0001209191-22-016874.txt : 20220307 0001209191-22-016874.hdr.sgml : 20220307 20220307200603 ACCESSION NUMBER: 0001209191-22-016874 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220303 FILED AS OF DATE: 20220307 DATE AS OF CHANGE: 20220307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morrell Martha CENTRAL INDEX KEY: 0001855616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40337 FILM NUMBER: 22720000 MAIL ADDRESS: STREET 1: C/O NEUROPACE INC STREET 2: 455 N. BERNARDO AVENUE CITY: MOUTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NeuroPace Inc CENTRAL INDEX KEY: 0001528287 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 223550230 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 455 N. BERNARDO AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6502372700 MAIL ADDRESS: STREET 1: 455 N. BERNARDO AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-03 0 0001528287 NeuroPace Inc NPCE 0001855616 Morrell Martha 455 N. BERNARDO AVENUE MOUNTAIN VIEW CA 94043 0 1 0 0 Chief Medical Officer Common Stock 2022-03-03 4 A 0 46760 0.00 A 56588 D Stock Option (Right to Buy) 8.15 2022-03-03 4 A 0 93530 0.00 A 2022-03-03 2032-03-02 Common Stock 93530 93530 D Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on March 3, 2023 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter. 25% of the shares subject to the option vest on March 3, 2023. The remaining shares subject to the option vest in thirty six (36) equal consecutive monthly installments thereafter. The option is early exercisable. /s/ Irina Ridley, Attorney-In-Fact 2022-03-07