0001213900-23-076297.txt : 20230913
0001213900-23-076297.hdr.sgml : 20230913
20230913130400
ACCESSION NUMBER: 0001213900-23-076297
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230911
FILED AS OF DATE: 20230913
DATE AS OF CHANGE: 20230913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steamboat Capital Partners, LLC
CENTRAL INDEX KEY: 0001635663
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35713
FILM NUMBER: 231252106
BUSINESS ADDRESS:
STREET 1: 24 MAPLE AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 2129861703
MAIL ADDRESS:
STREET 1: 24 MAPLE AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kiai Parsa
CENTRAL INDEX KEY: 0001766850
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35713
FILM NUMBER: 231252105
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 2300
CITY: NY
STATE: NY
ZIP: 10170
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wheeler Real Estate Investment Trust, Inc.
CENTRAL INDEX KEY: 0001527541
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 452681082
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: RIVERSEDGE NORTH
STREET 2: 2529 VIRGINIA BEACH BLVD., SUITE 200
CITY: VIRGINIA BEACH
STATE: VA
ZIP: 23452
BUSINESS PHONE: 757-627-9088
MAIL ADDRESS:
STREET 1: RIVERSEDGE NORTH
STREET 2: 2529 VIRGINIA BEACH BLVD., SUITE 200
CITY: VIRGINIA BEACH
STATE: VA
ZIP: 23452
4
1
ownership.xml
X0508
4
2023-09-11
0
0001527541
Wheeler Real Estate Investment Trust, Inc.
WHLR
0001635663
Steamboat Capital Partners, LLC
24 MAPLE AVE
RYE,
NY
10580
0
0
1
0
0001766850
Kiai Parsa
24 MAPLE AVE
RYE
NY
10580
0
0
1
0
0
Series D Cumulative Convertible Preferred Stock
169.60
2023-09-11
4
S
0
19187
12.4902
D
Common Stock, $0.01 par value
2828.164
298277
I
See footnote
Series D Cumulative Convertible Preferred Stock
169.60
2023-09-11
4
S
0
252
12.4902
D
Common Stock, $0.01 par value
37.1448
3918
I
See footnote
Series D Cumulative Convertible Preferred Stock
169.60
2023-09-12
4
S
0
8458
12.0168
D
Common Stock, $0.01 par value
1246.709
289819
I
See footnote
Series D Cumulative Convertible Preferred Stock
169.60
2023-09-12
4
S
0
111
12.0168
D
Common Stock, $0.01 par value
16.3614
3807
I
See footnote
Series B Convertible Preferred Stock
400.00
2023-09-11
4
S
0
254
1.7639
D
Common Stock, $0.01 par value
15.875
119066
I
See footnote
Series B Convertible Preferred Stock
400.00
2023-09-11
4
S
0
4
1.7639
D
Common Stock, $0.01 par value
0.25
1650
I
See footnote
Series B Convertible Preferred Stock
400.00
2023-09-12
4
S
0
256
1.70
D
Common Stock, $0.01 par value
16
118810
I
See footnote
Series B Convertible Preferred Stock
400.00
2023-09-12
4
S
0
4
1.70
D
Common Stock, $0.01 par value
0.25
1646
I
See footnote
Convertible at any time, with no expiration date
Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).
Ownership of Steamboat Capital Partners II, LP (II).
Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.
This is an average price. Actual prices received for the shares sold on 9/11/23 and reported on this line range from $12.45 to $12.605. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This is an average price. Actual prices received for the shares sold on 9/12/23 and reported on this line range from $12.00 to $12.25. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This is an average price. Actual prices received for the shares sold on 9/11/23 and reported on this line range from $1.70 to $1.765. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Steamboat Capital Partners, LLC, /s/ Jeffrey M. Rose, COO/CFO
2023-09-13
Parsa Kiai by /s/ Jeffrey M. Rose, as Attorney-in-fact
2023-09-13