0001127602-20-032407.txt : 20201228 0001127602-20-032407.hdr.sgml : 20201228 20201228175114 ACCESSION NUMBER: 0001127602-20-032407 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201208 FILED AS OF DATE: 20201228 DATE AS OF CHANGE: 20201228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Niemann Douglas Bartlett CENTRAL INDEX KEY: 0001836389 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37963 FILM NUMBER: 201419417 MAIL ADDRESS: STREET 1: FIRST FLOOR, WASHINGTON HOUSE STREET 2: 16 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM 11 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Athene Holding Ltd CENTRAL INDEX KEY: 0001527469 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 980630022 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM08 BUSINESS PHONE: 441-279-8400 MAIL ADDRESS: STREET 1: 96 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM08 3/A 1 form3a.xml PRIMARY DOCUMENT X0206 3/A 2020-12-08 2020-12-16 0 0001527469 Athene Holding Ltd ATH 0001836389 Niemann Douglas Bartlett C/O ATHENE HOLDING LTD., CHESNEY HOUSE FIRST FLOOR, 96 PITTS BAY ROAD PEMBROKE D0 HM08 BERMUDA 1 EVP and Chief Risk Officer Restricted Stock Units Class A Common Shares 4133 D Each RSU represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2020 vesting start date. An additional 8,265 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2020 to December 31, 2022. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. This amendment to the Reporting Person's original Form 3, filed on December 16, 2020, is being filed to correct the number of time-based restricted stock units reported as beneficially owned in the original Form 3. /s/ Ira Rosenblatt, attorney-in-fact 2020-12-28