0001127602-21-008942.txt : 20210302
0001127602-21-008942.hdr.sgml : 20210302
20210302202039
ACCESSION NUMBER: 0001127602-21-008942
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210302
DATE AS OF CHANGE: 20210302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golden John Leonard
CENTRAL INDEX KEY: 0001836613
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37963
FILM NUMBER: 21706518
MAIL ADDRESS:
STREET 1: C/O ATHENE HOLDING LTD.
STREET 2: WASHINGTON HOUSE, 16 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM 11
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Athene Holding Ltd
CENTRAL INDEX KEY: 0001527469
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 980630022
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: SECOND FLOOR, WASHINGTON HOUSE
STREET 2: 16 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM 11
BUSINESS PHONE: 441-279-8400
MAIL ADDRESS:
STREET 1: SECOND FLOOR, WASHINGTON HOUSE
STREET 2: 16 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM 11
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-03-01
0001527469
Athene Holding Ltd
ATH
0001836613
Golden John Leonard
C/O ATHENE HOLDING LTD.
WASHINGTON HOUSE, 16 CHURCH STREET
HAMILTON
D0
HM 11
BERMUDA
1
EVP and General Counsel
Class A Common Shares
2021-03-01
4
M
0
2694
A
102390
D
Class A Common Shares
2021-03-01
4
F
0
1336
45.59
D
101054
D
Restricted Stock Units
2021-03-01
4
M
0
2694
D
Class A Common Shares
2694
0
D
These performance-based restricted stock units ("PRSUs") were granted on February 27, 2018, but were conditional upon the Issuer satisfying certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020 (the "Performance Period"). On February 15, 2021, the Compensation Committee of the Issuer's Board of Directors determined the extent to which the Issuer met the performance goals for the Performance Period and the number of PRSUs that will vest for the Reporting Person. Each PRSU represents a contingent right to receive one Class A common share of the Issuer. The PRSUs vested on February 28, 2021.
This reported transaction represents vested PRSUs that have been settled in Class A common shares. Vested PRSUs are settled in Class A common shares on a one-for-one basis.
This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested PRSUs that settled in Class A common shares.
Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on December 16, 2020)
/s/ Ira Rosenblatt, attorney-in-fact
2021-03-02