0001721294-19-000022.txt : 20191217
0001721294-19-000022.hdr.sgml : 20191217
20191217193157
ACCESSION NUMBER: 0001721294-19-000022
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191215
FILED AS OF DATE: 20191217
DATE AS OF CHANGE: 20191217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ryu Marcus
CENTRAL INDEX KEY: 0001540041
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35394
FILM NUMBER: 191291058
MAIL ADDRESS:
STREET 1: 1001 E. HILLSDALE BOULEVARD, SUITE 800
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Guidewire Software, Inc.
CENTRAL INDEX KEY: 0001528396
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 364468504
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 2850 S. DELAWARE ST., SUITE 400
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 650-357-9100
MAIL ADDRESS:
STREET 1: 2850 S. DELAWARE ST., SUITE 400
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-12-15
0
0001528396
Guidewire Software, Inc.
GWRE
0001540041
Ryu Marcus
2850 SOUTH DELAWARE ST., SUITE 400
SAN MATEO
CA
94403
1
0
0
0
Common Stock
2019-12-15
4
M
0
14765
0.0
A
42089
D
Performance Shares
0.0
2019-12-15
4
M
0
2408
0.0
D
2026-09-16
Common Stock
2408
22711
D
Performance Shares
0.0
2019-12-15
4
M
0
3416
0.0
D
2027-09-12
Common Stock
3416
64163
D
Performance Shares
0.0
2019-12-15
4
M
0
2305
0.0
D
2028-09-12
Common Stock
2305
4866
D
Restricted Stock Unit
0.0
2019-12-15
4
M
0
2610
0.0
D
2026-09-16
Common Stock
2610
7833
D
Restricted Stock Unit
0.0
2019-12-15
4
M
0
1977
0.0
D
2027-09-12
Common Stock
1977
13842
D
Restricted Stock Unit
0.0
2019-12-15
4
M
0
2049
0.0
D
2028-09-12
Common Stock
2049
6147
D
The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 41,771 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2016. The second is 38,529 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter.
The grant consists of four separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 31,638 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 54,668 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter. The third and fourth consist of units for which vesting will be determined based on (i) the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2020 and (ii) attainment of certain financial targets by Issuer over the same period.
The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date.
The grant consists of two separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 16,392 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 18,441 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter.
By: Winston King Attorney in Fact For: Marcus S. Ryu
2019-12-17