0001529274-23-000058.txt : 20230320 0001529274-23-000058.hdr.sgml : 20230320 20230320185513 ACCESSION NUMBER: 0001529274-23-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230316 FILED AS OF DATE: 20230320 DATE AS OF CHANGE: 20230320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bohanon Stephen CENTRAL INDEX KEY: 0001852917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 23747486 MAIL ADDRESS: STREET 1: C/O ALKAMI TECHNOLOGY, INC. STREET 2: 5601 GRANITE PARKWAY, SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKAMI TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001529274 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453060776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-200-1937 MAIL ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: ALKAMI TECHNOLOGY, INC, DATE OF NAME CHANGE: 20110906 4 1 wf-form4_167935290038517.xml FORM 4 X0407 4 2023-03-16 0 0001529274 ALKAMI TECHNOLOGY, INC. ALKT 0001852917 Bohanon Stephen C/O ALKAMI TECHNOLOGY, INC. 5601 GRANITE PARKWAY, SUITE 120 PLANO TX 75024 0 1 0 0 Chf. Strategist & Sales Offr. 0 Common Stock 2023-03-16 4 S 0 8741 12.6172 D 537100 D Common Stock 2023-03-16 4 M 0 16400 0.92 A 553500 D Common Stock 2023-03-16 4 S 0 16400 12.6124 D 537100 D Common Stock 2023-03-17 4 S 0 9627 12.2337 D 527473 D Common Stock 2023-03-17 4 M 0 16933 0.92 A 544406 D Common Stock 2023-03-17 4 S 0 16933 12.2338 D 527473 D Common Stock 2023-03-17 4 M 0 51590 3.32 A 579063 D Common Stock 2023-03-17 4 S 0 51590 12.2362 D 527473 D Common Stock 2023-03-17 4 M 0 26754 3.32 A 554227 D Common Stock 2023-03-17 4 S 0 26754 12.2451 D 527473 D Common Stock 718673 I See footnote Stock Option (Right to Buy) 0.92 2023-03-16 4 M 0 16400 0 D 2027-11-02 Common Stock 16400.0 16933 D Stock Option (Right to Buy) 0.92 2023-03-17 4 M 0 16933 0 D 2027-11-02 Common Stock 16933.0 0 D Stock Option (Right to Buy) 3.32 2023-03-17 4 M 0 51590 0 D 2030-02-20 Common Stock 51590.0 16010 D Stock Option (Right to Buy) 3.32 2023-03-16 4 M 0 26754 0 D 2030-03-13 Common Stock 26754.0 14271 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.60 to $12.69. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.20 to $12.275, inclusive. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.20 to $12.27. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.20 to $12.36. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.20 to $12.27. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes: (1) 339,116 shares held of record by Botech Trust, of which the Reporting Person is trustee, 339,116 shares held of record by KBCouture Trust, of which the Reporting Person's spouse is trustee, and 40,441 shares held of record by Bohanon Consulting, of which the Reporting Person is an officer and director. The options are fully vested and exercisable. /s/ Douglas A. Linebarger, as Attorney-in-Fact for Stephen Bohanon 2023-03-20