0001181431-13-062829.txt : 20131216 0001181431-13-062829.hdr.sgml : 20131216 20131216155216 ACCESSION NUMBER: 0001181431-13-062829 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131212 FILED AS OF DATE: 20131216 DATE AS OF CHANGE: 20131216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Genie Energy Ltd. CENTRAL INDEX KEY: 0001528356 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 452069276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07012 BUSINESS PHONE: 973-438-3500 MAIL ADDRESS: STREET 1: 550 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07012 FORMER COMPANY: FORMER CONFORMED NAME: Genie Energy. Ltd. DATE OF NAME CHANGE: 20110822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONAS HOWARD S CENTRAL INDEX KEY: 0001034247 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35327 FILM NUMBER: 131278958 4 1 rrd397521.xml FORM 4 - H. JONAS (GENIE) X0306 4 2013-12-12 0 0001528356 Genie Energy Ltd. GNE 0001034247 JONAS HOWARD S C/O GENIE ENERGY LTD. 520 BROAD STREET NEWARK NJ 07102 1 1 1 0 Chairman of the Board Class B Common Stock, par value $.01 per share 1642138 D Class B Common Stock, par value $.01 per share 166957 I By Trust FBO Joseph Jonas Class B Common Stock, par value $.01 per share 166957 I By Trust FBO Tamar Jonas Class B Common Stock, par value $.01 per share 166957 I By Trust FBO Rachel Jonas Class B Common Stock, par value $.01 per share 166957 I By Trust FBO Leora Jonas Class B Common Stock, par value $.01 per share 166957 I By Trust FBO David Jonas Class B Common Stock, par value $.01 per share 166957 I By Trust FBO Michael Jonas Class B Common Stock, par value $.01 per share 166957 I By Trust FBO Samuel Jonas Class B Common Stock, par value $.01 per share 166957 I By Trust FBO Jonathan Jonas Class B Common Stock, par value $.01 per share 166963 I By Trust FBO Miriam Jonas Class B Common Stock, par value $.01 per share 1556 I Custodial for Son (Jonathan) Class B Common Stock, par value $.01 per share 1556 I Custodial for Daughter (Rachel) Class B Common Stock, par value $.01 per share 1556 I Custodial for Son (Joseph) Class B Common Stock, par value $.01 per share 1556 I Custodial for Daughter (Tamar) Class B Common Stock, par value $.01 per share 1556 I Custodial for Daughter (Miriam) Class B Common Stock, par value $.01 per share 1269427 I By Howard S. Jonas 2009 Annuity Trust II Class A Common Stock, par value $.01 per share 1574326 D Employee Stock Option (right to buy) 10.30 2013-12-12 4 A 0 3000000 0 A 2023-12-11 Class B Common Stock 3000000 3000000 D Includes the following: (a) 608,246 restricted shares of Class B Common Stock that vest on December 31, 2013; (b) 883,333 restricted shares of Class B Common Stock that vest on December 31, 2013; and (c) 18,333 restricted shares of Class B Common Stock that vest on November 3, 2014. These shares are held in trust for the benefit of the Reporting Person's children. The Reporting Person's spouse is the trustee of the trust. Mr. Jonas does not exercise or share investment control of these shares. The option grant was approved by the Issuer's Independent Compensation Committee of the Board of Directors on December 12, 2013 and is subject to Stockholder approval. Due to Mr. Jonas' voting control over the Issuer, the issuance is being reported upon Compensation Committee approval. The option vests in five equal annual installments beginning on December 15, 2014. Joyce J. Mason, by Power of Attorney 2013-12-16