0001127602-18-024978.txt : 20180808
0001127602-18-024978.hdr.sgml : 20180808
20180808162733
ACCESSION NUMBER: 0001127602-18-024978
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180427
FILED AS OF DATE: 20180808
DATE AS OF CHANGE: 20180808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kvalheim Grant
CENTRAL INDEX KEY: 0001689321
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37963
FILM NUMBER: 181001754
MAIL ADDRESS:
STREET 1: C/O ATHENE HOLDING LTD., CHESNEY HOUSE
STREET 2: 96 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Athene Holding Ltd
CENTRAL INDEX KEY: 0001527469
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 980628973
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
BUSINESS PHONE: 441-279-8400
MAIL ADDRESS:
STREET 1: 96 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-04-27
0001527469
Athene Holding Ltd
ATH
0001689321
Kvalheim Grant
C/O ATHENE HOLDING LTD., CHESNEY HOUSE,
FIRST FLOOR, 96 PITTS BAY ROAD
PEMBROKE
D0
HM08
BERMUDA
1
See Remarks
Class A Common Shares
2018-04-27
5
G
0
E
354773
0
D
0
I
By Grant Kvalheim April 2014 Grat
Class A Common Shares
2018-04-27
5
G
0
E
354773
0
A
354773
I
By Grant Kvalheim 2009 Children's Non-Exempt Trust
Class A Common Shares
2018-08-06
4
S
0
6334
50.003
D
348439
I
By Grant Kvalheim 2009 Children's Non-Exempt Trust
Class A Common Shares
2018-08-07
4
S
0
32651
50.0078
D
315788
I
By Grant Kvalheim 2009 Children's Non-Exempt Trust
Class A Common Shares
1631434
D
Class A Common Shares
37150
I
By Grant Kvalheim 2009 Children's Gst Exempt Trust - Dk
Class A Common Shares
37150
I
By Grant Kvalheim 2009 Children's Gst Exempt Trust - Lk
Class A Common Shares
37150
I
By Grant Kvalheim 2009 Children's Gst Exempt Trust - Mk
Upon termination of the Grant Kvalheim April 2014 GRAT on April 27, 2018, 354,773 of the shares were transferred to the Grant Kvalheim 2009 Children's Non-Exempt Trust. The remaining 77,421 shares were distributed to the reporting person and continue to be reported in this Form 4 as directly owned.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2018.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.02, inclusive. The reporting person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.05, inclusive. The reporting person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
Chief Executive Officer - Athene USA Corporation; Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on December 9, 2016)
/s/ Ira Rosenblatt, attorney-in-fact
2018-08-08