0000899243-21-045293.txt : 20211118
0000899243-21-045293.hdr.sgml : 20211118
20211118180018
ACCESSION NUMBER: 0000899243-21-045293
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211118
FILED AS OF DATE: 20211118
DATE AS OF CHANGE: 20211118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Diamandis Peter
CENTRAL INDEX KEY: 0001528288
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41058
FILM NUMBER: 211425801
MAIL ADDRESS:
STREET 1: 4640 ADMIRALTY WAY
STREET 2: SUITE 500
CITY: MARINA DEL REY
STATE: CA
ZIP: 90292
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vaxxinity, Inc.
CENTRAL INDEX KEY: 0001851657
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 862083865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1717 MAIN STREET
STREET 2: SUITE 3388
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: (254) 244-5739
MAIL ADDRESS:
STREET 1: 1717 MAIN STREET
STREET 2: SUITE 3388
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-18
0
0001851657
Vaxxinity, Inc.
VAXX
0001528288
Diamandis Peter
C/O VAXXINITY, INC
1717 MAIN ST, STE 3388
DALLAS
TX
75201
1
0
0
0
Class A common stock
271655
I
Held by spouse
Class A common stock
2021-11-18
4
J
0
76923
0.00
D
0
I
Held by Bald Eagle IV LLC
Class A common stock
2021-11-18
4
J
0
76923
0.00
A
76923
D
Class B common stock
1099915
D
These securities are held by Kristin Diamandis, the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by Kristin Diamandis in which the Reporting Person has no pecuniary interest.
Held by Bald Eagle IV LLC. The Reporting Person is a member of Bald Eagle IV LLC. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of all securities held by Bald Eagle IV LLC in which the Reporting Person has no pecuniary interest.
Represents a pro-rata in kind distribution of the Class A common stock held by Bald Eagle IV LLC to one of its members.
The Class B common stock is convertible into Class A common stock on a one-for-one basis and has no expiration date.
/s/ Rene Paula, attorney-in-fact for Peter Diamandis
2021-11-18