0001213900-23-075751.txt : 20230911
0001213900-23-075751.hdr.sgml : 20230911
20230911162011
ACCESSION NUMBER: 0001213900-23-075751
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230907
FILED AS OF DATE: 20230911
DATE AS OF CHANGE: 20230911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steamboat Capital Partners, LLC
CENTRAL INDEX KEY: 0001635663
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35713
FILM NUMBER: 231247998
BUSINESS ADDRESS:
STREET 1: 24 MAPLE AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 2129861703
MAIL ADDRESS:
STREET 1: 24 MAPLE AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kiai Parsa
CENTRAL INDEX KEY: 0001766850
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35713
FILM NUMBER: 231247997
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 2300
CITY: NY
STATE: NY
ZIP: 10170
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wheeler Real Estate Investment Trust, Inc.
CENTRAL INDEX KEY: 0001527541
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 452681082
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: RIVERSEDGE NORTH
STREET 2: 2529 VIRGINIA BEACH BLVD., SUITE 200
CITY: VIRGINIA BEACH
STATE: VA
ZIP: 23452
BUSINESS PHONE: 757-627-9088
MAIL ADDRESS:
STREET 1: RIVERSEDGE NORTH
STREET 2: 2529 VIRGINIA BEACH BLVD., SUITE 200
CITY: VIRGINIA BEACH
STATE: VA
ZIP: 23452
4
1
ownership.xml
X0508
4
2023-09-07
0
0001527541
Wheeler Real Estate Investment Trust, Inc.
WHLR
0001635663
Steamboat Capital Partners, LLC
24 MAPLE AVE
RYE,
NY
10580
0
0
1
0
0001766850
Kiai Parsa
24 MAPLE AVE
RYE
NY
10580
0
0
1
0
0
Common Stock, $0.01 par value
2023-09-07
4
S
0
4044
7.6042
D
0
I
See footnote
Common Stock, $0.01 par value
2023-09-07
4
S
0
65
7.6042
D
0
I
See footnote
Series D Cumulative Convertible Preferred Stock
169.60
2023-09-07
4
S
0
5084
12.8392
D
Common Stock, $0.01 par value
749.3816
323744
I
See footnote
Series D Cumulative Convertible Preferred Stock
169.60
2023-09-07
4
S
0
67
12.8392
D
Common Stock, $0.01 par value
9.8758
4252
I
See footnote
Series D Cumulative Convertible Preferred Stock
169.60
2023-09-07
4
S
0
5430
14.3081
D
Common Stock, $0.01 par value
800.382
318314
I
See footnote
Series D Cumulative Convertible Preferred Stock
169.60
2023-09-07
4
S
0
71
14.3081
D
Common Stock, $0.01 par value
10.4654
4181
I
See footnote
Series D Cumulative Convertible Preferred Stock
169.60
2023-09-08
4
S
0
850
12.685
D
Common Stock, $0.01 par value
125.29
317464
I
See footnote
Series D Cumulative Convertible Preferred Stock
169.60
2023-09-08
4
S
0
11
12.685
D
Common Stock, $0.01 par value
1.6214
4170
I
See footnote
Series B Convertible Preferred Stock
400.00
2023-09-07
4
S
0
64321
1.7519
D
Common Stock, $0.01 par value
4020.063
120909
I
See footnote
Series B Convertible Preferred Stock
400.00
2023-09-07
4
S
0
892
1.7519
D
Common Stock, $0.01 par value
55.75
1676
I
See footnote
Series B Convertible Preferred Stock
400.00
2023-09-08
4
S
0
1589
1.7952
D
Common Stock, $0.01 par value
99.3125
119320
I
See footnote
Series B Convertible Preferred Stock
400.00
2023-09-08
4
S
0
22
1.7952
D
Common Stock, $0.01 par value
1.6214
1654
I
See footnote
This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $7.60 to $7.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).
Ownership of Steamboat Capital Partners II, LP (II).
Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.
Convertible at any time, with no expiration date.
This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $12.75 to $13.24. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $14.25 to $14.53. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This is an average price. Actual prices received for the shares sold on 9/8/23 and reported on this line range from $12.67 to $12.70. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $1.65 to $1.85. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This is an average price. Actual prices received for the shares sold on 9/8/23 and reported on this line range from $1.76 to $1.81. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Steamboat Capital Partners, LLC, /s/ Jeffrey M. Rose, COO/CFO
2023-09-11
Parsa Kiai by /s/Jeffrey M. Rose, as Attorney-in-fact
2023-09-11