0001127602-20-032407.txt : 20201228
0001127602-20-032407.hdr.sgml : 20201228
20201228175114
ACCESSION NUMBER: 0001127602-20-032407
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201208
FILED AS OF DATE: 20201228
DATE AS OF CHANGE: 20201228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Niemann Douglas Bartlett
CENTRAL INDEX KEY: 0001836389
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37963
FILM NUMBER: 201419417
MAIL ADDRESS:
STREET 1: FIRST FLOOR, WASHINGTON HOUSE
STREET 2: 16 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM 11
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Athene Holding Ltd
CENTRAL INDEX KEY: 0001527469
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 980630022
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
BUSINESS PHONE: 441-279-8400
MAIL ADDRESS:
STREET 1: 96 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
3/A
1
form3a.xml
PRIMARY DOCUMENT
X0206
3/A
2020-12-08
2020-12-16
0
0001527469
Athene Holding Ltd
ATH
0001836389
Niemann Douglas Bartlett
C/O ATHENE HOLDING LTD., CHESNEY HOUSE
FIRST FLOOR, 96 PITTS BAY ROAD
PEMBROKE
D0
HM08
BERMUDA
1
EVP and Chief Risk Officer
Restricted Stock Units
Class A Common Shares
4133
D
Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 8,265 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
This amendment to the Reporting Person's original Form 3, filed on December 16, 2020, is being filed to correct the number of time-based restricted stock units reported as beneficially owned in the original Form 3.
/s/ Ira Rosenblatt, attorney-in-fact
2020-12-28