0000899243-18-010528.txt : 20180420 0000899243-18-010528.hdr.sgml : 20180420 20180420203556 ACCESSION NUMBER: 0000899243-18-010528 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180420 FILED AS OF DATE: 20180420 DATE AS OF CHANGE: 20180420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boone Karen CENTRAL INDEX KEY: 0001561290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35720 FILM NUMBER: 18767793 MAIL ADDRESS: STREET 1: 15 KOCH ROAD STREET 2: SUITE J CITY: CORTE MADERA STATE: CA ZIP: 94925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RH CENTRAL INDEX KEY: 0001528849 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FURNITURE STORES [5712] IRS NUMBER: 453052669 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 15 KOCH ROAD STREET 2: SUITE K CITY: CORTE MADERA STATE: CA ZIP: 94925 BUSINESS PHONE: 415-924-1005 MAIL ADDRESS: STREET 1: 15 KOCH ROAD STREET 2: SUITE K CITY: CORTE MADERA STATE: CA ZIP: 94925 FORMER COMPANY: FORMER CONFORMED NAME: Restoration Hardware Holdings Inc DATE OF NAME CHANGE: 20110830 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-20 0 0001528849 RH RH 0001561290 Boone Karen C/O RH 15 KOCH ROAD, SUITE K CORTE MADERA CA 94925 0 1 0 0 See Remarks Common Stock 2018-04-20 4 M 0 14876 39.42 A 24306 D Common Stock 2018-04-20 4 M 0 124 61.30 A 24430 D Common Stock 2018-04-20 4 S 0 2400 87.5687 D 22030 D Common Stock 2018-04-20 4 S 0 10381 88.629 D 11649 D Common Stock 2018-04-20 4 S 0 2219 89.3089 D 9430 D Stock Option (Right to Buy 39.42 2018-04-20 4 M 0 14876 0.00 D 2026-05-03 Common Stock 14876 85000 D Stock Option (Right to Buy 61.30 2018-04-20 4 M 0 124 0.00 D 2024-05-07 Common Stock 124 99876 D This transaction was executed pursuant to a Rule 10b5-1 trading plan. These shares of common stock were issued upon exercise of stock options granted to the reporting person on May 4, 2016. These shares of common stock were issued upon exercise of stock options granted to the reporting person on May 8, 2014. This transaction was executed in multiple trades ranging from $87.10 to $88.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $88.17 to $89.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $89.17 to $89.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This option award will vest and become exercisable with respect to 15% of the options on the first and second anniversaries of the grant date, 20% of the options on the third anniversary of the grant date, 25% of the options on the fourth anniversary of the grant date, and the remaining 25% on the fifth anniversary of the grant date, subject to continuous service. This option award will vest and become exercisable with respect to 20% of the options annually on the anniversary of the grant date, and will become fully vested on May 8, 2019. President, Chief Financial and Administrative Officer /s/ Edward T. Lee as Attorney-In-Fact 2018-04-20