC
CMN
G98290102
136
3700
SH
DFND
1
3700
0
0
XL Group PLC
CMN
G98290102
117
3184
SH
DFND
0
0
0
3184
UBS AG
CMN
H42097107
249
13274
SH
DFND
1
13274
0
0
Logitech International SA
CMN
H50430232
869
65815
SH
DFND
1
65815
0
0
Adecoagro SA
CMN
L00849106
682
66723
SH
DFND
1
66723
0
0
Pacific Drilling SA
CMN
L7257P106
97
25000
SH
DFND
1
25000
0
0
AudioCodes Ltd
CMN
M15342104
54
11803
SH
DFND
1
11803
0
0
Camtek Ltd/Israel
CMN
M20791105
36
11200
SH
DFND
1
11200
0
0
Cellcom Israel Ltd
CMN
M2196U109
230
47845
SH
DFND
1
47845
0
0
Compugen Ltd
CMN
M25722105
89
12643
SH
DFND
1
12643
0
0
Magal Security Systems Ltd
CMN
M6786D104
172
31600
SH
DFND
1
31600
0
0
magicJack VocalTec Ltd
CMN
M6787E101
148
21600
SH
DFND
1
21600
0
0
Mind CTI Ltd
CMN
M70240102
149
46804
SH
DFND
1
46804
0
0
RADA Electronic Industries Ltd
CMN
M81863116
46
15700
SH
DFND
1
15700
0
0
Tower Semiconductor Ltd
CMN
M87915274
429
25292
SH
DFND
1
25292
0
0
Constellium NV
CMN
N22035104
411
20228
SH
DFND
1
20228
0
0
Fiat Chrysler Automobiles NV
CMN
N31738102
1020
62621
SH
DFND
1
62621
0
0
Orthofix International NV
CMN
N6748L102
299
8324
SH
DFND
1
8324
0
0
Sapiens International Corp NV
CMN
N7716A151
131
15998
SH
DFND
1
15998
0
0
Planet Payment Inc
CMN
U72603118
27
14389
SH
DFND
1
14389
0
0
Capital Product Partners LP
Ltd Part
Y11082107
132
13900
SH
DFND
1
13900
0
0
Danaos Corp
CMN
Y1968P105
166
25431
SH
DFND
1
25431
0
0
DHT Holdings Inc
CMN
Y2065G121
120
17174
SH
DFND
1
17174
0
0
Diana Containerships Inc
CMN
Y2069P101
65
26576
SH
DFND
1
26576
0
0
Global Ship Lease Inc
CMN
Y27183105
126
23300
SH
DFND
1
23300
0
0
Navios Maritime Acquisition Corp
CMN
Y62134104
255
72022
SH
DFND
1
72022
0
0
Ocean Rig UDW Inc
CMN
Y64354105
81
12300
SH
DFND
1
12300
0
0
StealthGas Inc
CMN
Y81669106
71
10785
SH
DFND
1
10785
0
0
Teekay Tankers Ltd
CMN
Y8565N102
252
43823
SH
DFND
1
43823
0
0