0001163648-19-000016.txt : 20190429 0001163648-19-000016.hdr.sgml : 20190429 20190429143538 ACCESSION NUMBER: 0001163648-19-000016 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190429 DATE AS OF CHANGE: 20190429 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Athene Holding Ltd CENTRAL INDEX KEY: 0001527469 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 980628973 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-89740 FILM NUMBER: 19775296 BUSINESS ADDRESS: STREET 1: 96 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM08 BUSINESS PHONE: 441-279-8400 MAIL ADDRESS: STREET 1: 96 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM08 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CI INVESTMENTS INC. CENTRAL INDEX KEY: 0001163648 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2 QUEEN STREET EAST STREET 2: TWENTIETH FLOOR CITY: TORONTO STATE: A6 ZIP: M5C 3G7 BUSINESS PHONE: 4163641145 MAIL ADDRESS: STREET 1: 2 QUEEN STREET EAST STREET 2: TWENTIETH FLOOR CITY: TORONTO STATE: A6 ZIP: M5C 3G7 FORMER COMPANY: FORMER CONFORMED NAME: CI MUTUAL FUNDS INC DATE OF NAME CHANGE: 20011213 SC 13G/A 1 athene-13ga-20181231.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.4)* Athene Holding Ltd. ----------------------------------------------------- (Name of Issuer) Class A Common Shares ----------------------------------------------------- (Title of Class of Securities) BZ13MZ1 ----------------------------------------------------- (SEDOL Number) December 31, 2018 ----------------------------------------------------- (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEDOL No.BZ13MZ1 13G -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON: Cambridge Global Asset Management (the "Investment Manager"), a business unit of CI Investments Inc. -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [ ] (b) [ ] -------------------------------------------------------------------------------- 3. SEC USE ONLY: -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION: Province of Ontario, Canada -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER: SHARES 7,161,552 BENEFICIALLY -------------------------------------------------------------- OWNED BY 6. SHARED VOTING POWER: EACH 0 REPORTING -------------------------------------------------------------- PERSON 7. SOLE DISPOSITIVE POWER: WITH: 7,161,552 -------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER: 0 -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 7,161,552 -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES: [ ] -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 4.34%(1) -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON: IA, FI -------------------------------------------------------------------------------- (1) Based upon 164,849,200 Class A Common Shares of Athene Holding Ltd. (the "Issuer") outstanding as of September 30, 2018 as reported in the Issuer's Form 10-K filed with the Securities and Exchange Commission (the "SEC") on November 1, 2018. Item 1. (a) Name of Issuer: Athene Holding Ltd. -------------------------------------------------------------- (b) Address of Issuer's Principal Executive Offices: 96 Pitts Bay Road Pembroke, HM08, Bermuda -------------------------------------------------------------- Item 2. (a) Name of Person Filing: Cambridge Global Asset Management (the "Investment Manager"), a business unit of CI Investments Inc. -------------------------------------------------------------- (b) Address of Principal Business Office, or if None, Residence: 2 Queen Street East Twentieth Floor Toronto, ON M5C 3G7 -------------------------------------------------------------- (c) Citizenship: See Item 4 on the cover page hereto. -------------------------------------------------------------- (d) Title of Class of Securities: Class A Common Shares -------------------------------------------------------------- (e) SEDOL Number: BZ13MZ1 -------------------------------------------------------------- Item 3. If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with Sections 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [x] a non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J). Item 4. Ownership (a) Amount beneficially owned: 7,161,552 (b) Percent of Class: 4.34% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Item 5 on the cover page hereto. (ii) Shared power to vote or to direct the vote: See Item 6 on the cover page hereto. (iii) Sole power to dispose or to direct the disposition of: See Item 7 on the cover page hereto. (iv) Shared power to dispose or to direct the disposition of: See Item 8 on the cover page hereto. Item 5. Ownership of Five Percent or Less of a Class. Yes Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, (i) the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose or with the effect of changing or influencing control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with nomination under Section 240.14a-11; and (ii) the foreign regulatory scheme applicable to the non-U.S. institutions above is substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S institution(s). I also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: April 29, 2019 Signature: /s/ Anne Ramsay -------------------------------------------------------------------- Name/Title: Anne Ramsay, Chief Compliance Officer