0001140361-15-020305.txt : 20150515 0001140361-15-020305.hdr.sgml : 20150515 20150515161050 ACCESSION NUMBER: 0001140361-15-020305 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Group L.P. CENTRAL INDEX KEY: 0001527166 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 452832612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15025 FILM NUMBER: 15869459 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 729 5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001527166 XXXXXXXX 03-31-2015 03-31-2015 Carlyle Group L.P.
C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVENUE, N.W. WASHINGTON DC 20004
13F COMBINATION REPORT 028-15025 0001512910 028-15646 AlpInvest Partners B.V. Y *Signed pursuant to a Power Of Attorney dated May 7, 2012. Explanatory Note 1: The Carlyle Group L.P. (the "Reporting Manager") does not serve as adviser to all of the owners of, or have formal investment discretion with respect to, the securities issued by Freescale Semiconductor Hldg, but may be deemed to be part of a group of affiliated persons exercising investment discretion with respect to such securities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, or for any other purpose, that the Reporting Manager or any other manager with respect to the securities listed herein exercises investment discretion or is a member of, or is otherwise affiliated with, such a group with respect to such securities. Reference is made, where relevant, to reports filed under Sections 13(d), 13(g) and 16(a) of the Exchange Act for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any other manager with which it may share or be deemed to share investment discretion, and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g) or 16(a) of the Exchange Act, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person is the beneficial owner of any securities. Explanatory Note 2: The Carlyle Group L.P. is managed by its general partner, Carlyle Group Management L.L.C., which is managed by a board of directors that is appointed by Carlyle?s senior professionals. Explanatory Note 3: AlpInvest Partners B.V. is an indirectly wholly owned investment adviser of The Carlyle Group L.P. However, The Carlyle Group L.P. does not participate in any investment decision-making of AlpInvest Partners B.V.
Daniel A. D'Aniello Managing Director 202-729-5626 /s/ R. Rainey Hoffman as Attorney-in-Fact for Daniel A. D'Aniello* Washington DC 05-15-2015 2 48 18924559 false 1 0001354120 028-12429 Carlyle Investment Management LLC 2 0001555793 028-15024 CIM Global, L.L.C.
INFORMATION TABLE 2 form13fInfoTable.xml Alcoa Inc Com 013817101 7261 561966 SH DFND 1 0 561966 0 Atlas Resource Partners LP Com Unt Ltd Pr 04941A101 58548 7593800 SH DFND 1 0 7593800 0 Axalta Coating Sys Ltd Com G0750C108 3609004 130666325 SH DFND 1 0 130666325 0 Axalta Coating Sys Ltd Com G0750C108 1095013 39645671 SH DFND 1,2 0 39645671 0 Barclays Bk PLC Djubs Cmdt ETN36 06738C778 2914 105100 SH DFND 1 0 105100 0 Booz Allen Hamilton Hldg Cor Cl A 099502106 1184887 40942896 SH DFND 1 0 40942896 0 Central Pac Finl Corp Com 154760409 98066 4269312 SH DFND 1 0 4269312 0 China Recycling Energy Corp Com 168913101 7902 7747140 SH DFND 1, 2 0 7747140 0 Cobalt Intl Energy Inc Com 19075F106 327683 34822878 SH DFND 1 0 34822878 0 CommScope Hldg Co Inc Com 20337X109 1593578 55836667 SH DFND 1 0 55836667 0 CommScope Hldg Co Inc Com 20337X109 724354 25380303 SH DFND 1, 2 0 25380303 0 CommunityOne Bancorp Com 20416Q108 56800 5772376 SH DFND 1 0 5772376 0 Concord Med Svcs Hldgs Ltd Sponsored ADR 206277105 25606 4362117 SH DFND 1, 2 0 4362117 0 Enduro Rty Tr Tr Unit 29269K100 35260 8600000 SH DFND 1 0 8600000 0 Freescale Semiconductor Hldg SHS Old G3727Q101 7994540 196136895 SH DFND 1, 2 0 196136895 0 Hampton Roads Bankshares Inc Com 409321502 80133 42398583 SH DFND 1 0 42398583 0 IShares Iboxx Hi Yd ETF 464288513 4848 53500 SH DFND 1 0 53500 0 IShares JP Mor Em Mk ETF 464288281 7848 69997 SH DFND 1 0 69997 0 IShares TR Core US AggBd ET 464287226 5420 48639 SH DFND 1 0 48639 0 IShares TR MSCI Emg Mkt ETF 464287234 1993 49667 SH DFND 1 0 49667 0 IShares TR MSCI Eafe ETF 464287465 2763 43062 SH DFND 1 0 43062 0 IShares TR Russell 2000 ETF 464287655 1963 15788 SH DFND 1 0 15788 0 IShares TR TIPS Bd ETF 464287176 9897 87127 SH DFND 1 0 87127 0 IShares TR U.S. Real Es ETF 464287739 1505 18970 SH DFND 1 0 18970 0 INC Resh Hldgs Inc Cl A 45329R109 12288 375444 SH DFND 1 0 375444 0 Masonite Intl Corp New Com 575385109 94119 1399327 SH DFND 1 0 1399327 0 Nielsen Holdings N V Com N63218106 75182 1686819 SH DFND 1, 2 0 1686819 0 Nielsen Holdings N V Com N63218106 342493 7984391 SH DFND 1 0 7984391 0 Niska Gas Storage Partners L Unit Ltd Liabi 654678101 36631 20464250 SH DFND 1 0 20464250 0 Pattern Energy Group Inc Cl A 70338P100 480379 16962546 SH DFND 1 0 16962546 0 Powershares Db Cmdty Idx Tra Unit Ben Int 73935S105 1937 113466 SH DFND 1 0 113466 0 Powershares Global ETF Trust Sovereign Debt 73936T573 7575 266542 SH DFND 1 0 266542 0 ProShares Tr Pshs Ultsh 20yrs 74347B201 3797 90679 SH DFND 1 0 90679 0 RTI Intl Metals Inc Com 74973W107 26470 737107 SH DFND 1 0 737107 0 Sandridge Energy Inc Com 80007P307 91440 51370888 SH DFND 1 0 51370888 0 Sequential Brands Group Inc Com New 817340201 68157 6369812 SH DFND 1 0 6369812 0 SPDR S&P 500 ETF Tr Tr Unit 78462F103 5391 26116 SH DFND 1 0 26116 0 SPDR Series Trust Brc Hgh Yld Bd 78464A417 4224 107711 SH DFND 1 0 107711 0 Superior Energy Svcs Inc Com 868157108 20440 914934 SH DFND 1 0 914934 0 Terraform Pwr Inc Cl A Com 88104R100 213218 5840000 SH DFND 1 0 5840000 0 USA Compression Partners LP Comunit Ltdpar 90290N109 113436 5541571 SH DFND 1 0 5541571 0 Vanguard Bd Index Fd Inc Total Bnd Mrkt 921937835 7906 94830 SH DFND 1 0 94830 0 Vanguard Charlotte Fds Intl Bd Idx ETF 92203J407 2899 53602 SH DFND 1 0 53602 0 Vanguard Index Fds Reit ETF 922908553 2977 35410 SH DFND 1 0 35410 0 Vanguard Intl Equity Index F Ftse Emr Mkt ETF 922042858 2982 72963 SH DFND 1 0 72963 0 Vanguard Tax Managed Intl Fd Ftse Dev Mkt ETF 921943858 3114 78189 SH DFND 1 0 78189 0 Weatherford Intl Plc Ord Shs G48833100 12300 1000000 SH DFND 1 0 1000000 0 Wesco Aircraft Hldgs Inc Com 950814103 357418 23330184 SH DFND 1 0 23330184 0