0001127602-18-001113.txt : 20180104
0001127602-18-001113.hdr.sgml : 20180104
20180104162957
ACCESSION NUMBER: 0001127602-18-001113
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180102
FILED AS OF DATE: 20180104
DATE AS OF CHANGE: 20180104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Puffer Manfred
CENTRAL INDEX KEY: 0001691088
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37963
FILM NUMBER: 18510497
MAIL ADDRESS:
STREET 1: C/O APOLLO MANAGEMENT, L.P.
STREET 2: 9 W. 57TH STREET, 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Athene Holding Ltd
CENTRAL INDEX KEY: 0001527469
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 980628973
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
BUSINESS PHONE: 441-279-8400
MAIL ADDRESS:
STREET 1: 96 PITTS BAY ROAD
CITY: PEMBROKE
STATE: D0
ZIP: HM08
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-01-02
0001527469
Athene Holding Ltd
ATH
0001691088
Puffer Manfred
C/O APOLLO MANAGEMENT, L.P.
9 W. 57TH STREET, 43RD FLOOR
NEW YORK
NY
10019
1
Class A Common Shares
2018-01-02
4
A
0
2653
.001
A
65728
D
Manfred Puffer serves as a Senior Advisor to Apollo Global Management, LLC ("Apollo"). Certain of Apollo's affiliates manage investment funds (the "Apollo Funds") that hold Class B common shares, par value $0.001, of Athene Holding Ltd. (the "Issuer"), and may be deemed to beneficially own the common shares of the Issuer held by the Apollo Funds. This report does not include any securities of the Issuer held by any of the Apollo Funds or that may be deemed to be beneficially owned by any Apollo investment managers or investment advisers affiliated with the Apollo Funds, and Mr. Puffer disclaims beneficial ownership of all such securities. This report shall not be deemed an admission that Mr. Puffer is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
This Form 4 is being filed to report a restricted share award of 2,653 Class A common shares which vest on the first anniversary of the vesting start date and immediately upon a sale or change in control of the Issuer.
Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24 to the Form 3 filed by the Reporting Person on December 9, 2016)
/s/ Ira Rosenblatt, attorney-in-fact
2018-01-04