0001527541-14-000013.txt : 20140902
0001527541-14-000013.hdr.sgml : 20140901
20140902115956
ACCESSION NUMBER: 0001527541-14-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140829
FILED AS OF DATE: 20140902
DATE AS OF CHANGE: 20140902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wheeler Real Estate Investment Trust, Inc.
CENTRAL INDEX KEY: 0001527541
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 452681082
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: RIVERSEDGE NORTH
STREET 2: 2529 VIRGINIA BEACH BLVD., SUITE 200
CITY: VIRGINIA BEACH
STATE: VA
ZIP: 23452
BUSINESS PHONE: 757-627-9088
MAIL ADDRESS:
STREET 1: RIVERSEDGE NORTH
STREET 2: 2529 VIRGINIA BEACH BLVD., SUITE 200
CITY: VIRGINIA BEACH
STATE: VA
ZIP: 23452
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wheeler Jon S
CENTRAL INDEX KEY: 0001557239
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35713
FILM NUMBER: 141076877
MAIL ADDRESS:
STREET 1: 2529 VIRGINIA BEACH BOULEVARD
STREET 2: SUITE 200
CITY: VIRGINIA BEACH
STATE: VA
ZIP: 23452
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-08-29
0
0001527541
Wheeler Real Estate Investment Trust, Inc.
WHLR
0001557239
Wheeler Jon S
2529 VIRGINIA BEACH BOULEVARD
SUITE 200
VIRGINIA BEACH
VA
23452
1
1
0
0
CEO & Chairman
Common Stock
2014-08-29
4
P
0
250
5.1
A
674619
D
Common Stock
2014-08-29
4
P
0
4500
5.06
A
14500
I
Owned by spouse
Common Stock
12047
I
Held in Profit Sharing Plan
Common Stock
2572
I
Controlling Interests in Limited Partnership
Common Stock
1600
I
Held by dependent child
Common Units
Common Stock
4537
4537
D
Common Units
Common Stock
63468
63468
D
Common Units
Common Stock
14038
14038
I
Controlled through interests in limited partnerships
Common Units
Common Stock
278297
278297
I
Controlled through interests in limited partnerships
Common Units
Common Stock
3123
3123
I
Owned by spouse
Common Units
Common Stock
31234
31234
I
Held by Trusts in the names of dependent children
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging in prices from $5.01 to $5.07. The reporting person undertakes to provide Wheeler Real Estate Investment Trust, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
Pursuant to the Partnership Agreement of Wheeler Real Estate Investment Trust, L.P. (the "Partnership"), holders of the Partnership may, after a one year holding period, elect to exchange their common units for common stock of the Company on a one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company.
These common units have been held for at least one year and therefore may be exchanged in accordance with the Partnership Agreement.
These derivative securities do not have an expiration date.
These common units have been held for less than one year and therefore may not be currently exchanged.
/s/ Jon S. Wheeler
2014-09-02