0001127602-19-021577.txt : 20190613
0001127602-19-021577.hdr.sgml : 20190613
20190613173234
ACCESSION NUMBER: 0001127602-19-021577
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190611
FILED AS OF DATE: 20190613
DATE AS OF CHANGE: 20190613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gillis Frank Lauren
CENTRAL INDEX KEY: 0001689345
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37963
FILM NUMBER: 19896980
MAIL ADDRESS:
STREET 1: C/O ATHENE HOLDING LTD.
STREET 2: CHESNEY HOUSE, 96 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Athene Holding Ltd
CENTRAL INDEX KEY: 0001527469
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 980628973
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
BUSINESS PHONE: 441-279-8400
MAIL ADDRESS:
STREET 1: 96 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-06-11
0001527469
Athene Holding Ltd
ATH
0001689345
Gillis Frank Lauren
C/O ATHENE HOLDING LTD., CHESNEY HOUSE,
FIRST FLOOR, 96 PITTS BAY ROAD
PEMBROKE
D0
HM08
BERMUDA
1
See Remarks
Class A Common Shares
2019-06-11
4
M
0
7600
0
A
7600
I
by Gillis Family Trust U/a/d 12/30/14
Class A Common Shares
2019-06-11
4
M
0
1900
0
A
1900
I
by The Anne E Fowler Foundation, Inc.
Class A Common Shares
2019-06-11
4
S
0
10000
43.56
D
187817
D
Class A Common Shares
2019-06-11
4
S
0
7600
43.55
D
0
I
by Gillis Family Trust U/a/d 12/30/14
Class A Common Shares
2019-06-11
4
S
0
1900
43.56
D
0
I
by The Anne E Fowler Foundation, Inc.
Class A Common Shares
20000
I
By Ira
Class M-1 Common Shares
10.00
2019-06-11
4
M
0
7600
0
D
Class A Common Shares
7600
338000
I
By Gillis Family Trust U/a/d 12/30/14
Class M-1 Common Shares
10.00
2019-06-11
4
M
0
1900
0
D
Class A Common Shares
1900
9500
I
by The Anne E Fowler Foundation, Inc.
Anne Marie Heiser is trustee of the Gillis Family Trust u/a/d 12/30/14.
The Reporting Person disclaims beneficial ownership of the shares held by The Anne E. Fowler Foundation, Inc., and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person, the Gillis Family Trust and The Anne E. Fowler Foundation, Inc. on December 13, 2018.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.34 to 43.99 inclusive. The Reporting Person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These Class M-1 common shares are exchangeable into Class A common shares, on a one-to-one basis, once vested and upon payment of the conversion price (which can be paid in cash or shares).
These Class M-1 common shares are fully vested. These vested Class M-1 common shares can be converted at the holder's election into Class A common shares at any time.
EVP - ATH and Chief Executive Officer - ALRe; Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on December 9, 2016)
/s/ Ira Rosenblatt, attorney-in-fact
2019-06-13