0001527488-13-000002.txt : 20130513
0001527488-13-000002.hdr.sgml : 20130513
20130513060551
ACCESSION NUMBER: 0001527488-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130513
DATE AS OF CHANGE: 20130513
EFFECTIVENESS DATE: 20130513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOBAM
CENTRAL INDEX KEY: 0001527488
IRS NUMBER: 000000000
STATE OF INCORPORATION: I0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14715
FILM NUMBER: 13835258
BUSINESS ADDRESS:
STREET 1: 20 RUE QUENTIN BAUCHART
CITY: PARIS
STATE: I0
ZIP: 75008
BUSINESS PHONE: 33-153234161
MAIL ADDRESS:
STREET 1: 20 RUE QUENTIN BAUCHART
CITY: PARIS
STATE: I0
ZIP: 75008
13F-HR
1
tobam-Mar-2013-13F.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: TOBAM
-------------------------------------
Address: 20, rue Quentin Bauchart
-------------------------------------
Paris
-------------------------------
Form 13F File Number: 028-14715
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Maylis L'hotellier
-------------------------------
Title: Compliance Officer
-------------------------------
Phone: +33 1 53 23 41 62
-------------------------------
Signature, Place, and Date of Signing:
/s/ Maylis L'hotellier Paris, France May 13, 2013
------------------------------- -------------------- ------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
--------------------
Form 13F Information Table Entry Total: 100
--------------------
Form 13F Information Table Value Total: $ 1,194,801
--------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
1.Multi Manager Access
2.Amundi Funds
Voting Voting Voting
CUSIP Value Amount of Type of Investment Other Authority Authority Authority
Name of Issuer Title of class Number (x$1,000) security security Discretion Managers SOLE SHARED NONE
ACTAVIS INC COM 00507K103 6987 75856 SH SOLE - 57417 - 18439
ACTAVIS INC COM 00507K103 931 10104 SH DEFINED 1 - - 10104
ACTAVIS INC COM 00507K103 52 560 SH DEFINED 2 560 - -
AETNA INC COM 00817Y108 2087 40835 SH SOLE - 27949 - 12886
AETNA INC COM 00817Y108 66 1282 SH DEFINED 2 1282 - -
AGNICO-EAGLE MINES COM 008474108 1485 36200 SH SOLE - 26800 - 9400
AGNICO-EAGLE MINES COM 008474108 37 900 SH DEFINED 2 900 - -
AGRIUM INC COM 008916108 1209 12400 SH SOLE - 11200 - 1200
ALAMOS GOLD INC COM 011527108 279 20300 SH SOLE - 20300 - -
AMERICAN CAPITAL AGENCY COR COM 02503X105 42773 1304863 SH SOLE - 983202 - 321661
AMERICAN CAPITAL AGENCY COR COM 02503X105 5326 162481 SH DEFINED 1 - - 162481
AMERICAN CAPITAL AGENCY COR COM 02503X105 385 11754 SH DEFINED 2 11754 - -
ANNALY CAPITAL MANAGEMENT I COM 035710409 34060 2143461 SH SOLE - 1601207 - 542254
ANNALY CAPITAL MANAGEMENT I COM 035710409 3792 238653 SH DEFINED 1 - - 238653
ANNALY CAPITAL MANAGEMENT I COM 035710409 388 24402 SH DEFINED 2 24402 - -
AURICO GOLD INC COM 05155C105 304 48200 SH SOLE - 48200 - -
AUTOZONE INC COM 053332102 29413 74130 SH SOLE - 54733 - 19397
AUTOZONE INC COM 053332102 2986 7526 SH DEFINED 1 - - 7526
AUTOZONE INC COM 053332102 385 970 SH DEFINED 2 970 - -
BAYTEX ENERGY TRUST-UNITS COM 07317Q105 637 15200 SH SOLE - 15200 - -
BCE INC COM 05534B760 2883 61720 SH SOLE - 53726 - 7994
BEST BUY CO INC COM 086516101 19571 883556 SH SOLE - 659185 - 224371
BEST BUY CO INC COM 086516101 2232 100776 SH DEFINED 1 - - 100776
BEST BUY CO INC COM 086516101 213 9608 SH DEFINED 2 9608 - -
BROOKFIELD ASSET MANAGE-CL COM 112585104 388 10625 SH SOLE - 10625 - -
BROOKFIELD PROPERTIES CORP COM 112900105 582 33900 SH SOLE - 16500 - 17400
CAE INC COM 124765108 75 7700 SH SOLE - 7700 - -
CALPINE CORP COM 131347304 27767 1347931 SH SOLE - 1006088 - 341843
CALPINE CORP COM 131347304 3162 153472 SH DEFINED 1 - - 153472
CALPINE CORP COM 131347304 302 14653 SH DEFINED 2 14653 - -
CAMECO CORP COM 13321L108 473 22800 SH SOLE - 22800 - -
CANADIAN NATURAL RESOURCES COM 136385101 1526 47600 SH SOLE - 47600 - -
CANADIAN PACIFIC RAILWAY LT COM 13645T100 26 200 SH SOLE - - - 200
CATAMARAN CORP COM 148887102 715 13500 SH SOLE - 10700 - 2800
CENTURYLINK INC COM 156700106 26195 745664 SH SOLE - 551506 - 194158
CENTURYLINK INC COM 156700106 2656 75612 SH DEFINED 1 - - 75612
CENTURYLINK INC COM 156700106 344 9780 SH DEFINED 2 9780 - -
CGI GROUP INC - CL A COM 39945C109 876 32216 SH SOLE - 25100 - 7116
CHURCH & DWIGHT CO INC COM 171340102 17099 264564 SH SOLE - 189204 - 75360
CHURCH & DWIGHT CO INC COM 171340102 801 12401 SH DEFINED 1 - - 12401
CHURCH & DWIGHT CO INC COM 171340102 389 6016 SH DEFINED 2 6016 - -
CIA DE MINAS BUENAVENTUR-AD COM 204448104 5603 215826 SH SOLE - - - 215826
CIA DE MINAS BUENAVENTUR-AD COM 204448104 344 13269 SH DEFINED 2 - - 13269
CLOROX COMPANY COM 189054109 8898 100503 SH SOLE - 68788 - 31715
CLOROX COMPANY COM 189054109 279 3155 SH DEFINED 2 3155 - -
CONAGRA FOODS INC COM 205887102 1501 41921 SH SOLE - 28692 - 13229
CONAGRA FOODS INC COM 205887102 47 1316 SH DEFINED 2 1316 - -
CONSOLIDATED EDISON INC COM 209115104 10630 174183 SH SOLE - 119217 - 54966
CONSOLIDATED EDISON INC COM 209115104 334 5468 SH DEFINED 2 5468 - -
1
CONSTELLATION BRANDS INC-A COM 21036P108 18577 389952 SH SOLE - 291277 - 98675
CONSTELLATION BRANDS INC-A COM 21036P108 2134 44791 SH DEFINED 1 - - 44791
CONSTELLATION BRANDS INC-A COM 21036P108 199 4169 SH DEFINED 2 4169 - -
DOLBY LABORATORIES INC-CL A COM 25659T107 25351 755400 SH SOLE - 561329 - 194071
DOLBY LABORATORIES INC-CL A COM 25659T107 2617 77979 SH DEFINED 1 - - 77979
DOLBY LABORATORIES INC-CL A COM 25659T107 327 9745 SH DEFINED 2 9745 - -
DOLLAR GENERAL CORP COM 256677105 35575 703336 SH SOLE - 525275 - 178061
DOLLAR GENERAL CORP COM 256677105 4096 80979 SH DEFINED 1 - - 80979
DOLLAR GENERAL CORP COM 256677105 379 7500 SH DEFINED 2 7500 - -
DR PEPPER SNAPPLE GROUP INC COM 26138E109 1936 41238 SH SOLE - 41238 - -
DUKE ENERGY CORP COM 26441C204 25229 347551 SH SOLE - 254689 - 92862
DUKE ENERGY CORP COM 26441C204 2227 30677 SH DEFINED 1 - - 30677
DUKE ENERGY CORP COM 26441C204 387 5328 SH DEFINED 2 5328 - -
DUN & BRADSTREET CORP COM 26483E100 13941 166663 SH SOLE - 129866 - 36797
DUN & BRADSTREET CORP COM 26483E100 2428 29027 SH DEFINED 1 - - 29027
EDWARDS LIFESCIENCES CORP COM 28176E108 4859 59138 SH SOLE - 45939 - 13199
EDWARDS LIFESCIENCES CORP COM 28176E108 885 10776 SH DEFINED 1 - - 10776
ENCANA CORP COM 292505104 698 35900 SH SOLE - 29100 - 6800
EXELON CORP COM 30161N101 48147 1396372 SH SOLE - 1054394 - 341978
EXELON CORP COM 30161N101 6271 181863 SH DEFINED 1 - - 181863
EXELON CORP COM 30161N101 382 11086 SH DEFINED 2 11086 - -
FAMILY DOLLAR STORES COM 307000109 35983 609372 SH SOLE - 456217 - 153155
FAMILY DOLLAR STORES COM 307000109 4126 69877 SH DEFINED 1 - - 69877
FAMILY DOLLAR STORES COM 307000109 379 6421 SH DEFINED 2 6421 - -
FIRST MAJESTIC SILVER CORP COM 32076V103 214 13200 SH SOLE - 13200 - -
FIRSTENERGY CORP COM 337932107 3533 83718 SH SOLE - 65234 - 18484
FIRSTENERGY CORP COM 337932107 615 14581 SH DEFINED 1 - - 14581
FRANCO-NEVADA CORP COM 351858105 13277 290900 SH SOLE - 207000 - 83900
FRANCO-NEVADA CORP COM 351858105 365 8000 SH DEFINED 2 8000 - -
FRONTIER COMMUNICATIONS COR COM 35906A108 28059 7050026 SH SOLE - 5196337 - 1853689
FRONTIER COMMUNICATIONS COR COM 35906A108 3160 794036 SH DEFINED 1 - - 794036
FRONTIER COMMUNICATIONS COR COM 35906A108 335 84273 SH DEFINED 2 84273 - -
GAMESTOP CORP-CLASS A COM 36467W109 3181 113745 SH SOLE - 78905 - 34840
GAMESTOP CORP-CLASS A COM 36467W109 94 3354 SH DEFINED 2 3354 - -
GILDAN ACTIVEWEAR INC COM 375916103 1750 43866 SH SOLE - 38900 - 4966
GILEAD SCIENCES INC COM 375558103 21135 431948 SH SOLE - 318385 - 113563
GILEAD SCIENCES INC COM 375558103 2047 41832 SH DEFINED 1 - - 41832
GILEAD SCIENCES INC COM 375558103 295 6019 SH DEFINED 2 6019 - -
GOLDCORP INC COM 380956409 6291 186990 SH SOLE - 141090 - 45900
GOLDCORP INC COM 380956409 138 4100 SH DEFINED 2 4100 - -
GREEN MOUNTAIN COFFEE ROAST COM 393122106 12770 224978 SH SOLE - 166316 - 58662
GREEN MOUNTAIN COFFEE ROAST COM 393122106 1453 25599 SH DEFINED 1 - - 25599
GREEN MOUNTAIN COFFEE ROAST COM 393122106 139 2452 SH DEFINED 2 2452 - -
H&R BLOCK INC COM 093671105 6554 222789 SH SOLE - 152485 - 70304
H&R BLOCK INC COM 093671105 206 6994 SH DEFINED 2 6994 - -
HCA INC COM 40412C101 11236 276544 SH SOLE - 215486 - 61058
HCA INC COM 40412C101 1957 48165 SH DEFINED 1 - - 48165
HERSHEY CO/THE COM 427866108 1897 21672 SH SOLE - 21672 - -
HUMANA INC COM 444859102 17014 246187 SH SOLE - 174771 - 71416
2
HUMANA INC COM 444859102 846 12244 SH DEFINED 1 - - 12244
HUMANA INC COM 444859102 384 5561 SH DEFINED 2 5561 - -
IHS INC-CLASS A COM 451734107 12980 123952 SH SOLE - 85058 - 38894
IHS INC-CLASS A COM 451734107 748 7146 SH DEFINED 1 - - 7146
IHS INC-CLASS A COM 451734107 311 2968 SH DEFINED 2 2968 - -
ILLUMINA INC COM 452327109 19717 365128 SH SOLE - 265131 - 99997
ILLUMINA INC COM 452327109 1562 28919 SH DEFINED 1 - - 28919
ILLUMINA INC COM 452327109 336 6226 SH DEFINED 2 6226 - -
J.C. PENNEY CO INC COM 708160106 18482 1223167 SH SOLE - 911581 - 311586
J.C. PENNEY CO INC COM 708160106 2066 136723 SH DEFINED 1 - - 136723
J.C. PENNEY CO INC COM 708160106 208 13755 SH DEFINED 2 13755 - -
JM SMUCKER CO/THE COM 832696405 4002 40356 SH SOLE - 33029 - 7327
JM SMUCKER CO/THE COM 832696405 72 729 SH DEFINED 2 729 - -
KELLOGG CO COM 487836108 8480 131616 SH SOLE - 98816 - 32800
KELLOGG CO COM 487836108 1034 16054 SH DEFINED 1 - - 16054
KELLOGG CO COM 487836108 80 1238 SH DEFINED 2 1238 - -
KINROSS GOLD CORP COM 496902404 3065 387349 SH SOLE - 312849 - 74500
KINROSS GOLD CORP COM 496902404 52 6600 SH DEFINED 2 6600 - -
KOHLS CORP COM 500255104 19755 428236 SH SOLE - 309902 - 118334
KOHLS CORP COM 500255104 1577 34194 SH DEFINED 1 - - 34194
KOHLS CORP COM 500255104 337 7316 SH DEFINED 2 7316 - -
LINKEDIN CORP - A COM 53578A108 1275 7240 SH SOLE - 4955 - 2285
LINKEDIN CORP - A COM 53578A108 40 227 SH DEFINED 2 227 - -
MAGNA INTERNATIONAL INC-CL COM 559222401 1510 25700 SH SOLE - 25700 - -
MEAD JOHNSON NUTRITION CO-A COM 582839106 33746 435719 SH SOLE - 325413 - 110306
MEAD JOHNSON NUTRITION CO-A COM 582839106 3769 48659 SH DEFINED 1 - - 48659
MEAD JOHNSON NUTRITION CO-A COM 582839106 384 4954 SH DEFINED 2 4954 - -
METHANEX CORP COM 59151K108 69 1700 SH SOLE - 1700 - -
MONSTER BEVERAGE CORP COM 611740101 21264 445423 SH SOLE - 332528 - 112895
MONSTER BEVERAGE CORP COM 611740101 2405 50375 SH DEFINED 1 - - 50375
MONSTER BEVERAGE CORP COM 611740101 233 4879 SH DEFINED 2 4879 - -
NETFLIX INC COM 64110L106 13336 70409 SH SOLE - 52642 - 17767
NETFLIX INC COM 64110L106 1515 7999 SH DEFINED 1 - - 7999
NETFLIX INC COM 64110L106 150 791 SH DEFINED 2 791 - -
NEW GOLD INC COM 644535106 40 4400 SH SOLE - 4400 - -
NEWMONT MINING CORP COM 651639106 23539 561917 SH SOLE - 437685 - 124232
NEWMONT MINING CORP COM 651639106 4104 97969 SH DEFINED 1 - - 97969
NIKE INC -CL B COM 654106103 15001 254210 SH SOLE - 179222 - 74988
NIKE INC -CL B COM 654106103 567 9613 SH DEFINED 1 - - 9613
NIKE INC -CL B COM 654106103 369 6248 SH DEFINED 2 6248 - -
O'REILLY AUTOMOTIVE INC COM 67103H107 16114 157130 SH SOLE - 111215 - 45915
O'REILLY AUTOMOTIVE INC COM 67103H107 690 6730 SH DEFINED 1 - - 6730
O'REILLY AUTOMOTIVE INC COM 67103H107 381 3719 SH DEFINED 2 3719 - -
OPEN TEXT CORP COM 683715106 1176 19895 SH SOLE - 16400 - 3495
PAN AMERICAN SILVER CORP COM 697900108 230 14000 SH SOLE - 14000 - -
PEMBINA PIPELINE CORP COM 706327103 1370 43359 SH SOLE - 33600 - 9759
PETSMART INC COM 716768106 3294 53047 SH SOLE - 36307 - 16740
PETSMART INC COM 716768106 103 1665 SH DEFINED 2 1665 - -
RESEARCH IN MOTION COM 760975102 5944 400200 SH SOLE - 287000 - 113200
3
RESEARCH IN MOTION COM 760975102 160 10800 SH DEFINED 2 10800 - -
RITCHIE BROS AUCTIONEERS COM 767744105 898 41237 SH SOLE - 32000 - 9237
ROGERS COMMUNICATIONS -CL B COM 775109200 6507 127400 SH SOLE - 101400 - 26000
ROGERS COMMUNICATIONS -CL B COM 775109200 97 1900 SH DEFINED 2 1900 - -
ROSS STORES INC COM 778296103 9021 148820 SH SOLE - 101858 - 46962
ROSS STORES INC COM 778296103 283 4672 SH DEFINED 2 4672 - -
SAFEWAY INC COM 786514208 33503 1271451 SH SOLE - 949637 - 321814
SAFEWAY INC COM 786514208 3864 146658 SH DEFINED 1 - - 146658
SAFEWAY INC COM 786514208 356 13520 SH DEFINED 2 13520 - -
SEARS HOLDINGS CORP COM 812350106 1469 29397 SH SOLE - 20120 - 9277
SEARS HOLDINGS CORP COM 812350106 46 923 SH DEFINED 2 923 - -
SHAW COMMUNICATIONS INC-B COM 82028K200 1095 44200 SH SOLE - 44200 - -
SILVER WHEATON CORP COM 828336107 1202 38400 SH SOLE - 38400 - -
SOUTHERN CO COM 842587107 36093 769248 SH SOLE - 577751 - 191497
SOUTHERN CO COM 842587107 4418 94158 SH DEFINED 1 - - 94158
SOUTHERN CO COM 842587107 337 7178 SH DEFINED 2 7178 - -
STANTEC INC COM 85472N109 657 14900 SH SOLE - 14900 - -
T-MOBILE US INC COM 872590104 4932 452462 SH SOLE - 27626 - 424836
T-MOBILE US INC COM 872590104 2059 188887 SH DEFINED 1 - - 188887
T-MOBILE US INC COM 872590104 202 18546 SH DEFINED 2 18546 - -
TALISMAN ENERGY INC COM 87425E103 183 15000 SH SOLE - 15000 - -
TELUS CORP COM 87971M103 1885 27300 SH SOLE - 23000 - 4300
TEVA PHARMACEUTICAL-SP ADR COM 881624209 3136 79037 SH SOLE - 54096 - 24941
TEVA PHARMACEUTICAL-SP ADR COM 881624209 98 2481 SH DEFINED 2 2481 - -
TURQUOISE HILL RESOURCES LT COM 900435108 62 9700 SH SOLE - 9700 - -
UDR INC COM 902653104 1019 42137 SH SOLE - 42137 - -
ULTRA PETROLEUM CORP COM 903914109 4694 233513 SH SOLE - 165766 - 67747
ULTRA PETROLEUM CORP COM 903914109 333 16563 SH DEFINED 1 - - 16563
ULTRA PETROLEUM CORP COM 903914109 86 4255 SH DEFINED 2 4255 - -
UNITED CONTINENTAL HOLDINGS COM 910047109 23128 722535 SH SOLE - 535108 - 187427
UNITED CONTINENTAL HOLDINGS COM 910047109 2386 74546 SH DEFINED 1 - - 74546
UNITED CONTINENTAL HOLDINGS COM 910047109 296 9246 SH DEFINED 2 9246 - -
VALEANT PHARMACEUTICALS INT COM 91911K102 3010 40100 SH SOLE - 38800 - 1300
VARIAN MEDICAL SYSTEMS INC COM 92220P105 1354 18799 SH SOLE - 14648 - 4151
VARIAN MEDICAL SYSTEMS INC COM 92220P105 236 3274 SH DEFINED 1 - - 3274
VERIFONE SYSTEMS INC COM 92342Y109 15653 756939 SH SOLE - 562451 - 194488
VERIFONE SYSTEMS INC COM 92342Y109 1748 84525 SH DEFINED 1 - - 84525
VERIFONE SYSTEMS INC COM 92342Y109 175 8453 SH DEFINED 2 8453 - -
VERISIGN INC COM 92343E102 18165 384193 SH SOLE - 290232 - 93961
VERISIGN INC COM 92343E102 2380 50341 SH DEFINED 1 - - 50341
VERISIGN INC COM 92343E102 142 3010 SH DEFINED 2 3010 - -
VERMILION ENERGY INC COM 923725105 947 18300 SH SOLE - 18300 - -
VERTEX PHARMACEUTICALS INC COM 92532F100 15062 273953 SH SOLE - 204775 - 69178
VERTEX PHARMACEUTICALS INC COM 92532F100 1710 31100 SH DEFINED 1 - - 31100
VERTEX PHARMACEUTICALS INC COM 92532F100 163 2960 SH DEFINED 2 2960 - -
WALGREEN CO COM 931422109 21807 457369 SH SOLE - 333170 - 124199
WALGREEN CO COM 931422109 1840 38600 SH DEFINED 1 - - 38600
WALGREEN CO COM 931422109 348 7302 SH DEFINED 2 7302 - -
WELLPOINT INC COM 94973V107 19380 292616 SH SOLE - 209434 - 83182
4
WELLPOINT INC COM 94973V107 1224 18488 SH DEFINED 1 - - 18488
WELLPOINT INC COM 94973V107 386 5824 SH DEFINED 2 5824 - -
WESTERN UNION CO COM 959802109 27344 1818059 SH SOLE - 1351253 - 466806
WESTERN UNION CO COM 959802109 2989 198753 SH DEFINED 1 - - 198753
WESTERN UNION CO COM 959802109 320 21309 SH DEFINED 2 21309 - -
YAHOO! INC COM 984332106 12142 516011 SH SOLE - 353177 - 162834
YAHOO! INC COM 984332106 381 16199 SH DEFINED 2 16199 - -
YAMANA GOLD INC COM 98462Y100 8103 526000 SH SOLE - 375000 - 151000
YAMANA GOLD INC COM 98462Y100 228 14800 SH DEFINED 2 14800 - -
5