0000950170-23-071566.txt : 20231219 0000950170-23-071566.hdr.sgml : 20231219 20231219170126 ACCESSION NUMBER: 0000950170-23-071566 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARTZ HARVEY M CENTRAL INDEX KEY: 0001566418 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35538 FILM NUMBER: 231498254 MAIL ADDRESS: STREET 1: C/O GOLDMAN SACHS & CO. LLC STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Group Inc. CENTRAL INDEX KEY: 0001527166 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 452832612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 729 5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 FORMER COMPANY: FORMER CONFORMED NAME: Carlyle Group L.P. DATE OF NAME CHANGE: 20110801 4 1 ownership.xml 4 X0508 4 2023-12-15 0001527166 Carlyle Group Inc. CG 0001566418 SCHWARTZ HARVEY M 1001 PENNSYLVANIA AVENUE, NW WASHINGTON DC 20004 true true false false Chief Executive Officer true Common Stock 2023-12-15 4 S false 295358 41.7393 D 6768046 D These shares of common stock were sold by the reporting person pursuant to a Rule 10b5-1 trading arrangement entered into by the reporting person on September 1, 2023 to satisfy tax obligations arising from the vesting of restricted stock units. The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $41.32 to $42.14, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. /s/ Anne K. Frederick by power of attorney for Harvey M. Schwartz 2023-12-19