0001127602-18-024978.txt : 20180808 0001127602-18-024978.hdr.sgml : 20180808 20180808162733 ACCESSION NUMBER: 0001127602-18-024978 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180427 FILED AS OF DATE: 20180808 DATE AS OF CHANGE: 20180808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kvalheim Grant CENTRAL INDEX KEY: 0001689321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37963 FILM NUMBER: 181001754 MAIL ADDRESS: STREET 1: C/O ATHENE HOLDING LTD., CHESNEY HOUSE STREET 2: 96 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM08 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Athene Holding Ltd CENTRAL INDEX KEY: 0001527469 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 980628973 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM08 BUSINESS PHONE: 441-279-8400 MAIL ADDRESS: STREET 1: 96 PITTS BAY ROAD CITY: PEMBROKE STATE: D0 ZIP: HM08 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-04-27 0001527469 Athene Holding Ltd ATH 0001689321 Kvalheim Grant C/O ATHENE HOLDING LTD., CHESNEY HOUSE, FIRST FLOOR, 96 PITTS BAY ROAD PEMBROKE D0 HM08 BERMUDA 1 See Remarks Class A Common Shares 2018-04-27 5 G 0 E 354773 0 D 0 I By Grant Kvalheim April 2014 Grat Class A Common Shares 2018-04-27 5 G 0 E 354773 0 A 354773 I By Grant Kvalheim 2009 Children's Non-Exempt Trust Class A Common Shares 2018-08-06 4 S 0 6334 50.003 D 348439 I By Grant Kvalheim 2009 Children's Non-Exempt Trust Class A Common Shares 2018-08-07 4 S 0 32651 50.0078 D 315788 I By Grant Kvalheim 2009 Children's Non-Exempt Trust Class A Common Shares 1631434 D Class A Common Shares 37150 I By Grant Kvalheim 2009 Children's Gst Exempt Trust - Dk Class A Common Shares 37150 I By Grant Kvalheim 2009 Children's Gst Exempt Trust - Lk Class A Common Shares 37150 I By Grant Kvalheim 2009 Children's Gst Exempt Trust - Mk Upon termination of the Grant Kvalheim April 2014 GRAT on April 27, 2018, 354,773 of the shares were transferred to the Grant Kvalheim 2009 Children's Non-Exempt Trust. The remaining 77,421 shares were distributed to the reporting person and continue to be reported in this Form 4 as directly owned. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2018. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.02, inclusive. The reporting person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.05, inclusive. The reporting person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Chief Executive Officer - Athene USA Corporation; Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on December 9, 2016) /s/ Ira Rosenblatt, attorney-in-fact 2018-08-08