0001527541-14-000013.txt : 20140902 0001527541-14-000013.hdr.sgml : 20140901 20140902115956 ACCESSION NUMBER: 0001527541-14-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140829 FILED AS OF DATE: 20140902 DATE AS OF CHANGE: 20140902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wheeler Real Estate Investment Trust, Inc. CENTRAL INDEX KEY: 0001527541 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 452681082 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: RIVERSEDGE NORTH STREET 2: 2529 VIRGINIA BEACH BLVD., SUITE 200 CITY: VIRGINIA BEACH STATE: VA ZIP: 23452 BUSINESS PHONE: 757-627-9088 MAIL ADDRESS: STREET 1: RIVERSEDGE NORTH STREET 2: 2529 VIRGINIA BEACH BLVD., SUITE 200 CITY: VIRGINIA BEACH STATE: VA ZIP: 23452 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wheeler Jon S CENTRAL INDEX KEY: 0001557239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35713 FILM NUMBER: 141076877 MAIL ADDRESS: STREET 1: 2529 VIRGINIA BEACH BOULEVARD STREET 2: SUITE 200 CITY: VIRGINIA BEACH STATE: VA ZIP: 23452 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-08-29 0 0001527541 Wheeler Real Estate Investment Trust, Inc. WHLR 0001557239 Wheeler Jon S 2529 VIRGINIA BEACH BOULEVARD SUITE 200 VIRGINIA BEACH VA 23452 1 1 0 0 CEO & Chairman Common Stock 2014-08-29 4 P 0 250 5.1 A 674619 D Common Stock 2014-08-29 4 P 0 4500 5.06 A 14500 I Owned by spouse Common Stock 12047 I Held in Profit Sharing Plan Common Stock 2572 I Controlling Interests in Limited Partnership Common Stock 1600 I Held by dependent child Common Units Common Stock 4537 4537 D Common Units Common Stock 63468 63468 D Common Units Common Stock 14038 14038 I Controlled through interests in limited partnerships Common Units Common Stock 278297 278297 I Controlled through interests in limited partnerships Common Units Common Stock 3123 3123 I Owned by spouse Common Units Common Stock 31234 31234 I Held by Trusts in the names of dependent children The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging in prices from $5.01 to $5.07. The reporting person undertakes to provide Wheeler Real Estate Investment Trust, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Pursuant to the Partnership Agreement of Wheeler Real Estate Investment Trust, L.P. (the "Partnership"), holders of the Partnership may, after a one year holding period, elect to exchange their common units for common stock of the Company on a one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company. These common units have been held for at least one year and therefore may be exchanged in accordance with the Partnership Agreement. These derivative securities do not have an expiration date. These common units have been held for less than one year and therefore may not be currently exchanged. /s/ Jon S. Wheeler 2014-09-02