0001752724-23-269713.txt : 20231128 0001752724-23-269713.hdr.sgml : 20231128 20231128123904 ACCESSION NUMBER: 0001752724-23-269713 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231128 DATE AS OF CHANGE: 20231128 PERIOD START: 20231231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Utilities, Infrastructure & Power Opportunities Trust CENTRAL INDEX KEY: 0001528988 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22606 FILM NUMBER: 231443821 BUSINESS ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809-3700 BUSINESS PHONE: (800) 882-0052 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809-3700 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock Utility & Infrastructure Trust DATE OF NAME CHANGE: 20110830 NPORT-P 1 primary_doc.xml NPORT-P false 0001528988 XXXXXXXX BlackRock Utilities, Infrastructure & Power Opportunities Trust 811-22606 0001528988 XL2HP568CJRFGPERYJ89 100 BELLEVUE PARKWAY WILMINGTON 19809 800-441-7762 BlackRock Utilities, Infrastructure & Power Opportunities Trust XL2HP568CJRFGPERYJ89 2023-12-31 2023-09-30 N 467225044.58 8496834.47 458728210.11 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 63422.56000000 N MSCI World Select Energy Utilities and Industrials Call Overwrite Index N/A Options Clearing Corp. 549300CII6SLYGKNHA04 SEMPRA 000000000 -355.00000000 NC USD -11537.50000000 -0.00251510583 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Sempra Sempra 100.00000000 75.00000000 USD 2023-11-17 XXXX 46778.51000000 N N N EDP - Energias de Portugal SA 529900CLC3WDMGI9VH80 EDP - Energias de Portugal SA 000000000 2041700.00000000 NS 8489275.71000000 1.850611216599 Long EC CORP PT N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ENTERPRISE PRODUCTS PARTNERS L 000000000 -101.00000000 NC USD -5504.50000000 -0.00119994800 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Enterprise Products Partners LP Enterprise Products Partners LP 100.00000000 27.00000000 USD 2023-10-13 XXXX -2850.49000000 N N N American Electric Power Co Inc 1B4S6S7G0TW5EE83BO58 American Electric Power Co Inc 025537101 169950.00000000 NS USD 12783639.00000000 2.786756671654 Long EC CORP US N 1 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 NOV23 ENEL IM C @ 5.968 000000000 -519400.00000000 NC -66741.96000000 -0.01454934720 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Enel SpA Enel SpA 1.00000000 5.96800000 EUR 2023-11-16 XXXX 12062.01000000 N N N Rogers Corp PW0CN80KNFR7RUOOKJ84 Rogers Corp 775133101 24300.00000000 NS USD 3194721.00000000 0.696430027539 Long EC CORP US N 1 N N N Dominion Energy Inc ILUL7B6Z54MRYCF6H308 Dominion Energy Inc 25746U109 176898.00000000 NS USD 7902033.66000000 1.722595969867 Long EC CORP US N 1 N N N SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 XEL US FLEX 000000000 -143.00000000 NC USD -4254.82000000 -0.00092752525 N/A DE US N 2 SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 Call Written Xcel Energy, Inc. Xcel Energy, Inc. 100.00000000 60.25000000 USD 2023-10-20 XXXX 13731.56000000 N N N Union Pacific Corp 549300LMMRSZZCZ8CL11 Union Pacific Corp 907818108 25800.00000000 NS USD 5253654.00000000 1.145265079455 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 AES CORP/THE 000000000 -450.00000000 NC USD -2250.00000000 -0.00049048651 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written AES Corp. AES Corp. 100.00000000 18.00000000 USD 2023-10-20 XXXX 8646.29000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 EXELON CORP 000000000 -737.00000000 NC USD -7370.00000000 -0.00160661582 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Exelon Corp. Exelon Corp. 100.00000000 43.00000000 USD 2023-11-17 XXXX 44347.44000000 N N N ASML Holding NV 724500Y6DUVHQD6OXN27 ASML Holding NV 000000000 7050.00000000 NS 4150687.53000000 0.904825000626 Long EC CORP NL N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ENTERPRISE PRODUCTS PARTNERS L 000000000 -101.00000000 NC USD -6363.00000000 -0.00138709585 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Enterprise Products Partners LP Enterprise Products Partners LP 100.00000000 27.00000000 USD 2023-10-20 XXXX -3107.08000000 N N N SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 FE US FLEX 000000000 -145.00000000 NC USD -2423.97000000 -0.00052841092 N/A DE US N 2 SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 Call Written FirstEnergy Corp. FirstEnergy Corp. 100.00000000 37.25000000 USD 2023-11-10 XXXX 4792.58000000 N N N SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 JCI.FLEX 000000000 -426.00000000 NC USD -13237.52000000 -0.00288570000 N/A DE US N 2 SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 Call Written Johnson Controls International PLC Johnson Controls International PLC 100.00000000 58.94000000 USD 2023-11-17 XXXX 52693.85000000 N N N NextEra Energy Inc N/A NextEra Energy Inc 65339F101 583230.00000000 NS USD 33413246.70000000 7.283887487971 Long EC CORP US N 1 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 NOV23 ORRON SS C @ 7.7869 000000000 -236000.00000000 NC -8542.01000000 -0.00186210697 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Orron Energy ab Orron Energy ab 1.00000000 7.78690000 SEK 2023-11-14 XXXX -1355.92000000 N N N UBS AG BFM8T61CT2L1QCEMIK50 NOV23 AI FP C @ 162.4676 000000000 -15400.00000000 NC -46237.45000000 -0.01007948693 N/A DE US N 2 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Air Liquide SA Air Liquide SA 1.00000000 162.46760000 EUR 2023-11-09 XXXX -964.77000000 N N N BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 SEP23 DG FP C @ 104.27 000000000 -51800.00000000 NC -52027.28000000 -0.01134163516 N/A DE US N 2 BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 Call Written Vinci SA Vinci SA 1.00000000 104.27000000 EUR 2023-09-28 XXXX 46437.35000000 N N N Neoenergia SA 959800B3RXPMGEZ1W429 Neoenergia SA 000000000 902200.00000000 NS 3304354.28000000 0.720329425392 Long EC CORP BR N 1 N N N JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 OCT23 PEG US C @ 62.145 000000000 -21800.00000000 NC USD -27.03000000 -0.00000589237 N/A DE US N 2 JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 Call Written Public Service Enterprise Group, Inc. Public Service Enterprise Group, Inc. 1.00000000 62.14500000 USD 2023-10-05 XXXX 21251.95000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 PG+E CORP 000000000 -136.00000000 NC USD -408.00000000 -0.00008894155 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written PG&E Corp. PG&E Corp. 100.00000000 17.00000000 USD 2023-10-06 XXXX 2249.40000000 N N N Williams Cos Inc/The D71FAKCBLFS2O0RBPG08 Williams Cos Inc/The 969457100 432405.00000000 NS USD 14567724.45000000 3.175676605218 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 INGERSOLL RAND INC 000000000 -310.00000000 NC USD -3100.00000000 -0.00067578141 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Ingersoll Rand, Inc. Ingersoll Rand, Inc. 100.00000000 70.00000000 USD 2023-10-20 XXXX 35888.36000000 N N N JANE STREET EXECUTION SERVICES, LLC 549300HXJLXCPDWAH070 EXC.FLEX 000000000 -170.00000000 NC USD -709.24000000 -0.00015461006 N/A DE US N 2 JANE STREET EXECUTION SERVICES, LLC 549300HXJLXCPDWAH070 Call Written Exelon Corp. Exelon Corp. 100.00000000 40.50000000 USD 2023-10-11 XXXX 15401.51000000 N N N Iberdrola SA 5QK37QC7NWOJ8D7WVQ45 Iberdrola SA 000000000 901218.00000000 NS 10079625.72000000 2.197297985572 Long EC CORP ES N 2 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 NOV23 NG. LN C @ 9.9263 000000000 -125200.00000000 NC -31829.87000000 -0.00693872085 N/A DE IT N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written National Grid PLC National Grid PLC 1.00000000 9.92630000 GBP 2023-11-16 XXXX 10891.79000000 N N N Xcel Energy Inc LGJNMI9GH8XIDG5RCM61 Xcel Energy Inc 98389B100 82590.00000000 NS USD 4725799.80000000 1.030196028028 Long EC CORP US N 1 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 OCT23 006400 KS C @ 650060.1651 000000000 -3300.00000000 NC USD -2.64000000 -0.00000057550 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Samsung SDI Co. Ltd. Samsung SDI Co. Ltd. 1.00000000 650060.16510000 USD 2023-10-10 XXXX 38027.88000000 N N N Cheniere Energy Inc MIHC87W9WTYSYZWV1J40 Cheniere Energy Inc 16411R208 88950.00000000 NS USD 14762142.00000000 3.218058465700 Long EC CORP US N 1 N N N UBS AG BFM8T61CT2L1QCEMIK50 SEP23 PRY IM C @ 36.8891 000000000 -12600.00000000 NC -7738.37000000 -0.00168691827 N/A DE US N 2 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Prysmian SpA Prysmian SpA 1.00000000 36.88910000 EUR 2023-09-28 XXXX 2768.22000000 N N N UBS AG BFM8T61CT2L1QCEMIK50 OCT23 VWS DC C @ 173.3817 000000000 -62500.00000000 NC -848.67000000 -0.00018500497 N/A DE US N 2 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Vestas Wind Systems AS Vestas Wind Systems AS 1.00000000 173.38170000 DKK 2023-10-13 XXXX 43387.66000000 N N N UBS AG BFM8T61CT2L1QCEMIK50 OCT23 KRX ID C @ 76.544 000000000 -16700.00000000 NC -30.02000000 -0.00000654418 N/A DE US N 2 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Kingspan Group PLC Kingspan Group PLC 1.00000000 76.54400000 EUR 2023-10-03 XXXX 37904.55000000 N N N Exelon Corp 3SOUA6IRML7435B56G12 Exelon Corp 30161N101 307758.00000000 NS USD 11630174.82000000 2.535308394748 Long EC CORP US N 1 N N N JEFFERIES LLC 58PU97L1C0WSRCWADL48 EPD US FLEX 000000000 -184.00000000 NC USD -1546.70000000 -0.00033717132 N/A DE US N 2 JEFFERIES LLC 58PU97L1C0WSRCWADL48 Call Written Enterprise Products Partners LP Enterprise Products Partners LP 100.00000000 28.00000000 USD 2023-10-30 XXXX 250.64000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 WILLIAMS COS INC/THE 000000000 -670.00000000 NC USD -45225.00000000 -0.00985877890 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Williams Cos., Inc. Williams Cos., Inc. 100.00000000 34.00000000 USD 2023-10-27 XXXX 6210.31000000 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 NOV23 IBE SM C @ 11.03 000000000 -205000.00000000 NC -29816.41000000 -0.00649979864 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Iberdrola SA Iberdrola SA 1.00000000 11.03000000 EUR 2023-11-14 XXXX 19183.00000000 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 NOV23 EDP PL C @ 4.1342 000000000 -102300.00000000 NC -4871.37000000 -0.00106192945 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written EDP - Energias de Portugal SA EDP - Energias de Portugal SA 1.00000000 4.13420000 EUR 2023-11-14 XXXX 5575.57000000 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 NOV23 SU FP C @ 157.1094 000000000 -5900.00000000 NC -36135.31000000 -0.00787728097 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Schneider Electric SE Schneider Electric SE 1.00000000 157.10940000 EUR 2023-11-14 XXXX -7956.97000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 NOV23 ASML NA C @ 568.9137 000000000 -2400.00000000 NC -50332.89000000 -0.01097226830 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written ASML Holding NV ASML Holding NV 1.00000000 568.91370000 EUR 2023-11-08 XXXX -3585.72000000 N N N UBS AG BFM8T61CT2L1QCEMIK50 OCT23 ORSTED DC C @ 572.0742 000000000 -6900.00000000 NC -0.13000000 -0.00000002833 N/A DE US N 2 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Orsted AS Orsted AS 1.00000000 572.07420000 DKK 2023-10-13 XXXX 12785.38000000 N N N SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 TT US FLEX 000000000 -139.00000000 NC USD -67996.44000000 -0.01482281632 N/A DE US N 2 SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 Call Written Trane Technologies PLC Trane Technologies PLC 100.00000000 211.83000000 USD 2023-11-17 XXXX 20791.84000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 KINDER MORGAN INC 000000000 -866.00000000 NC USD -7361.00000000 -0.00160465387 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Kinder Morgan, Inc. Kinder Morgan, Inc. 100.00000000 17.50000000 USD 2023-10-27 XXXX 4563.49000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 LINDE PLC 000000000 -33.00000000 NC USD -7672.50000000 -0.00167255900 N/A DE IE N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Linde PLC Linde PLC 100.00000000 400.00000000 USD 2023-11-17 XXXX 15854.96000000 N N N China Longyuan Power Group Corp Ltd 5299008UYLF3O6V9T464 China Longyuan Power Group Corp Ltd 000000000 3620000.00000000 NS 3139532.65000000 0.684399298060 Long EC CORP CN N 2 N N N JANE STREET EXECUTION SERVICES, LLC 549300HXJLXCPDWAH070 EPD US FLEX 000000000 -193.00000000 NC USD -5883.61000000 -0.00128259171 N/A DE US N 2 JANE STREET EXECUTION SERVICES, LLC 549300HXJLXCPDWAH070 Call Written Enterprise Products Partners LP Enterprise Products Partners LP 100.00000000 27.60000000 USD 2023-11-17 XXXX 633.60000000 N N N Sunrun Inc 54930007SJ77CI66U531 Sunrun Inc 86771W105 132650.00000000 NS USD 1666084.00000000 0.363196324813 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 REPUBLIC SERVICES INC 000000000 -121.00000000 NC USD -11797.50000000 -0.00257178428 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Republic Services, Inc. Republic Services, Inc. 100.00000000 150.00000000 USD 2023-10-20 XXXX 24232.36000000 N N N UBS AG BFM8T61CT2L1QCEMIK50 OCT23 EDP PL C @ 4.2677 000000000 -102000.00000000 NC -0.11000000 -0.00000002397 N/A DE IT N 2 UBS AG BFM8T61CT2L1QCEMIK50 Call Written EDP - Energias de Portugal SA EDP - Energias de Portugal SA 1.00000000 4.26770000 EUR 2023-10-03 XXXX 9653.51000000 N N N BANK OF AMERICA NA B4TYDEB6GKMZO031MB27 NOV23 916 HK C @ 6.815 000000000 -597000.00000000 NC -22662.66000000 -0.00494032403 N/A DE US N 2 BANK OF AMERICA NA B4TYDEB6GKMZO031MB27 Call Written China Longyuan Power Group Corp. Ltd. China Longyuan Power Group Corp. Ltd. 1.00000000 6.81500000 HKD 2023-11-09 XXXX -8480.05000000 N N N JEFFERIES LLC 58PU97L1C0WSRCWADL48 RSG US FLEX 000000000 -120.00000000 NC USD -0.01000000 -0.00000000217 N/A DE US N 2 JEFFERIES LLC 58PU97L1C0WSRCWADL48 Call Written Republic Services, Inc. Republic Services, Inc. 100.00000000 148.50000000 USD 2023-09-27 XXXX 32732.11000000 N N N ROYAL BANK OF CANADA ES7IP3U3RHIGC71XBU11 OCT23 TRP CN C @ 49.0651 000000000 -26900.00000000 NC -3633.80000000 -0.00079214661 N/A DE US N 2 ROYAL BANK OF CANADA ES7IP3U3RHIGC71XBU11 Call Written TC Energy Corp. TC Energy Corp. 1.00000000 49.06510000 CAD 2023-10-20 XXXX 16720.70000000 N N N Enel SpA WOCMU6HCI0OJWNPRZS33 Enel SpA 000000000 3394525.00000000 NS 20817745.96000000 4.538143829220 Long EC CORP IT N 2 N N N STMicroelectronics NV 213800Z8NOHIKRI42W10 STMicroelectronics NV 000000000 103750.00000000 NS 4474017.22000000 0.975308934876 Long EC CORP NL N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 QUANTA SERVICES INC 000000000 -74.00000000 NC USD -1480.00000000 -0.00032263112 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Quanta Services, Inc. Quanta Services, Inc. 100.00000000 210.00000000 USD 2023-10-20 XXXX 11419.35000000 N N N JANE STREET EXECUTION SERVICES, LLC 549300HXJLXCPDWAH070 AEP US FLEX 000000000 -478.00000000 NC USD -21509.04000000 -0.00468884178 N/A DE US N 2 JANE STREET EXECUTION SERVICES, LLC 549300HXJLXCPDWAH070 Call Written American Electric Power Co., Inc. American Electric Power Co., Inc. 100.00000000 82.00000000 USD 2023-11-17 XXXX 28570.49000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 NOV23 SSE LN C @ 17.2799 000000000 -29300.00000000 NC -4038.20000000 -0.00088030339 N/A DE IT N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written SSE PLC SSE PLC 1.00000000 17.27990000 GBP 2023-11-13 XXXX 6792.04000000 N N N Trane Technologies PLC 549300BURLR9SLYY2705 Trane Technologies PLC 000000000 56900.00000000 NS USD 11545579.00000000 2.516867013090 Long EC CORP IE N 1 N N N Spirax-Sarco Engineering PLC 213800WFVZQMHOZP2W17 Spirax-Sarco Engineering PLC 000000000 40950.00000000 NS 4740093.96000000 1.033312069223 Long EC CORP GB N 2 N N N Johnson Controls International plc 549300XQ6S1GYKGBL205 Johnson Controls International plc 000000000 187209.00000000 NS USD 9961390.89000000 2.171523501380 Long EC CORP IE N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ANALOG DEVICES INC 000000000 -51.00000000 NC USD -2295.00000000 -0.00050029624 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Analog Devices, Inc. Analog Devices, Inc. 100.00000000 190.00000000 USD 2023-10-20 XXXX 15117.07000000 N N N Waste Management Inc 549300YX8JIID70NFS41 Waste Management Inc 94106L109 92650.00000000 NS USD 14123566.00000000 3.078852725585 Long EC CORP US N 1 N N N NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 KMI US FLEX 000000000 -644.00000000 NC USD -3239.96000000 -0.00070629185 N/A DE US N 2 NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 Call Written Kinder Morgan, Inc. Kinder Morgan, Inc. 100.00000000 17.57000000 USD 2023-10-20 XXXX 10779.64000000 N N N Sempra PBBKGKLRK5S5C0Y4T545 Sempra 816851109 203300.00000000 NS USD 13830499.00000000 3.014965876348 Long EC CORP US N 1 N N N JEFFERIES LLC 58PU97L1C0WSRCWADL48 FSLR US FLEX 000000000 -35.00000000 NC USD -18722.73000000 -0.00408144290 N/A DE US N 2 JEFFERIES LLC 58PU97L1C0WSRCWADL48 Call Written First Solar, Inc. First Solar, Inc. 100.00000000 175.31000000 USD 2023-11-10 XXXX 3528.98000000 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 OCT23 NEOE3 BZ C @ 19.491 000000000 -157900.00000000 NC USD -1836.38000000 -0.00040031983 N/A DE IT N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Neoenergia SA Neoenergia SA 1.00000000 19.49100000 USD 2023-10-11 XXXX 12864.11000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 OCT23 STMPA FP C @ 45.0232 000000000 -36400.00000000 NC -4021.95000000 -0.00087676099 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written STMicroelectronics NV STMicroelectronics NV 1.00000000 45.02320000 EUR 2023-10-19 XXXX 29404.00000000 N N N Sunnova Energy International Inc 549300JK1Y1VVC3JU540 Sunnova Energy International Inc 86745K104 140150.00000000 NS USD 1467370.50000000 0.319877972982 Long EC CORP US N 1 N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 OCT23 PEG US C @ 61.964 000000000 -20700.00000000 NC USD -5103.59000000 -0.00111255202 N/A DE IT N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written Public Service Enterprise Group, Inc. Public Service Enterprise Group, Inc. 1.00000000 61.96400000 USD 2023-10-30 XXXX 20951.50000000 N N N Linde PLC 5299003QR1WT0EF88V51 Linde PLC 000000000 18778.00000000 NS USD 6991988.30000000 1.524211536570 Long EC CORP IE N 1 N N N Quanta Services Inc SHVRXXEACT60MMH07S24 Quanta Services Inc 74762E102 45360.00000000 NS USD 8485495.20000000 1.849787088081 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 QUANTA SERVICES INC 000000000 -84.00000000 NC USD -12600.00000000 -0.00274672447 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Quanta Services, Inc. Quanta Services, Inc. 100.00000000 210.00000000 USD 2023-11-17 XXXX 27872.33000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 TRANE TECHNOLOGIES PLC 000000000 -60.00000000 NC USD -42000.00000000 -0.00915574823 N/A DE IE N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Trane Technologies PLC Trane Technologies PLC 100.00000000 200.00000000 USD 2023-10-20 XXXX 6105.81000000 N N N Canadian Solar Inc 5493001XSC6TKMBVOM15 Canadian Solar Inc 136635109 88290.00000000 NS USD 2172816.90000000 0.473661059449 Long EC CORP CA N 1 N N SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 XEL US FLEX 000000000 -146.00000000 NC USD -21112.62000000 -0.00460242460 N/A DE US N 2 SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 Call Written Xcel Energy, Inc. Xcel Energy, Inc. 100.00000000 58.57000000 USD 2023-11-17 XXXX 23.58000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 WASTE MANAGEMENT INC 000000000 -165.00000000 NC USD -4125.00000000 -0.00089922527 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Waste Management, Inc. Waste Management, Inc. 100.00000000 165.00000000 USD 2023-10-20 XXXX 19806.06000000 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 OCT23 916 HK C @ 7.6355 000000000 -670000.00000000 NC -0.86000000 -0.00000018747 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written China Longyuan Power Group Corp. Ltd. China Longyuan Power Group Corp. Ltd. 1.00000000 7.63550000 HKD 2023-10-03 XXXX 19470.17000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 FIRSTENERGY CORP 000000000 -146.00000000 NC USD -1095.00000000 -0.00023870343 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written FirstEnergy Corp. FirstEnergy Corp. 100.00000000 37.00000000 USD 2023-10-20 XXXX 14006.78000000 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 OCT23 VWS DC C @ 154.3605 000000000 -81700.00000000 NC -61054.87000000 -0.01330959567 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Vestas Wind Systems AS Vestas Wind Systems AS 1.00000000 154.36050000 DKK 2023-10-24 XXXX 9659.22000000 N N N JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 OCT23 AEP US C @ 81.61 000000000 -11600.00000000 NC USD -444.63000000 -0.00009692667 N/A DE US N 2 JP MORGAN CHASE BANK 7H6GLXDRUGQFU57RNE97 Call Written American Electric Power Co., Inc. American Electric Power Co., Inc. 1.00000000 81.61000000 USD 2023-10-11 XXXX 18305.61000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 LINDE PLC 000000000 -35.00000000 NC USD -7262.50000000 -0.00158318146 N/A DE IE N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Linde PLC Linde PLC 100.00000000 385.00000000 USD 2023-10-20 XXXX 26609.17000000 N N N Kingspan Group PLC 635400HM7V74SUB9OG75 Kingspan Group PLC 000000000 82065.00000000 NS 6128877.96000000 1.336058656285 Long EC CORP IE N 2 N N N Air Liquide SA 969500MMPQVHK671GT54 Air Liquide SA 000000000 40768.00000000 NS 6866615.16000000 1.496880943588 Long EC CORP FR N 2 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 OCT23 ORRON SS C @ 11.6182 000000000 -236000.00000000 NC -0.02000000 -0.00000000435 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Orron Energy ab Orron Energy ab 1.00000000 11.61820000 SEK 2023-10-03 XXXX 15736.99000000 N N N CMS Energy Corp 549300IA9XFBAGNIBW29 CMS Energy Corp 125896100 128410.00000000 NS USD 6819855.10000000 1.486687530807 Long EC CORP US N 1 N N N UBS AG BFM8T61CT2L1QCEMIK50 OCT23 ATCO B SS C @ 129.0689 000000000 -250000.00000000 NC -35695.00000000 -0.00778129602 N/A DE US N 2 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Atlas Copco AB Atlas Copco AB 1.00000000 129.06890000 SEK 2023-10-13 XXXX 24717.69000000 N N N JANE STREET EXECUTION SERVICES, LLC 549300HXJLXCPDWAH070 AES US FLEX 000000000 -330.00000000 NC USD -1413.72000000 -0.00030818248 N/A DE US N 2 JANE STREET EXECUTION SERVICES, LLC 549300HXJLXCPDWAH070 Call Written AES Corp. AES Corp. 100.00000000 18.59000000 USD 2023-10-20 XXXX 26890.13000000 N N N Orron Energy ab 549300IULC8F8IGXKI15 Orron Energy ab 000000000 2103600.00000000 NS 1402043.61000000 0.305637102558 Long EC CORP SE N 2 N N N UBS AG BFM8T61CT2L1QCEMIK50 NOV23 ATCO B SS C @ 128.8035 000000000 -16000.00000000 NC -3731.83000000 -0.00081351656 N/A DE US N 2 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Atlas Copco AB Atlas Copco AB 1.00000000 128.80350000 SEK 2023-11-07 XXXX 1312.28000000 N N N BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 NOV23 PRY IM C @ 38.59 000000000 -12600.00000000 NC -16537.53000000 -0.00360508240 N/A DE US N 2 BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 Call Written Prysmian SpA Prysmian SpA 1.00000000 38.59000000 EUR 2023-11-09 XXXX -3220.93000000 N N N BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 NOV23 IFX GY C @ 32.16 000000000 -6200.00000000 NC -8576.62000000 -0.00186965174 N/A DE US N 2 BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 Call Written Infineon Technologies AG Infineon Technologies AG 1.00000000 32.16000000 EUR 2023-11-16 XXXX -1122.91000000 N N N Vestas Wind Systems A/S 549300DYMC8BGZZC8844 Vestas Wind Systems A/S 000000000 412021.00000000 NS 8814729.36000000 1.921558161397 Long EC CORP DK N 2 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 NOV23 DG FP C @ 107.3244 000000000 -51800.00000000 NC -105181.09000000 -0.02292884712 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Vinci SA Vinci SA 1.00000000 107.32440000 EUR 2023-11-09 XXXX 10429.11000000 N N N Sika AG 549300R3N69ECGYPU434 Sika AG 000000000 14200.00000000 NS 3597722.52000000 0.784281943143 Long EC CORP CH N 2 N N N Republic Services Inc NKNQHM6BLECKVOQP7O46 Republic Services Inc 760759100 67350.00000000 NS USD 9598048.50000000 2.092317038382 Long EC CORP US N 1 N N N SSE PLC 549300KI75VYLLMSK856 SSE PLC 000000000 167800.00000000 NS 3288263.55000000 0.716821742707 Long EC CORP GB N 2 N N N UBS AG BFM8T61CT2L1QCEMIK50 OCT23 SU FP C @ 163.0502 000000000 -4600.00000000 NC -3894.03000000 -0.00084887519 N/A DE US N 2 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Schneider Electric SE Schneider Electric SE 1.00000000 163.05020000 EUR 2023-10-13 XXXX 11266.00000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 NEXTERA ENERGY INC 000000000 -1448.00000000 NC USD -14480.00000000 -0.00315655320 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written NextEra Energy, Inc. NextEra Energy, Inc. 100.00000000 68.00000000 USD 2023-10-13 XXXX 96681.69000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ANALOG DEVICES INC 000000000 -12.00000000 NC USD -1020.00000000 -0.00022235388 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Analog Devices, Inc. Analog Devices, Inc. 100.00000000 190.00000000 USD 2023-10-27 XXXX 2277.25000000 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 OCT23 ORRON SS C @ 10.2866 000000000 -264200.00000000 NC -303.97000000 -0.00006626363 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Orron Energy ab Orron Energy ab 1.00000000 10.28660000 SEK 2023-10-13 XXXX 9984.65000000 N N N UBS AG BFM8T61CT2L1QCEMIK50 OCT23 IFX GY C @ 34.2232 000000000 -19200.00000000 NC -1084.59000000 -0.00023643411 N/A DE US N 2 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Infineon Technologies AG Infineon Technologies AG 1.00000000 34.22320000 EUR 2023-10-13 XXXX 15891.66000000 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 OCT23 ATCO B SS C @ 128.5934 000000000 -16000.00000000 NC -2836.77000000 -0.00061839885 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Atlas Copco AB Atlas Copco AB 1.00000000 128.59340000 SEK 2023-10-24 XXXX 560.48000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 OCT23 PEG US C @ 62.75 000000000 -27500.00000000 NC USD -3106.13000000 -0.00067711772 N/A DE IT N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written Public Service Enterprise Group, Inc. Public Service Enterprise Group, Inc. 1.00000000 62.75000000 USD 2023-10-23 XXXX 23483.62000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ANALOG DEVICES INC 000000000 -9.00000000 NC USD -180.00000000 -0.00003923892 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Analog Devices, Inc. Analog Devices, Inc. 100.00000000 190.00000000 USD 2023-10-13 XXXX 2407.98000000 N N N PG&E Corp 8YQ2GSDWYZXO2EDN3511 PG&E Corp 69331C108 641800.00000000 NS USD 10352234.00000000 2.256724956487 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ENTERPRISE PRODUCTS PARTNERS L 000000000 -101.00000000 NC USD -6868.00000000 -0.00149718283 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Enterprise Products Partners LP Enterprise Products Partners LP 100.00000000 27.00000000 USD 2023-10-27 XXXX -3512.86000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 REPUBLIC SERVICES INC 000000000 -116.00000000 NC USD -16530.00000000 -0.00360344091 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Republic Services, Inc. Republic Services, Inc. 100.00000000 150.00000000 USD 2023-11-17 XXXX 5395.94000000 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 OCT23 IFX GY C @ 33.1364 000000000 -21100.00000000 NC -8240.79000000 -0.00179644282 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Infineon Technologies AG Infineon Technologies AG 1.00000000 33.13640000 EUR 2023-10-24 XXXX 12750.67000000 N N N Kinder Morgan Inc 549300WR7IX8XE0TBO16 Kinder Morgan Inc 49456B101 589750.00000000 NS USD 9778055.00000000 2.131557376350 Long EC CORP US N 1 N N N Atlas Copco AB 213800T8PC8Q4FYJZR07 Atlas Copco AB 000000000 1064300.00000000 NS 12447032.60000000 2.713378494210 Long EC CORP SE N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 FIRST SOLAR INC 000000000 -35.00000000 NC USD -12425.00000000 -0.00270857551 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written First Solar, Inc. First Solar, Inc. 100.00000000 180.00000000 USD 2023-11-03 XXXX 2416.92000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 PG+E CORP 000000000 -715.00000000 NC USD -7150.00000000 -0.00155865713 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written PG&E Corp. PG&E Corp. 100.00000000 18.00000000 USD 2023-11-17 XXXX 17710.16000000 N N N BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 OCT23 PRY IM C @ 37.02 000000000 -22800.00000000 NC -40939.00000000 -0.00892445659 N/A DE US N 2 BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 Call Written Prysmian SpA Prysmian SpA 1.00000000 37.02000000 EUR 2023-10-17 XXXX -14067.94000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 JOHNSON CONTROLS INTERNATIONAL 000000000 -229.00000000 NC USD -1145.00000000 -0.00024960313 N/A DE IE N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Johnson Controls International PLC Johnson Controls International PLC 100.00000000 62.50000000 USD 2023-10-20 XXXX 20102.14000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 SEMPRA 000000000 -178.00000000 NC USD -3560.00000000 -0.00077605865 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Sempra Sempra 100.00000000 72.50000000 USD 2023-10-20 XXXX 27823.28000000 N N N FirstEnergy Corp 549300SVYJS666PQJH88 FirstEnergy Corp 337932107 83350.00000000 NS USD 2848903.00000000 0.621043776513 Long EC CORP US N 1 N N N Analog Devices Inc GYVOE5EZ4GDAVTU4CQ61 Analog Devices Inc 032654105 27174.00000000 NS USD 4757895.66000000 1.037192733112 Long EC CORP US N 1 N N N BlackRock Liquidity Funds 5493007YVNX55LTRQ706 BlackRock Liquidity Funds: T-Fund, Institutional Shares 09248U718 6009551.58000000 NS USD 6009551.58000000 1.310046220736 Long STIV RF US N 1 N N N EDP Renovaveis SA 529900MUFAH07Q1TAX06 EDP Renovaveis SA 000000000 566130.00000000 NS 9271746.57000000 2.021185173629 Long EC CORP ES N 2 N N N SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 DUK US FLEX 000000000 -219.00000000 NC USD -9510.29000000 -0.00207318621 N/A DE US N 2 SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 Call Written Duke Energy Corp. Duke Energy Corp. 100.00000000 96.00000000 USD 2023-11-17 XXXX 41684.87000000 N N N Duke Energy Corp I1BZKREC126H0VB1BL91 Duke Energy Corp 26441C204 118418.00000000 NS USD 10451572.68000000 2.278380193250 Long EC CORP US N 1 N N N JEFFERIES LLC 58PU97L1C0WSRCWADL48 CMS US FLEX 000000000 -228.00000000 NC USD -5722.80000000 -0.00124753609 N/A DE US N 2 JEFFERIES LLC 58PU97L1C0WSRCWADL48 Call Written CMS Energy Corp. CMS Energy Corp. 100.00000000 57.02000000 USD 2023-10-20 XXXX 23408.46000000 N N N First Solar Inc 549300NPYMLM4NHTOF27 First Solar Inc 336433107 20234.00000000 NS USD 3269612.06000000 0.712755829691 Long EC CORP US N 1 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 NOV23 KRX ID C @ 72.5152 000000000 -14400.00000000 NC -28921.18000000 -0.00630464387 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Kingspan Group PLC Kingspan Group PLC 1.00000000 72.51520000 EUR 2023-11-09 XXXX -5589.18000000 N N N Prysmian SpA 529900X0H1IO3RS1A464 Prysmian SpA 000000000 100900.00000000 NS 4049951.26000000 0.882865097620 Long EC CORP IT N 2 N N N Orsted AS W9NG6WMZIYEU8VEDOG48 Orsted AS 000000000 74600.00000000 NS 4058477.07000000 0.884723673093 Long EC CORP DK N 2 N N N Samsung SDI Co Ltd 9884002AESDO4YW87G32 Samsung SDI Co Ltd 000000000 9150.00000000 NS 3457899.00000000 0.753801253943 Long EC CORP KR N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 PG+E CORP 000000000 -851.00000000 NC USD -4255.00000000 -0.00092756449 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written PG&E Corp. PG&E Corp. 100.00000000 17.00000000 USD 2023-10-13 XXXX 29571.60000000 N N N Money Market Series a series of SL Liquidity Series, LLC 549300I0RQO84VDWQP47 SL Liquidity Series, LLC, Money Market Series 590204509 1505861.63000000 NS USD 1506313.39000000 0.328367289563 Long STIV US N N/A N N JEFFERIES LLC 58PU97L1C0WSRCWADL48 CMS US FLEX 000000000 -228.00000000 NC USD -16001.95000000 -0.00348832917 N/A DE US N 2 JEFFERIES LLC 58PU97L1C0WSRCWADL48 Call Written CMS Energy Corp. CMS Energy Corp. 100.00000000 57.02000000 USD 2023-11-17 XXXX 21109.24000000 N N N SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 IR US FLEX 000000000 -150.00000000 NC USD -16778.55000000 -0.00365762332 N/A DE US N 2 SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 Call Written Ingersoll Rand, Inc. Ingersoll Rand, Inc. 100.00000000 67.30000000 USD 2023-11-17 XXXX 15361.65000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 UNION PACIFIC CORP 000000000 -90.00000000 NC USD -1350.00000000 -0.00029429190 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Union Pacific Corp. Union Pacific Corp. 100.00000000 220.00000000 USD 2023-10-13 XXXX 22029.09000000 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 OCT23 NG. LN C @ 10.0319 000000000 -68200.00000000 NC -3796.91000000 -0.00082770361 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written National Grid PLC National Grid PLC 1.00000000 10.03190000 GBP 2023-10-13 XXXX 6325.27000000 N N N UBS AG BFM8T61CT2L1QCEMIK50 OCT23 ATCO B SS C @ 131.3354 000000000 -90600.00000000 NC -2169.07000000 -0.00047284425 N/A DE US N 2 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Atlas Copco AB Atlas Copco AB 1.00000000 131.33540000 SEK 2023-10-05 XXXX 21365.81000000 N N N RWE AG 529900GB7KCA94ACC940 RWE AG 000000000 562895.00000000 NS 20894543.97000000 4.554885335041 Long EC CORP DE N 2 N N N Vinci SA 213800WFQ334R8UXUG83 Vinci SA 000000000 148150.00000000 NS 16389985.89000000 3.572918675760 Long EC CORP FR N 2 N N N TC Energy Corp 549300UGKOFV2IWJJG27 TC Energy Corp 87807B107 151700.00000000 NS 5216938.71000000 1.137261366321 Long EC CORP CA N 1 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 OCT23 EDPR PL C @ 17.0259 000000000 -60900.00000000 NC -1484.75000000 -0.00032366659 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written EDP Renovaveis SA EDP Renovaveis SA 1.00000000 17.02590000 EUR 2023-10-19 XXXX 22273.72000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 OCT23 RWE GY C @ 38.0841 000000000 -159300.00000000 NC -7247.11000000 -0.00157982653 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written RWE AG RWE AG 1.00000000 38.08410000 EUR 2023-10-19 XXXX 107733.37000000 N N N Ingersoll Rand Inc 5299004C02FMZCUOIR50 Ingersoll Rand Inc 45687V106 131700.00000000 NS USD 8391924.00000000 1.829389127384 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 ANALOG DEVICES INC 000000000 -23.00000000 NC USD -7475.00000000 -0.00162950519 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Analog Devices, Inc. Analog Devices, Inc. 100.00000000 185.00000000 USD 2023-11-17 XXXX -414.02000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 WASTE MANAGEMENT INC 000000000 -159.00000000 NC USD -14310.00000000 -0.00311949422 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Waste Management, Inc. Waste Management, Inc. 100.00000000 160.00000000 USD 2023-10-27 XXXX 42029.68000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 EXELON CORP 000000000 -170.00000000 NC USD -1700.00000000 -0.00037058980 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Exelon Corp. Exelon Corp. 100.00000000 41.00000000 USD 2023-10-20 XXXX 13730.76000000 N N N SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 DUK US FLEX 000000000 -195.00000000 NC USD -5621.85000000 -0.00122552960 N/A DE US N 2 SUSQUEHANNA FINANCIAL GROUP LLLP 549300E8QX0ZMRDC2M81 Call Written Duke Energy Corp. Duke Energy Corp. 100.00000000 93.01000000 USD 2023-10-20 XXXX 40157.92000000 N N N UBS AG BFM8T61CT2L1QCEMIK50 OCT23 EDP PL C @ 4.2299 000000000 -243700.00000000 NC -0.25000000 -0.00000005449 N/A DE US N 2 UBS AG BFM8T61CT2L1QCEMIK50 Call Written EDP - Energias de Portugal SA EDP - Energias de Portugal SA 1.00000000 4.22990000 EUR 2023-10-03 XXXX 17149.68000000 N N N AES Corp/The 2NUNNB7D43COUIRE5295 AES Corp 00130H105 222890.00000000 NS USD 3387928.00000000 0.738547995377 Long EC CORP US N 1 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 OCT23 IBE SM C @ 10.7782 000000000 -116200.00000000 NC -1791.19000000 -0.00039046868 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Iberdrola SA Iberdrola SA 1.00000000 10.77820000 EUR 2023-10-03 XXXX 23448.92000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 PG+E CORP 000000000 -544.00000000 NC USD -4080.00000000 -0.00088941554 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written PG&E Corp. PG&E Corp. 100.00000000 17.50000000 USD 2023-10-27 XXXX 20066.26000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 WILLIAMS COS INC/THE 000000000 -537.00000000 NC USD -10740.00000000 -0.00234125562 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Williams Cos., Inc. Williams Cos., Inc. 100.00000000 35.00000000 USD 2023-10-20 XXXX 61630.87000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 EATON CORP PLC 000000000 -95.00000000 NC USD -23987.50000000 -0.00522913120 N/A DE IE N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Eaton Corp. PLC Eaton Corp. PLC 100.00000000 220.00000000 USD 2023-10-20 XXXX 40210.13000000 N N N JANE STREET EXECUTION SERVICES, LLC 549300HXJLXCPDWAH070 D US FLEX 000000000 -294.00000000 NC USD -12802.52000000 -0.00279087261 N/A DE US N 2 JANE STREET EXECUTION SERVICES, LLC 549300HXJLXCPDWAH070 Call Written Dominion Energy, Inc. Dominion Energy, Inc. 100.00000000 49.25000000 USD 2023-11-17 XXXX 17411.54000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 SEMPRA 000000000 -178.00000000 NC USD -4005.00000000 -0.00087306599 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Sempra Sempra 100.00000000 75.00000000 USD 2023-10-20 XXXX 11177.72000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 OCT23 EDP PL C @ 4.1464 000000000 -266500.00000000 NC -5714.03000000 -0.00124562428 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written EDP - Energias de Portugal SA EDP - Energias de Portugal SA 1.00000000 4.14640000 EUR 2023-10-25 XXXX 18110.41000000 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 OCT23 ORSTED DC C @ 556.0231 000000000 -19200.00000000 NC 0.00000000 0.000000 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Orsted AS Orsted AS 1.00000000 556.02310000 DKK 2023-10-05 XXXX 41400.47000000 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 OCT23 EDPR PL C @ 17.7664 000000000 -14800.00000000 NC -8.61000000 -0.00000187692 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written EDP Renovaveis SA EDP Renovaveis SA 1.00000000 17.76640000 EUR 2023-10-13 XXXX 5226.38000000 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 OCT23 NEOE3 BZ C @ 19.378 000000000 -79000.00000000 NC USD -2124.31000000 -0.00046308684 N/A DE IT N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Neoenergia SA Neoenergia SA 1.00000000 19.37800000 USD 2023-10-17 XXXX 6162.79000000 N N N BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 OCT23 RWE GY C @ 39.54 000000000 -37700.00000000 NC -0.40000000 -0.00000008719 N/A DE US N 2 BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 Call Written RWE AG RWE AG 1.00000000 39.54000000 EUR 2023-10-05 XXXX 38566.07000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 DOMINION ENERGY INC 000000000 -309.00000000 NC USD -3090.00000000 -0.00067360147 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Dominion Energy, Inc. Dominion Energy, Inc. 100.00000000 50.00000000 USD 2023-10-20 XXXX 33300.61000000 N N N Enterprise Products Partners LP K4CDIF4M54DJZ6TB4Q48 Enterprise Products Partners LP 293792107 194363.00000000 NS USD 5319715.31000000 1.159666049036 Long EC CORP US N 1 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 OCT23 EDPR PL C @ 16.4514 000000000 -83400.00000000 NC -9812.07000000 -0.00213897244 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written EDP Renovaveis SA EDP Renovaveis SA 1.00000000 16.45140000 EUR 2023-10-24 XXXX 26276.29000000 N N N National Grid PLC 8R95QZMKZLJX5Q2XR704 National Grid PLC 000000000 552524.00000000 NS 6607825.84000000 1.440466423116 Long EC CORP GB N 2 N N N ROYAL BANK OF CANADA ES7IP3U3RHIGC71XBU11 OCT23 TRP CN C @ 49.8792 000000000 -27900.00000000 NC -4307.06000000 -0.00093891326 N/A DE US N 2 ROYAL BANK OF CANADA ES7IP3U3RHIGC71XBU11 Call Written TC Energy Corp. TC Energy Corp. 1.00000000 49.87920000 CAD 2023-10-25 XXXX 5840.08000000 N N N BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 OCT23 SPX LN C @ 103.632 000000000 -13200.00000000 NC -25.61000000 -0.00000558282 N/A DE US N 2 BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 Call Written Spirax-Sarco Engineering PLC Spirax-Sarco Engineering PLC 1.00000000 103.63200000 GBP 2023-10-05 XXXX 46909.23000000 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 NOV23 SIKA SW C @ 236.8577 000000000 -4900.00000000 NC -38346.34000000 -0.00835927225 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written Sika AG Sika AG 1.00000000 236.85770000 CHF 2023-11-14 XXXX -5006.54000000 N N N Schneider Electric SE 969500A1YF1XUYYXS284 Schneider Electric SE 000000000 28232.00000000 NS 4652409.77000000 1.014197441418 Long EC CORP FR N 2 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 OCT23 SSE LN C @ 17.1122 000000000 -29400.00000000 NC -2842.42000000 -0.00061963052 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written SSE PLC SSE PLC 1.00000000 17.11220000 GBP 2023-10-25 XXXX 6211.19000000 N N N Infineon Technologies AG TSI2PJM6EPETEQ4X1U25 Infineon Technologies AG 000000000 132850.00000000 NS 4400090.04000000 0.959193252785 Long EC CORP DE N 2 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 NOV23 EDPR PL C @ 15.7077 000000000 -39000.00000000 NC -20829.14000000 -0.00454062766 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written EDP Renovaveis SA EDP Renovaveis SA 1.00000000 15.70770000 EUR 2023-11-16 XXXX 138.95000000 N N N GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 OCT23 ENEL IM C @ 6.2599 000000000 -668700.00000000 NC -3994.46000000 -0.00087076833 N/A DE US N 2 GOLDMAN SACHS INTERNATIONAL W22LROWP2IHZNBB6K528 Call Written Enel SpA Enel SpA 1.00000000 6.25990000 EUR 2023-10-13 XXXX 73734.83000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 WILLIAMS COS INC/THE 000000000 -306.00000000 NC USD -13005.00000000 -0.00283501204 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Williams Cos., Inc. Williams Cos., Inc. 100.00000000 34.00000000 USD 2023-10-13 XXXX 9874.35000000 N N N JANE STREET EXECUTION SERVICES, LLC 549300HXJLXCPDWAH070 KMI US FLEX 000000000 -554.00000000 NC USD -11184.71000000 -0.00243819973 N/A DE US N 2 JANE STREET EXECUTION SERVICES, LLC 549300HXJLXCPDWAH070 Call Written Kinder Morgan, Inc. Kinder Morgan, Inc. 100.00000000 16.74000000 USD 2023-10-13 XXXX 8077.57000000 N N N Public Service Enterprise Group Inc PUSS41EMO3E6XXNV3U28 Public Service Enterprise Group Inc 744573106 200142.00000000 NS USD 11390081.22000000 2.482969429167 Long EC CORP US N 1 N N N MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 OCT23 051910 KS C @ 646127.5163 000000000 -3300.00000000 NC USD -1.22000000 -0.00000026595 N/A DE US N 2 MORGAN STANLEY & CO. INTERNATIONAL 4PQUHN3JPFGFNF3BB653 Call Written LG Chem Ltd. LG Chem Ltd. 1.00000000 646127.51630000 USD 2023-10-10 XXXX 45680.35000000 N N N Eaton Corp PLC 549300VDIGTMXUNT7H71 Eaton Corp PLC 000000000 21590.00000000 NS USD 4604715.20000000 1.003800311059 Long EC CORP IE N 1 N N N LG Chem Ltd 988400IES4EIG7O06940 LG Chem Ltd 000000000 9200.00000000 NS 3368452.92000000 0.734302544679 Long EC CORP KR N 2 N N N 2023-10-31 BlackRock Utilities, Infrastructure & Power Opportunities Trust Chuck Pulsfort Chuck Pulsfort Assistant Treasurer XXXX NPORT-EX 2 NPORT_LCXJ_17507322_0923.htm BlackRock Utilities Infrastructure Power Opportunities Trust

Schedule of Investments (unaudited) 

September 30, 2023

   

 

BlackRock Utilities, Infrastructure & Power Opportunities Trust (BUI)

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

    
Building Products — 6.0%            

Johnson Controls International PLC(a)

          187,209     $       9,961,391  

Kingspan Group PLC(b)

    82,065       6,128,878  

Trane Technologies PLC(a)

    56,900       11,545,579  
   

 

 

  
      27,635,848  
Chemicals — 4.5%            

Air Liquide SA

     40,768       6,866,615  

LG Chem Ltd.

     9,200       3,368,453  

Linde PLC(a)

    18,778       6,991,988  

Sika AG, Registered Shares

     14,200       3,597,723  
   

 

 

  
      20,824,779  
Commercial Services & Supplies(a) — 5.2%  

Republic Services, Inc., Class A

     67,350       9,598,048  

Waste Management, Inc.

     92,650       14,123,566  
   

 

 

  
      23,721,614  
Construction & Engineering — 5.4%            

Quanta Services, Inc.(a)

    45,360       8,485,495  

Vinci SA

     148,150       16,389,986  
   

 

 

  
      24,875,481  
Electric Utilities — 29.7%            

American Electric Power Co., Inc.(a)

    169,950       12,783,639  

Duke Energy Corp.(a)

    118,418       10,451,573  

EDP - Energias de Portugal SA

     2,156,450       8,966,400  

Enel SpA

     3,339,949       20,483,045  

Exelon Corp.(a)

    307,758       11,630,175  

FirstEnergy Corp.(a)

    83,350       2,848,903  

Iberdrola SA

     901,218       10,079,626  

Neoenergia SA

     902,200       3,304,354  

NextEra Energy, Inc.(a)(c)

    583,230       33,413,247  

Orsted A/S(d)

    74,600       4,058,477  

PG&E Corp.(a)(b)

    641,800       10,352,234  

SSE PLC

     167,800       3,288,264  

Xcel Energy, Inc.(a)

    82,590       4,725,800  
   

 

 

  
      136,385,737  
Electrical Equipment — 5.4%            

Eaton Corp. PLC(a)

    16,090       3,431,675  

Prysmian SpA

     100,900       4,049,951  

Schneider Electric SE

     34,332       5,657,641  

Sunrun, Inc.(b)

    187,900       2,360,024  

Vestas Wind Systems A/S(b)

    424,972       9,091,802  
   

 

 

  
      24,591,093  
Electronic Equipment, Instruments & Components — 1.5%  

Rogers Corp.(b)

    24,300       3,194,721  

Samsung SDI Co. Ltd.

     9,150       3,457,899  
   

 

 

  
      6,652,620  
Ground Transportation — 1.1%            

Union Pacific Corp.(a)

    25,800       5,253,654  
   

 

 

  
Independent Power and Renewable Electricity Producers — 8.5%  

AES Corp., Series 2021(a)

    222,890       3,387,928  

China Longyuan Power Group Corp. Ltd., Class H

     3,620,000       3,139,533  

EDP Renovaveis SA

     608,880       9,971,881  

Orron Energy AB(b)

    2,435,668       1,623,366  

RWE AG

     562,895       20,894,544  
   

 

 

  
      39,017,252  
Machinery — 5.6%            

Atlas Copco AB, B Shares

     1,064,300       12,447,033  
Security   Shares     Value  
Machinery (continued)            

Ingersoll Rand, Inc.(a)

          131,700     $       8,391,924  

Spirax-Sarco Engineering PLC

     40,950       4,740,094  
   

 

 

  
      25,579,051  
Multi-Utilities — 10.2%            

CMS Energy Corp.(a)

    128,410       6,819,855  

Dominion Energy, Inc., Series A(a)

    176,898       7,902,034  

National Grid PLC

     552,524       6,607,826  

Public Service Enterprise Group, Inc.

     200,142       11,390,081  

Sempra(a)(c)

    203,300       13,830,499  
   

 

 

  
      46,550,295  
Oil, Gas & Consumable Fuels — 10.8%            

Cheniere Energy, Inc.(c)

    88,950       14,762,142  

Enterprise Products Partners LP(a)

    194,363       5,319,715  

Kinder Morgan, Inc.(a)

    589,750       9,778,055  

TC Energy Corp.

     151,700       5,216,939  

Williams Cos., Inc.(a)(c)

    432,405       14,567,724  
   

 

 

  
      49,644,575  
Semiconductors & Semiconductor Equipment — 5.2%  

Analog Devices, Inc.(a)

    27,174       4,757,896  

ASML Holding NV(b)

    7,750       4,562,812  

Canadian Solar, Inc.(b)(e)

    88,290       2,172,817  

First Solar, Inc.(a)(b)

    20,234       3,269,612  

Infineon Technologies AG

     132,850       4,400,090  

STMicroelectronics NV

     103,750       4,474,017  
   

 

 

  
      23,637,244  
   

 

 

  

Total Long-Term Investments — 99.1%
(Cost: $359,191,010)

       454,369,243  
   

 

 

  

Short-Term Securities

    
Money Market Funds — 1.6%            

BlackRock Liquidity Funds, T-Fund, Institutional Class, 5.23%(f)(g)

    6,009,552       6,009,552  

SL Liquidity Series, LLC, Money Market Series, 5.52%(f)(g)(h)

    1,471,722       1,472,163  
   

 

 

  

Total Short-Term Securities — 1.6%
(Cost: $7,481,194)

 

     7,481,715  
   

 

 

  

Total Investments Before Options Written — 100.7%
(Cost: $366,672,204)

 

     461,850,958  
   

 

 

  

Options Written — (0.3)%
(Premiums Received: $(3,348,017))

 

     (1,312,231 ) 
   

 

 

  

Total Investments, Net of Options Written — 100.4% (Cost: $363,324,187)

 

     460,538,727  
Liabilities in Excess of Other Assets — (0.4)%     (1,825,172)  
   

 

 

  
Net Assets — 100.0%     $ 458,713,555  
   

 

 

  

 

(a) 

All or a portion of the security has been pledged and/or segregated as collateral in connection with outstanding exchange-traded options written.

(b) 

Non-income producing security.

(c) 

All or a portion of the security has been pledged as collateral in connection with outstanding OTC derivatives.

(d) 

Security exempt from registration pursuant to Rule 144A under the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration to qualified institutional investors.

(e) 

All or a portion of this security is on loan.

(f) 

Affiliate of the Trust.

(g) 

Annualized 7-day yield as of period end.

(h) 

All or a portion of this security was purchased with the cash collateral from loaned securities.

 

 

 

1       

Schedule of Investments (unaudited) (continued)

September 30, 2023

 

   

 

BlackRock Utilities, Infrastructure & Power Opportunities Trust (BUI)

 

For Trust compliance purposes, the Trust’s industry classifications refer to one or more of the industry sub-classifications used by one or more widely recognized market indexes or rating group indexes, and/or as defined by the investment adviser. These definitions may not apply for purposes of this report, which may combine such industry sub-classifications for reporting ease.

Affiliates

Investments in issuers considered to be affiliate(s) of the Trust during the period ended September 30, 2023 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

Affiliated Issuer    Value at
12/31/22 		    Purchases
at Cost 		    Proceeds
from Sales 		    Net
Realized
Gain (Loss)		     Change in
Unrealized
Appreciation
(Depreciation)		     Value at
09/30/23 		    Shares
Held at
09/30/23 		    Income     Capital Gain
Distributions
from
Underlying
Funds 		 

BlackRock Liquidity Funds, T-Fund, Institutional Class

    $ 11,042,199     $ —     $ (5,032,647 )(a)    $ —     $ —     $ 6,009,552       6,009,552     $ 415,072     $ —  

SL Liquidity Series, LLC, Money Market Series

      225,179       1,245,749 (a)      —       835       400       1,472,163       1,471,722       9,555 (b)       —  
        

 

 

    

 

 

    

 

 

      

 

 

    

 

 

  
         $ 835     $ 400     $ 7,481,715       $ 424,627     $ —  
        

 

 

    

 

 

    

 

 

      

 

 

    

 

 

  

 

  (a) 

Represents net amount purchased (sold).

 
  (b) 

All or a portion represents securities lending income earned from the reinvestment of cash collateral from loaned securities, net of fees and collateral investment expenses, and other payments to and from borrowers of securities.

 

Derivative Financial Instruments Outstanding as of Period End

Exchange-Traded Options Written

 

Description    Number of
Contracts		      Expiration
Date 		     Exercise Price      Notional
Amount (000) 		     Value  

Call

                     

PG&E Corp.

      136        10/06/23        USD        17.00        USD        219      $ (408 ) 

Exelon Corp.

      170        10/11/23        USD        40.50        USD        642        (709 ) 

Analog Devices, Inc.

      9        10/13/23        USD        190.00        USD        158        (180 ) 

Enterprise Products Partners LP

      101        10/13/23        USD        27.00        USD        276        (5,504 ) 

Kinder Morgan, Inc.

      554        10/13/23        USD        16.74        USD        919        (11,185 ) 

NextEra Energy, Inc.

      1,448        10/13/23        USD        68.00        USD        8,296        (14,480 ) 

PG&E Corp.

      851        10/13/23        USD        17.00        USD        1,373        (4,255 ) 

Union Pacific Corp.

      90        10/13/23        USD        220.00        USD        1,833        (1,350 ) 

Williams Cos., Inc.

      306        10/13/23        USD        34.00        USD        1,031        (13,005 ) 

AES Corp.

      330        10/20/23        USD        18.59        USD        502        (1,414 ) 

AES Corp.

      450        10/20/23        USD        18.00        USD        684        (2,250 ) 

Analog Devices, Inc.

      51        10/20/23        USD        190.00        USD        893        (2,295 ) 

CMS Energy Corp.

      228        10/20/23        USD        57.02        USD        1,211        (5,723 ) 

Dominion Energy, Inc.

      309        10/20/23        USD        50.00        USD        1,380        (3,090 ) 

Duke Energy Corp.

      195        10/20/23        USD        93.01        USD        1,721        (5,622 ) 

Eaton Corp. PLC

      95        10/20/23        USD        220.00        USD        2,026        (23,987 ) 

Enterprise Products Partners LP

      101        10/20/23        USD        27.00        USD        276        (6,363 ) 

Exelon Corp.

      170        10/20/23        USD        41.00        USD        642        (1,700 ) 

FirstEnergy Corp.

      146        10/20/23        USD        37.00        USD        499        (1,095 ) 

Ingersoll Rand, Inc.

      310        10/20/23        USD        70.00        USD        1,975        (3,100 ) 

Johnson Controls International PLC

      229        10/20/23        USD        62.50        USD        1,219        (1,145 ) 

Kinder Morgan, Inc.

      644        10/20/23        USD        17.57        USD        1,068        (3,240 ) 

Linde PLC

      35        10/20/23        USD        385.00        USD        1,303        (7,262 ) 

Quanta Services, Inc.

      74        10/20/23        USD        210.00        USD        1,384        (1,480 ) 

Republic Services, Inc., Class A

      121        10/20/23        USD        150.00        USD        1,724        (11,797 ) 

Sempra

      178        10/20/23        USD        72.50        USD        1,211        (3,560 ) 

Sempra

      178        10/20/23        USD        75.00        USD        1,211        (4,005 ) 

Trane Technologies PLC

      60        10/20/23        USD        200.00        USD        1,217        (42,000 ) 

Waste Management, Inc.

      165        10/20/23        USD        165.00        USD        2,515        (4,125 ) 

Williams Cos., Inc.

      537        10/20/23        USD        35.00        USD        1,809        (10,740 ) 

Xcel Energy, Inc.

      143        10/20/23        USD        60.25        USD        818        (4,255 ) 

Analog Devices, Inc.

      12        10/27/23        USD        190.00        USD        210        (1,020 ) 

Enterprise Products Partners LP

      101        10/27/23        USD        27.00        USD        276        (6,868 ) 

Kinder Morgan, Inc.

      866        10/27/23        USD        17.50        USD        1,436        (7,361 ) 

PG&E Corp.

      544        10/27/23        USD        17.50        USD        877        (4,080 ) 

Waste Management, Inc.

      159        10/27/23        USD        160.00        USD        2,424        (14,310 ) 

 

 

S C H E D U L E   O F  I  N V E S T M E N T S

   2

Schedule of Investments (unaudited) (continued)

September 30, 2023

   

 

BlackRock Utilities, Infrastructure & Power Opportunities Trust (BUI)

 

 

Exchange-Traded Options Written (continued)

 

Description    Number of
Contracts		      Expiration
Date 		     Exercise Price      Notional
Amount (000) 		     Value  

Call (continued)

                     

Williams Cos., Inc.

      670        10/27/23        USD        34.00        USD        2,257      $ (45,225 ) 

Enterprise Products Partners LP

      184        10/30/23        USD        28.00        USD        504        (1,547 ) 

First Solar, Inc.

      35        11/03/23        USD        180.00        USD        566        (12,425 ) 

First Solar, Inc.

      35        11/10/23        USD        175.31        USD        566        (18,723 ) 

FirstEnergy Corp.

      145        11/10/23        USD        37.25        USD        496        (2,424 ) 

American Electric Power Co., Inc.

      478        11/17/23        USD        82.00        USD        3,596        (21,509 ) 

Analog Devices, Inc.

      23        11/17/23        USD        185.00        USD        403        (7,475 ) 

CMS Energy Corp.

      228        11/17/23        USD        57.02        USD        1,211        (16,002 ) 

Dominion Energy, Inc.

      294        11/17/23        USD        49.25        USD        1,313        (12,803 ) 

Duke Energy Corp.

      219        11/17/23        USD        96.00        USD        1,933        (9,510 ) 

Enterprise Products Partners LP

      193        11/17/23        USD        27.60        USD        528        (5,884 ) 

Exelon Corp.

      737        11/17/23        USD        43.00        USD        2,785        (7,370 ) 

Ingersoll Rand, Inc.

      150        11/17/23        USD        67.30        USD        956        (16,779 ) 

Johnson Controls International PLC

      426        11/17/23        USD        58.94        USD        2,267        (13,238 ) 

Linde PLC

      33        11/17/23        USD        400.00        USD        1,229        (7,672 ) 

PG&E Corp.

      715        11/17/23        USD        18.00        USD        1,153        (7,150 ) 

Quanta Services, Inc.

      84        11/17/23        USD        210.00        USD        1,571        (12,600 ) 

Republic Services, Inc., Class A

      116        11/17/23        USD        150.00        USD        1,653        (16,530 ) 

Sempra

      355        11/17/23        USD        75.00        USD        2,415        (11,537 ) 

Trane Technologies PLC

      139        11/17/23        USD        211.83        USD        2,820        (67,996 ) 

Xcel Energy, Inc.

      146        11/17/23        USD        58.57        USD        835        (21,113 ) 
                    

 

 

  
                     $ (570,475 ) 
                    

 

 

  

OTC Options Written

 

Description    Counterparty    Number of
Contracts		      Expiration
Date 		     Exercise Price     

Notional

Amount (000)

     Value  

Call

                        

China Longyuan Power Group Corp. Ltd., Class H

    Morgan Stanley & Co. International PLC      670,000        10/03/23        HKD        7.64        HKD        4,550      $ (1 ) 

EDP - Energias de Portugal SA

    UBS AG      243,700        10/03/23        EUR        4.23        EUR        958        —  

EDP - Energias de Portugal SA

    UBS AG      102,000        10/03/23        EUR        4.27        EUR        401        —  

Iberdrola SA

    Morgan Stanley & Co. International PLC      116,200        10/03/23        EUR        10.78        EUR        1,229        (1,791 ) 

Kingspan Group PLC

    UBS AG      16,700        10/03/23        EUR        76.54        EUR        1,180        (30 ) 

Orron Energy AB

    Morgan Stanley & Co. International PLC      236,000        10/03/23        SEK        11.62        SEK        1,719        —  

Atlas Copco AB, B Shares

    UBS AG      90,600        10/05/23        SEK        131.34        SEK        11,576        (2,169 ) 

Orsted A/S

    Morgan Stanley & Co. International PLC      19,200        10/05/23        DKK        556.02        DKK        7,369        —  

Public Service Enterprise Group, Inc.

    JPMorgan Chase Bank N.A.      21,800        10/05/23        USD        62.14        USD        1,241        (27 ) 

RWE AG

    Barclays Bank PLC      37,700        10/05/23        EUR        39.54        EUR        1,324        —  

Spirax-Sarco Engineering PLC

    Barclays Bank PLC      13,200        10/05/23        GBP        103.63        GBP        1,252        (26 ) 

LG Chem Ltd.

    Morgan Stanley & Co. International PLC      3,300        10/10/23        USD        646,127.52        USD        1,630,412        (1 ) 

Samsung SDI Co. Ltd.

    Morgan Stanley & Co. International PLC      3,300        10/10/23        USD        650,060.16        USD        1,682,852        (3 ) 

American Electric Power Co., Inc.

    JPMorgan Chase Bank N.A.      11,600        10/11/23        USD        81.61        USD        873        (445 ) 

Neoenergia SA

    Morgan Stanley & Co. International PLC      157,900        10/11/23        USD        19.49        USD        2,907        (1,836 ) 

Atlas Copco AB, B Shares

    UBS AG      250,000        10/13/23        SEK        129.07        SEK        31,944        (35,695 ) 

EDP Renovaveis SA

    Morgan Stanley & Co. International PLC      14,800        10/13/23        EUR        17.77        EUR        229        (9 ) 

Enel SpA

    Goldman Sachs International      668,700        10/13/23        EUR        6.26        EUR        3,879        (3,994 ) 

Infineon Technologies AG

    UBS AG      19,200        10/13/23        EUR        34.22        EUR        601        (1,085 ) 

National Grid PLC

    Morgan Stanley & Co. International PLC      68,200        10/13/23        GBP        10.03        GBP        668        (3,797 ) 

Orron Energy AB

    Morgan Stanley & Co. International PLC      264,200        10/13/23        SEK        10.29        SEK        1,924        (304 ) 

Orsted A/S

    UBS AG      6,900        10/13/23        DKK        572.07        DKK        2,648        —  

Schneider Electric SE

    UBS AG      4,600        10/13/23        EUR        163.05        EUR        717        (3,894 ) 

Vestas Wind Systems A/S

    UBS AG      62,500        10/13/23        DKK        173.38        DKK        9,433        (849 ) 

Neoenergia SA

    Morgan Stanley & Co. International PLC      79,000        10/17/23        USD        19.38        USD        1,454        (2,124 ) 

Prysmian SpA

    Barclays Bank PLC      22,800        10/17/23        EUR        37.02        EUR        866        (40,939 ) 

EDP Renovaveis SA

    Goldman Sachs International      60,900        10/19/23        EUR        17.03        EUR        943        (1,485 ) 

RWE AG

    Goldman Sachs International      159,300        10/19/23        EUR        38.08        EUR        5,593        (7,247 ) 

STMicroelectronics NV

    Goldman Sachs International      36,400        10/19/23        EUR        45.02        EUR        1,485        (4,022 ) 

TC Energy Corp.

    Royal Bank of Canada      26,900        10/20/23        CAD        49.07        CAD        1,256        (3,634 ) 

Public Service Enterprise Group, Inc.

    Goldman Sachs International      27,500        10/23/23        USD        62.75        USD        1,565        (3,106 ) 

 

 

 

3  

Schedule of Investments (unaudited) (continued)

September 30, 2023

   

 

BlackRock Utilities, Infrastructure & Power Opportunities Trust (BUI)

 

 

OTC Options Written (continued)

 

Description    Counterparty    Number of
Contracts		     

Expiration

Date

     Exercise Price     

Notional

Amount (000)

     Value  

Call (continued)

                        

Atlas Copco AB, B Shares

    Morgan Stanley & Co. International PLC      16,000        10/24/23        SEK        128.59        SEK        2,044      $ (2,837 ) 

EDP Renovaveis SA

    Goldman Sachs International      83,400        10/24/23        EUR        16.45        EUR        1,292        (9,812 ) 

Infineon Technologies AG

    Morgan Stanley & Co. International PLC      21,100        10/24/23        EUR        33.14        EUR        661        (8,241 ) 

Vestas Wind Systems A/S

    Morgan Stanley & Co. International PLC      81,700        10/24/23        DKK        154.36        DKK        12,330        (61,055 ) 

EDP - Energias de Portugal SA

    Goldman Sachs International      266,500        10/25/23        EUR        4.15        EUR        1,048        (5,714 ) 

SSE PLC

    Goldman Sachs International      29,400        10/25/23        GBP        17.11        GBP        472        (2,842 ) 

TC Energy Corp.

    Royal Bank of Canada      27,900        10/25/23        CAD        49.88        CAD        1,303        (4,307 ) 

Public Service Enterprise Group, Inc.

    Goldman Sachs International      20,700        10/30/23        USD        61.96        USD        1,178        (5,104 ) 

Atlas Copco AB, B Shares

    UBS AG      16,000        11/07/23        SEK        128.80        SEK        2,044        (3,732 ) 

ASML Holding NV

    Goldman Sachs International      2,400        11/08/23        EUR        568.91        EUR        1,336        (50,333 ) 

Air Liquide SA

    UBS AG      15,400        11/09/23        EUR        162.47        EUR        2,453        (46,237 ) 

China Longyuan Power Group Corp. Ltd., Class H

    Bank of America N.A.      597,000        11/09/23        HKD        6.81        HKD        4,055        (22,663 ) 

Kingspan Group PLC

    Morgan Stanley & Co. International PLC      14,400        11/09/23        EUR        72.52        EUR        1,017        (28,921 ) 

Prysmian SpA

    Barclays Bank PLC      12,600        11/09/23        EUR        38.59        EUR        478        (16,538 ) 

Vinci SA

    Morgan Stanley & Co. International PLC      51,800        11/09/23        EUR        107.32        EUR        5,420        (105,181 ) 

SSE PLC

    Goldman Sachs International      29,300        11/13/23        GBP        17.28        GBP        471        (4,038 ) 

EDP - Energias de Portugal SA

    Morgan Stanley & Co. International PLC      102,300        11/14/23        EUR        4.13        EUR        402        (4,871 ) 

Iberdrola SA

    Morgan Stanley & Co. International PLC      205,000        11/14/23        EUR        11.03        EUR        2,169        (29,816 ) 

Orron Energy AB

    Morgan Stanley & Co. International PLC      236,000        11/14/23        SEK        7.79        SEK        1,719        (8,542 ) 

Schneider Electric SE

    Morgan Stanley & Co. International PLC      5,900        11/14/23        EUR        157.11        EUR        920        (36,135 ) 

Sika AG, Registered Shares

    Morgan Stanley & Co. International PLC      4,900        11/14/23        CHF        236.86        CHF        1,136        (38,346 ) 

EDP Renovaveis SA

    Morgan Stanley & Co. International PLC      39,000        11/16/23        EUR        15.71        EUR        604        (20,829 ) 

Enel SpA

    Morgan Stanley & Co. International PLC      519,400        11/16/23        EUR        5.97        EUR        3,013        (66,742 ) 

Infineon Technologies AG

    Barclays Bank PLC      6,200        11/16/23        EUR        32.16        EUR        194        (8,577 ) 

National Grid PLC

    Goldman Sachs International      125,200        11/16/23        GBP        9.93        GBP        1,227        (31,830 ) 
                       

 

 

  
                        $ (741,756 ) 
                       

 

 

  

Fair Value Hierarchy as of Period End

Various inputs are used in determining the fair value of financial instruments. These inputs to valuation techniques are categorized into a fair value hierarchy consisting of three broad levels for financial reporting purposes as follows:

 

  •  

Level 1 – Unadjusted price quotations in active markets/exchanges for identical assets or liabilities that the Trust has the ability to access;

 

  •  

Level 2 – Other observable inputs (including, but not limited to, quoted prices for similar assets or liabilities in markets that are active, quoted prices for identical or similar assets or liabilities in markets that are not active, inputs other than quoted prices that are observable for the assets or liabilities (such as interest rates, yield curves, volatilities, prepayment speeds, loss severities, credit risks and default rates) or other market–corroborated inputs); and

 

  •  

Level 3 – Unobservable inputs based on the best information available in the circumstances, to the extent observable inputs are not available (including the Valuation Committee’s assumptions used in determining the fair value of financial instruments).

The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to unobservable inputs (Level 3 measurements). Accordingly, the degree of judgment exercised in determining fair value is greatest for instruments categorized in Level 3. The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, for disclosure purposes, the fair value hierarchy classification is determined based on the lowest level input that is significant to the fair value measurement in its entirety. Investments classified within Level 3 have significant unobservable inputs used by the Valuation Committee in determining the price for Fair Valued Investments. Level 3 investments include equity or debt issued by privately held companies or funds. There may not be a secondary market, and/or there are a limited number of investors. The categorization of a value determined for financial instruments is based on the pricing transparency of the financial instruments and is not necessarily an indication of the risks associated with investing in those securities. For information about the Trust’s policy regarding valuation of financial instruments, refer to its most recent financial statements.

Certain investments of the Trust were fair valued using net asset value (“NAV”) as a practical expedient as no quoted market value is available and therefore have been excluded from the fair value hierarchy.

 

 

S C H E D U L E   O F  I  N V E S T M E N T S

   4

Schedule of Investments (unaudited) (continued)

September 30, 2023

   

 

BlackRock Utilities, Infrastructure & Power Opportunities Trust (BUI)

 

 

Fair Value Hierarchy as of Period End (continued)

The following table summarizes the Trust’s financial instruments categorized in the fair value hierarchy. The breakdown of the Trust’s financial instruments into major categories is disclosed in the Schedule of Investments above.

 

      Level 1        Level 2        Level 3        Total  

Assets

                  

Investments

                  

Long-Term Investments

                  

Common Stocks

                  

Building Products

    $ 21,506,970        $ 6,128,878        $             —        $ 27,635,848  

Chemicals

      6,991,988          13,832,791          —          20,824,779  

Commercial Services & Supplies

      23,721,614          —          —          23,721,614  

Construction & Engineering

      8,485,495          16,389,986          —          24,875,481  

Electric Utilities

      89,509,925          46,875,812          —          136,385,737  

Electrical Equipment

      5,791,699          18,799,394          —          24,591,093  

Electronic Equipment, Instruments & Components

      3,194,721          3,457,899          —          6,652,620  

Ground Transportation

      5,253,654          —          —          5,253,654  

Independent Power and Renewable Electricity Producers

      3,387,928          35,629,324          —          39,017,252  

Machinery

      8,391,924          17,187,127          —          25,579,051  

Multi-Utilities

      39,942,469          6,607,826          —          46,550,295  

Oil, Gas & Consumable Fuels

      49,644,575          —          —          49,644,575  

Semiconductors & Semiconductor Equipment

      10,200,325          13,436,919          —          23,637,244  

Short-Term Securities

                  

Money Market Funds

      6,009,552          —          —          6,009,552  
  

 

 

       

 

 

       

 

 

       

 

 

  
   $ 282,032,839        $ 178,345,956        $ —          460,378,795  
  

 

 

       

 

 

       

 

 

       

 

 

  

Investments Valued at NAV(a)

                    1,472,163  
                 

 

 

  
                  $ 461,850,958  
                 

 

 

  

Derivative Financial Instruments(b)

                 

Liabilities

                  

Equity Contracts

    $ (330,799 )       $ (981,432 )       $ —        $ (1,312,231 ) 
  

 

 

       

 

 

       

 

 

       

 

 

  

 

  (a) 

Certain investments of the Trust were fair valued using NAV as a practical expedient as no quoted market value is available and therefore have been excluded from the fair value hierarchy.

 
  (b) 

Derivative financial instruments are options written. Options written are shown at value.

 

Currency Abbreviation

 

CAD    Canadian Dollar
CHF    Swiss Franc
DKK    Danish Krone
EUR    Euro
GBP    British Pound
HKD    Hong Kong Dollar
SEK    Swedish Krona
USD    United States Dollar

Portfolio Abbreviation

LP    Limited Partnership

 

 

5