0001104659-12-059307.txt : 20120821 0001104659-12-059307.hdr.sgml : 20120821 20120821172501 ACCESSION NUMBER: 0001104659-12-059307 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20120815 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20120821 DATE AS OF CHANGE: 20120821 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ZaZa Energy Corp CENTRAL INDEX KEY: 0001528393 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 452986089 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35432 FILM NUMBER: 121048415 BUSINESS ADDRESS: STREET 1: 1301 MCKINNEY STREET STREET 2: SUITE 2850 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 713-595-1900 MAIL ADDRESS: STREET 1: 1301 MCKINNEY STREET STREET 2: SUITE 2850 CITY: HOUSTON STATE: TX ZIP: 77010 8-K 1 a12-18806_18k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): August 15, 2012

 

ZAZA ENERGY CORPORATION

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-35432

 

45-2986089

(State or other jurisdiction of
incorporation)

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

 

1301 McKinney Street, Suite 3000

Houston, Texas
(Address of principal executive offices)

 

 

77010
(Zip Code)

 

Registrant’s telephone number, including area code: (713) 595-1900

 

NOT APPLICABLE

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 3.01               Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

 

On August 15, 2012, ZaZa Energy Corporation (the “Company”) received a letter from The NASDAQ Stock Market LLC (“NASDAQ”) indicating that the Company is not in compliance with the filing requirements for continued listing under NASDAQ Listing Rule 5250(c)(1) as a result of the Company’s delay in filing its Quarterly Report on Form 10-Q for the period ended June 30, 2012 (the “Form 10-Q”). The NASDAQ letter states that the Company is required to submit, by August 30, 2012, an update to the Company’s original plan to regain compliance with NASDAQ’s filing requirements for continued listing, which plan the Company previously provided to NASDAQ. The NASDAQ notice does not result in a suspension of trading and has no immediate effect on the listing of, or continued admission of the Company’s common stock for trading on, the NASDAQ Capital Market. The Company plans to submit its update to the compliance plan by such date, and anticipates that it will file its Form 10-Q in the near future and that it will fully regain compliance with the NASDAQ continued listing requirements upon such filing of its Form 10-Q.

 

The Company issued a press release on August 21, 2012 disclosing the Company’s receipt of the notification letter from NASDAQ. A copy of such press release is attached as Exhibit 99.1 hereto.

 

Item 9.01               Financial Statements and Exhibits

 

Exhibit

 

Name of Document

99.1*

 

Press Release of ZaZa Energy Corporation, dated August 21, 2012.

 


* Filed herewith.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

ZAZA ENERGY CORPORATION

 

 

Date: August 21, 2012

 

By:

/s/ Todd Alan Brooks

 

 

Name:

Todd Alan Brooks

 

 

Title:

President and Chief Executive Officer

 

3



 

EXHIBIT INDEX

 

Exhibit

 

Name of Document

99.1*

 

Press Release of ZaZa Energy Corporation, dated August 21, 2012.

 


* Filed herewith.

 

4


EX-99.1 2 a12-18806_1ex99d1.htm EX-99.1

Exhibit 99.1

 

ZAZA ENERGY CORPORATION
1301 MCKINNEY STREET
SUITE 3000
HOUSTON, TX 77010

 

NEWS    RELEASE

 

ZAZA ENERGY ANNOUNCES RECEIPT OF NASDAQ NOTIFCATION LETTER

 

HOUSTON – August 21, 2012 – ZaZa Energy Corporation (“the Company” or “ZaZa”) (NASDAQ: ZAZA) announced today that on August 15, 2012, the Company received a letter from The NASDAQ Stock Market LLC (“NASDAQ”), as expected, indicating that since ZaZa has not filed its Form 10-Q for the period ended June 30, 2012, the Company does not comply with NASDAQ’s Listing Rule 5250(c)(1) for continued listing.  No later than August 30, 2012, ZaZa is required to submit an update to the Company’s original plan, previously provided to NASDAQ, to regain compliance with NASDAQ’s filing requirements for continued listing.

 

The NASDAQ notice has no immediate effect on the listing or trading of the Company’s common stock on the NASDAQ Capital Market. ZaZa is working diligently to complete the preparation of its Form10-Q so that it may become current in its filings with the Securities and Exchange Commission.  In part due to the completion of its transaction with Hess Corporation announced on July 26, 2012, ZaZa now anticipates that it will file its Form 10-Q in the near future, and expects that it will fully regain compliance with the NASDAQ continued listing requirements.

 

About ZaZa Energy Corporation

 

Headquartered in Houston, Texas, with offices in Corpus Christi, Texas and Paris, France, ZaZa Energy Corporation is a publicly-traded exploration and production company with primary assets in the Eagle Ford, Eaglebine and Paris Basin resource plays. More information about the Company may be found at www.zazaenergy.com.

 

Safe Harbor Statement

 

Except for the historical information contained herein, the matters set forth in this news release are “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. ZaZa intends that all such statements be subject to the “safe-harbor” provisions of those Acts. Many important risks, factors and conditions may cause ZaZa’s actual results to differ materially from those discussed in any such forward-looking statement. These risks include, but are not limited to, estimates of reserves, estimates of production, future commodity prices, exchange rates, interest rates, geological and political risks, drilling risks, product demand, transportation restrictions, actual recoveries of insurance proceeds, the ability of ZaZa to obtain additional capital, and other risks and uncertainties described in the Company’s filings with the Securities and Exchange Commission. The historical results achieved by ZaZa are not necessarily indicative of its future prospects. The Company undertakes no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise.

 

# # #

 

Sard Verbinnen & Co.

Dan Gagnier, +1-212-687-8080

dgagnier@sardverb.com

 

 

713-595-1900 (OFFICE)  ·  713-595-1919 (FAX)  ·  WWW.ZAZAENERGY.COM

 


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