0001140361-15-020305.txt : 20150515
0001140361-15-020305.hdr.sgml : 20150515
20150515161050
ACCESSION NUMBER: 0001140361-15-020305
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150515
DATE AS OF CHANGE: 20150515
EFFECTIVENESS DATE: 20150515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carlyle Group L.P.
CENTRAL INDEX KEY: 0001527166
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 452832612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15025
FILM NUMBER: 15869459
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202 729 5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
13F-HR
1
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13F-HR
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0001527166
XXXXXXXX
03-31-2015
03-31-2015
Carlyle Group L.P.
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVENUE, N.W.
WASHINGTON
DC
20004
13F COMBINATION REPORT
028-15025
0001512910
028-15646
AlpInvest Partners B.V.
Y
*Signed pursuant to a Power Of Attorney dated May 7, 2012.
Explanatory Note 1: The Carlyle Group L.P. (the "Reporting Manager") does not serve as adviser to all of the owners of, or have formal investment discretion with respect to, the securities issued by Freescale Semiconductor Hldg, but may be deemed to be part of a group of affiliated persons exercising investment discretion with respect to such securities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any other manager with respect to the securities listed herein exercises investment discretion or is a member of, or is otherwise affiliated with, such a group with respect to such securities. Reference is made, where relevant, to reports filed under Sections 13(d), 13(g) and 16(a) of the Exchange Act for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any other manager with which it may share or be deemed to share investment discretion, and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Exchange Act, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person is the beneficial owner of any securities.
Explanatory Note 2: The Carlyle Group L.P. is managed by its general partner, Carlyle Group Management L.L.C., which is managed by a board of directors that is appointed by Carlyle?s senior professionals.
Explanatory Note 3: AlpInvest Partners B.V. is an indirectly wholly owned investment adviser of The Carlyle Group L.P. However, The Carlyle Group L.P. does not participate in any investment decision-making of AlpInvest Partners B.V.
Daniel A. D'Aniello
Managing Director
202-729-5626
/s/ R. Rainey Hoffman as Attorney-in-Fact for Daniel A. D'Aniello*
Washington
DC
05-15-2015
2
48
18924559
false
1
0001354120
028-12429
Carlyle Investment Management LLC
2
0001555793
028-15024
CIM Global, L.L.C.
INFORMATION TABLE
2
form13fInfoTable.xml
Alcoa Inc
Com
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561966
SH
DFND
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561966
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Atlas Resource Partners LP
Com Unt Ltd Pr
04941A101
58548
7593800
SH
DFND
1
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7593800
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Axalta Coating Sys Ltd
Com
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3609004
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DFND
1
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130666325
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Axalta Coating Sys Ltd
Com
G0750C108
1095013
39645671
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Barclays Bk PLC
Djubs Cmdt ETN36
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2914
105100
SH
DFND
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Booz Allen Hamilton Hldg Cor
Cl A
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Central Pac Finl Corp
Com
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98066
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DFND
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4269312
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China Recycling Energy Corp
Com
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7902
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DFND
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Cobalt Intl Energy Inc
Com
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327683
34822878
SH
DFND
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CommScope Hldg Co Inc
Com
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CommScope Hldg Co Inc
Com
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SH
DFND
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CommunityOne Bancorp
Com
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56800
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Concord Med Svcs Hldgs Ltd
Sponsored ADR
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Tr Unit
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Freescale Semiconductor Hldg
SHS Old
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Hampton Roads Bankshares Inc
Com
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IShares
Iboxx Hi Yd ETF
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4848
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DFND
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IShares
JP Mor Em Mk ETF
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7848
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DFND
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IShares TR
Core US AggBd ET
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5420
48639
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DFND
1
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IShares TR
MSCI Emg Mkt ETF
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1993
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IShares TR
MSCI Eafe ETF
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2763
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DFND
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IShares TR
Russell 2000 ETF
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1963
15788
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TIPS Bd ETF
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9897
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U.S. Real Es ETF
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1505
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INC Resh Hldgs Inc
Cl A
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Masonite Intl Corp New
Com
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DFND
1
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Nielsen Holdings N V
Com
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Nielsen Holdings N V
Com
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Niska Gas Storage Partners L
Unit Ltd Liabi
654678101
36631
20464250
SH
DFND
1
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Pattern Energy Group Inc
Cl A
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480379
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SH
DFND
1
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Powershares Db Cmdty Idx Tra
Unit Ben Int
73935S105
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Powershares Global ETF Trust
Sovereign Debt
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ProShares Tr
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DFND
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RTI Intl Metals Inc
Com
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26470
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SH
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Sandridge Energy Inc
Com
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SH
DFND
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Sequential Brands Group Inc
Com New
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DFND
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SPDR S&P 500 ETF Tr
Tr Unit
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DFND
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SPDR Series Trust
Brc Hgh Yld Bd
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4224
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Superior Energy Svcs Inc
Com
868157108
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DFND
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Terraform Pwr Inc
Cl A Com
88104R100
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USA Compression Partners LP
Comunit Ltdpar
90290N109
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Vanguard Bd Index Fd Inc
Total Bnd Mrkt
921937835
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DFND
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Vanguard Charlotte Fds
Intl Bd Idx ETF
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Vanguard Index Fds
Reit ETF
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Ftse Emr Mkt ETF
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Ftse Dev Mkt ETF
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Ord Shs
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Com
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