0001127602-21-008942.txt : 20210302 0001127602-21-008942.hdr.sgml : 20210302 20210302202039 ACCESSION NUMBER: 0001127602-21-008942 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golden John Leonard CENTRAL INDEX KEY: 0001836613 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37963 FILM NUMBER: 21706518 MAIL ADDRESS: STREET 1: C/O ATHENE HOLDING LTD. STREET 2: WASHINGTON HOUSE, 16 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM 11 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Athene Holding Ltd CENTRAL INDEX KEY: 0001527469 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 980630022 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SECOND FLOOR, WASHINGTON HOUSE STREET 2: 16 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM 11 BUSINESS PHONE: 441-279-8400 MAIL ADDRESS: STREET 1: SECOND FLOOR, WASHINGTON HOUSE STREET 2: 16 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM 11 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-01 0001527469 Athene Holding Ltd ATH 0001836613 Golden John Leonard C/O ATHENE HOLDING LTD. WASHINGTON HOUSE, 16 CHURCH STREET HAMILTON D0 HM 11 BERMUDA 1 EVP and General Counsel Class A Common Shares 2021-03-01 4 M 0 2694 A 102390 D Class A Common Shares 2021-03-01 4 F 0 1336 45.59 D 101054 D Restricted Stock Units 2021-03-01 4 M 0 2694 D Class A Common Shares 2694 0 D These performance-based restricted stock units ("PRSUs") were granted on February 27, 2018, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020 (the "Performance Period"). On February 15, 2021, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that will vest for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on February 28, 2021. This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis. This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested PRSUs that settled in Class A common shares. Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on December 16, 2020) /s/ Ira Rosenblatt, attorney-in-fact 2021-03-02