0001628280-23-000994.txt : 20230112 0001628280-23-000994.hdr.sgml : 20230112 20230112204051 ACCESSION NUMBER: 0001628280-23-000994 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230110 FILED AS OF DATE: 20230112 DATE AS OF CHANGE: 20230112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEINGOLD ANTON CENTRAL INDEX KEY: 0001689690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35517 FILM NUMBER: 23526973 MAIL ADDRESS: STREET 1: C/O CION ARES MANAGEMENT LLC STREET 2: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ares Commercial Real Estate Corp CENTRAL INDEX KEY: 0001529377 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 453148087 STATE OF INCORPORATION: MD BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212.515.3400 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 4 1 wf-form4_167357403742859.xml FORM 4 X0306 4 2023-01-10 0 0001529377 Ares Commercial Real Estate Corp ACRE 0001689690 FEINGOLD ANTON C/O ARES COMMERCIAL REAL ESTATE 245 PARK AVENUE, 42ND FLOOR NEW YORK NY 10167 0 1 0 0 Gen. Counsel VP and Secretary Common Stock 2023-01-10 4 S 0 3166 10.87 D 53865 D Represents the number of shares of common stock sold by the reporting person to cover tax withholding obligations in connection with the vesting of the common stock. The price reported in Column 4 is a weighted average price. These shares were sold on January 10, 2023 in multiple transactions at prices ranging from $10.80 to $10.95, inclusive. The reporting person undertakes to provide to Ares Commercial Real Estate Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote. Includes 32,000 restricted stock units granted under the Ares Commercial Real Estate Corporation Amended and Restated 2012 Equity Incentive Plan. The restricted stock units vest in installments with the applicable restricted stock unit award agreement. Each restricted stock unit represents the right to receive one share of the Issuer's common stock upon vesting. /s/ Anton Feingold 2023-01-12