0000899243-18-010528.txt : 20180420
0000899243-18-010528.hdr.sgml : 20180420
20180420203556
ACCESSION NUMBER: 0000899243-18-010528
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180420
FILED AS OF DATE: 20180420
DATE AS OF CHANGE: 20180420
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boone Karen
CENTRAL INDEX KEY: 0001561290
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35720
FILM NUMBER: 18767793
MAIL ADDRESS:
STREET 1: 15 KOCH ROAD
STREET 2: SUITE J
CITY: CORTE MADERA
STATE: CA
ZIP: 94925
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RH
CENTRAL INDEX KEY: 0001528849
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FURNITURE STORES [5712]
IRS NUMBER: 453052669
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 15 KOCH ROAD
STREET 2: SUITE K
CITY: CORTE MADERA
STATE: CA
ZIP: 94925
BUSINESS PHONE: 415-924-1005
MAIL ADDRESS:
STREET 1: 15 KOCH ROAD
STREET 2: SUITE K
CITY: CORTE MADERA
STATE: CA
ZIP: 94925
FORMER COMPANY:
FORMER CONFORMED NAME: Restoration Hardware Holdings Inc
DATE OF NAME CHANGE: 20110830
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-04-20
0
0001528849
RH
RH
0001561290
Boone Karen
C/O RH
15 KOCH ROAD, SUITE K
CORTE MADERA
CA
94925
0
1
0
0
See Remarks
Common Stock
2018-04-20
4
M
0
14876
39.42
A
24306
D
Common Stock
2018-04-20
4
M
0
124
61.30
A
24430
D
Common Stock
2018-04-20
4
S
0
2400
87.5687
D
22030
D
Common Stock
2018-04-20
4
S
0
10381
88.629
D
11649
D
Common Stock
2018-04-20
4
S
0
2219
89.3089
D
9430
D
Stock Option (Right to Buy
39.42
2018-04-20
4
M
0
14876
0.00
D
2026-05-03
Common Stock
14876
85000
D
Stock Option (Right to Buy
61.30
2018-04-20
4
M
0
124
0.00
D
2024-05-07
Common Stock
124
99876
D
This transaction was executed pursuant to a Rule 10b5-1 trading plan.
These shares of common stock were issued upon exercise of stock options granted to the reporting person on May 4, 2016.
These shares of common stock were issued upon exercise of stock options granted to the reporting person on May 8, 2014.
This transaction was executed in multiple trades ranging from $87.10 to $88.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $88.17 to $89.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $89.17 to $89.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This option award will vest and become exercisable with respect to 15% of the options on the first and second anniversaries of the grant date, 20% of the options on the third anniversary of the grant date, 25% of the options on the fourth anniversary of the grant date, and the remaining 25% on the fifth anniversary of the grant date, subject to continuous service.
This option award will vest and become exercisable with respect to 20% of the options annually on the anniversary of the grant date, and will become fully vested on May 8, 2019.
President, Chief Financial and Administrative Officer
/s/ Edward T. Lee as Attorney-In-Fact
2018-04-20