0001588047-17-000007.txt : 20170519
0001588047-17-000007.hdr.sgml : 20170519
20170519113003
ACCESSION NUMBER: 0001588047-17-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170518
FILED AS OF DATE: 20170519
DATE AS OF CHANGE: 20170519
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wheeler Real Estate Investment Trust, Inc.
CENTRAL INDEX KEY: 0001527541
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 452681082
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: RIVERSEDGE NORTH
STREET 2: 2529 VIRGINIA BEACH BLVD., SUITE 200
CITY: VIRGINIA BEACH
STATE: VA
ZIP: 23452
BUSINESS PHONE: 757-627-9088
MAIL ADDRESS:
STREET 1: RIVERSEDGE NORTH
STREET 2: 2529 VIRGINIA BEACH BLVD., SUITE 200
CITY: VIRGINIA BEACH
STATE: VA
ZIP: 23452
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zwerdling Jeffrey M.
CENTRAL INDEX KEY: 0001588047
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35713
FILM NUMBER: 17856872
MAIL ADDRESS:
STREET 1: RIVERSEDGE NORTH, 2529 VIRGINIA BEACH
STREET 2: BLVD., SUITE 200
CITY: VIRGINIA BEACH
STATE: VA
ZIP: 23452
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-05-18
0
0001527541
Wheeler Real Estate Investment Trust, Inc.
whlr
0001588047
Zwerdling Jeffrey M.
RIVERSEDGE NORTH, 2529 VIRGINIA BEACH
BLVD., SUITE 200
VIRGINIA BEACH
VA
23452
1
0
0
0
Common Stock
2017-05-18
4
P
0
1000
9.92
A
39186
D
Common Stock
2017-05-18
4
P
0
4000
9.96
A
43186
D
Common Stock
1111
I
Held in profit sharing plan
Common Stock
750
I
Owned by spouse
Series D Cumulative Convertible Preferred Stock
16.76
Common Stock
5896
4000
I
Owned by spouse
Series B Convertible Preferred Stock
40
Common Stock
2500
4000
I
Held in profit sharing plan
Common Stock Warrants
44
Common Stock
1500
12000
D
Common Stock Warrants
44
Common Stock
600
4800
I
Held in profit sharing plan
Series B Convertible Preferred Stock
40
Common Stock
6250
10000
D
Effective March 31, 2017, Wheeler Real Estate Investment Trust, Inc. (the "Company"), effected a one-for-eight reverse stock split of its common stock (the "Reverse Stock Split"). The amount of common stock reflected on this Form 4 has been adjusted to reflect the Reverse Stock Split.
Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") became convertible into shares of the Company's common stock at $16.76 (as adjusted for the Reverse Stock Split) upon completion of the Company's September 2016 and December 2016 public offerings of Series D Stock. The Series D Stock has no expiration date.
Each share of Series B Convertible Preferred Stock (the "Series B Stock") became convertible into shares of the company's common stock at $40.00 per share (as adjusted for the Reverse Stock Split) upon completion of the Company's April 2014 and September 2014 public offerings of Series B Stock and commons stock warrants. The Series B Stock has no expiration date.
Each common stock warrant became exercisable at $44.00 per share (as adjusted for the Reverse Stock Split) upon completion of the Company's April 2014 and September 2014 public offerings of Series B Stock and common stock warrants. The common stock warrants expire on April 29, 2019.
/s/ Jeffrey M. Zwerdling
2017-05-19