0001140361-15-041187.txt : 20151113
0001140361-15-041187.hdr.sgml : 20151113
20151113164011
ACCESSION NUMBER: 0001140361-15-041187
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
EFFECTIVENESS DATE: 20151113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carlyle Group L.P.
CENTRAL INDEX KEY: 0001527166
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 452832612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15025
FILM NUMBER: 151229694
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202 729 5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001527166
XXXXXXXX
09-30-2015
09-30-2015
Carlyle Group L.P.
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVENUE, N.W.
WASHINGTON
DC
20004
13F COMBINATION REPORT
028-15025
0001512910
028-15646
AlpInvest Partners B.V.
Y
*Signed pursuant to a Power Of Attorney dated May 7, 2012.
Explanatory Note 1: The Carlyle Group L.P. (the "Reporting Manager") does not serve as adviser to all of the owners of, or have formal investment discretion with respect to, the securities issued by Freescale Semiconductor Hldg, but may be deemed to be part of a group of affiliated persons exercising investment discretion with respect to such securities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any other manager with respect to the securities listed herein exercises investment discretion or is a member of, or is otherwise affiliated with, such a group with respect to such securities. Reference is made, where relevant, to reports filed under Sections 13(d), 13(g) and 16(a) of the Exchange Act for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any other manager with which it may share or be deemed to share investment discretion, and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Exchange Act, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person is the beneficial owner of any securities.
Explanatory Note 2: The Carlyle Group L.P. is managed by its general partner, Carlyle Group Management L.L.C., which is managed by a board of directors that is appointed by Carlyle's senior professionals.
Explanatory Note 3: AlpInvest Partners B.V. is an indirectly wholly owned investment adviser of The Carlyle Group L.P. However, The Carlyle Group L.P. does not participate in any investment decision-making of AlpInvest Partners B.V.
Daniel A. D'Aniello
Managing Director
202-729-5626
/s/ Anne Frederick as Attorney-in-Fact for Daniel A. D'Aniello*
Washington
DC
11-13-2015
2
28
13817295
false
1
0001354120
028-12429
Carlyle Investment Management LLC
2
0001555793
028-15024
CIM Global, L.L.C.
INFORMATION TABLE
2
form13fInfoTable.xml
Alcoa Inc
Com
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561966
SH
DFND
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0
561966
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Atlas Resource Partners LP
Com Unt Ltd Pr
04941A101
21263
7593800
SH
DFND
1
0
7593800
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Axalta Coating Sys Ltd
Com
G0750C108
1357235
53560977
SH
DFND
1
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53560977
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Axalta Coating Sys Ltd
Com
G0750C108
411801
16251019
SH
DFND
1,2
0
16251019
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Booz Allen Hamilton Hldg Cor
Cl A
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SH
DFND
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China Recycling Energy Corp
Com
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0
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Cobalt Intl Energy Inc
Com
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SH
DFND
1
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CommScope Hldg Co Inc
Com
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SH
DFND
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CommScope Hldg Co Inc
Com
20337X109
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DFND
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CommunityOne Bancorp
Com
20416Q108
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Concord Med Svcs Hldgs Ltd
Sponsored ADR
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Enduro Rty Tr
Tr Unit
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SH
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Enviva Partners LP
Com Unit
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SH
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Freescale Semiconductor Ltd
SHS Old
G3727Q101
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SH
DFND
1, 2
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0
Hampton Roads Bankshares Inc
Com
409321502
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SH
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1
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42398583
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INC Resh Hldgs Inc
Cl A
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8877
221985
SH
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Masonite Intl Corp New
Com
575385109
84771
1399327
SH
DFND
1
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1399327
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Niska Gas Storage Partners L
Unit Ltd Liabi
654678101
63644
20464250
SH
DFND
1
0
20464250
0
Pattern Energy Group Inc
Cl A
70338P100
323815
16962546
SH
DFND
1
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16962546
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Sandridge Energy Inc
Com
80007P307
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SH
DFND
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Sequential Brands Group Inc
Com New
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92171
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SH
DFND
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Superior Energy Svcs Inc
Com
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DFND
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SouFun Hldgs Ltd
ADR
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SH
DFND
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Talen Energy Corp
Com
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SH
DFND
1
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TerraForm Pwr Inc
Cl A Com
88104R100
49277
3465300
SH
DFND
1
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USA Compression Partners LP
Comunit Ltdpar
90290N109
94903
6581327
SH
DFND
1
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6581327
0
Weatherford Intl Plc
Ord Shs
G48833100
8480
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SH
DFND
1
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Wesco Aircraft Hldgs Inc
Com
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SH
DFND
1
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