S-8 1 d553208ds8.htm S-8 S-8

As filed with the Securities and Exchange Commission on March 20, 2018

Registration No. 333-            

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

Synlogic, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   26-1824804
(State or other jurisdiction of
incorporation or organization)
  (I.R.S. Employer
Identification Number)

301 Binney Street, Suite 402

Cambridge, MA 02142

(617) 401-9947

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

2015 Equity Incentive Award Plan

2017 Stock Incentive Plan

(Full Title of the Plan)

Jose Carlos Gutiérrez-Ramos

President & Chief Executive Officer

Synlogic, Inc.

301 Binney Street, Suite 402

Cambridge, MA 02142

(617) 401-9947

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer   ☐  (Do not check if a smaller reporting company)    Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicated by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☒

 

 

CALCULATION OF REGISTRATION FEE

 

 

Title of Securities
to be Registered

  Amount
to be
Registered(1)
  Proposed
Maximum
Offering Price
Per Share(2)
 

Proposed
Maximum

Aggregate
Offering Price(2)

  Amount of
Registration Fee

Common Stock, par value $0.001 per share

  1,113,630   $9.99   $11,125,163.70   $1,385.08

 

 

(1) Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement shall also cover any additional shares of the Registrant’s common stock, par value $0.001 per share (the “Common Stock”) that become issuable under the 2015 Equity Incentive Award Plan (the “2015 Plan”) and the 2017 Stock Incentive Plan (the “2017 Plan”) by reason of any stock dividend, stock split, recapitalization or similar transaction effected without the Registrant’s receipt of consideration which would increase the number of outstanding shares of Common Stock.
(2) Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(h) and Rule 457(c) promulgated under the Securities Act. The offering price per share and the aggregate offering price for shares reserved for future issuance under the 2015 Plan and 2017 Plan are based on the average of the high and the low price of Registrant’s Common Stock as reported on The Nasdaq Capital Market on March 16, 2018. The chart below details the calculations of the registration fee:

 

Securities

   Number of
Shares
     Offering Price Per
Share
    Aggregate
Offering Price
 

Shares reserved for future grant under the 2015 Plan

     813,630        9.99 (2)    $ 8,128,163.70  

Shares reserved for future grant under the 2017 Plan

     300,000        9.99 (2)    $ 2,997,000.00  

Proposed Maximum Aggregate Offering Price

        $ 11,125,163.70  

Registration Fee

        $ 1,385.08  

 

 

 


EXPLANATORY NOTE

This Registration Statement on Form S-8 is being filed for the purpose of registering an additional 1,113,630 shares of the Registrant’s common stock issuable under the following employee benefit plans for which a Registration Statement of the Registrant on Form S-8 (File No. 333-220841) is effective: (i) the 2015 Equity Incentive Award Plan, as a result of the operation of an automatic annual increase provision therein, which added 813,630 shares of Common Stock, and (ii) the 2017 Stock Incentive Plan, as a result of forfeitures of unvested shares of restricted stock by former grantees which were previously not registered on a Form S-8, which added 300,000 shares of Common Stock.

INCORPORATION BY REFERENCE OF CONTENTS OF

REGISTRATION STATEMENT ON FORM S-8

Pursuant to Instruction E of Form S-8, the contents of the Registration Statement on Form S-8 filed with the Securities and Exchange Commission on October 5, 2017 (File No. 333-220841) are incorporated by reference herein.


Exhibit Index

 

Exhibit        

Incorporated by
Reference

   Filed

Number

  

Exhibit Description

  

Form

   Date   

Number

   Herewith

4.1

   Amended and Restated Certificate of Incorporation.    8-K    10/6/2015    3.1   

4.2

   Certificate of Amendment to Amended and Restated Certificate of Incorporation.    8-K    8/28/2017    3.1   

4.3

   Certificate of Amendment to Amended and Restated Certificate of Incorporation.    8-K    8/28/2017    3.2   

4.4

   Amended and Restated Bylaws.    8-K    10/6/2015    3.2   

4.5

   Form of Common Stock Certificate.    S-3    10/13/2017    4.5   

5.1

   Opinion of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.             X

23.1

   Consent of KPMG LLP, independent registered public accounting firm.             X

23.2

   Consent of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. (included in Exhibit 5.1).             X

24.1

   Power of Attorney. Reference is made to the signature page to the Registration Statement.             X

99.1(A)#

   2015 Equity Incentive Award Plan.    10-K    3/20/2018    10.1   

99.1(B)#

   Form of Stock Option Grant Notice and Stock Option Agreement under the 2015 Equity Incentive Award Plan.    S-1/A    9/11/2015    10.9(B)   

99.1(C)#

   Form of Restricted Stock Award Grant Notice and Agreement and Form of Restricted Stock Unit Award Grant Notice and Agreement under the 2015 Equity Incentive Award Plan.    S-1/A    9/11/2015    10.9(C)   

99.2(A)#

   2017 Stock Incentive Plan.    10-K    3/20/2018    10.4   

99.2(B)#

   Form of Stock Option Grant Notice and Stock Option Agreement under 2017 Stock Incentive Plan.    10-Q    11/13/2017    10.17   

 

# Indicates management contract or compensatory plan.


Signatures

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant has duly caused this Registration Statement on Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in Cambridge, Massachusetts on March 20, 2018.

 

SYNLOGIC, INC.
By:  

/s/ Jose Carlos Gutiérrez-Ramos

  Jose Carlos Gutiérrez-Ramos
  President and Chief Executive Officer

Power of Attorney

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Jose Carlos Gutierrez-Ramos, Ph.D. and Todd Shegog, and each of them acting individually, as his or her true and lawful attorneys-in-fact and agents, each with full power of substitution, for him or her in any and all capacities, to sign any and all amendments to this Registration Statement, including post-effective amendments or any abbreviated registration statement and any amendments thereto filed pursuant to Rule 462(b) increasing the number of securities for which registration is sought, and to file the same, with all exhibits thereto and other documents in connection therewith, with the SEC, granting unto said attorneys-in-fact and agents, with full power of each to act alone, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully for all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or his, her or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

/s/ Jose Carlos Gutiérrez-Ramos

   President, Chief Executive Officer and Director
(Principal Executive Officer)
  March 20, 2018
Jose Carlos Gutiérrez-Ramos     

/s/ Todd Shegog

   Chief Financial Officer
  March 20, 2018
Todd Shegog    (Principal Financial Officer and Principal Accounting Officer)  
    

*

   Chairman of the Board   March 20, 2018
Peter Barrett     

*

   Director   March 20, 2018
Chau Khuong     

*

   Director   March 20, 2018
Nick Leschly     

*

   Director   March 20, 2018
Edward Mathers     

*

   Director   March 20, 2018
Michael Powell     

*

   Director   March 20, 2018
Richard P. Shea     

 

*By:

 

/s/ Todd Shegog

     March 20, 2018              
 

Todd Shegog

Attorney-in-fact