0000899243-20-032809.txt : 20201204 0000899243-20-032809.hdr.sgml : 20201204 20201204210655 ACCESSION NUMBER: 0000899243-20-032809 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201202 FILED AS OF DATE: 20201204 DATE AS OF CHANGE: 20201204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D'Aniello Daniel A. CENTRAL INDEX KEY: 0001543846 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35538 FILM NUMBER: 201371193 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP L.P. STREET 2: 1001 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20004-2505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Group Inc. CENTRAL INDEX KEY: 0001527166 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 452832612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 729 5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 FORMER COMPANY: FORMER CONFORMED NAME: Carlyle Group L.P. DATE OF NAME CHANGE: 20110801 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-02 0 0001527166 Carlyle Group Inc. CG 0001543846 D'Aniello Daniel A. 1001 PENNSYLVANIA AVENUE, NW WASHINGTON DC 20004 1 1 1 0 Founder and Chairman Emeritus Common Stock 2020-12-02 5 G 0 E 209828 0.00 D 43987102 D Common Stock 2020-12-02 5 G 0 E 209828 0.00 A 495542 I See Footnote Common Stock 17000 I See Footnote Reflects a gift of securities from the reporting person to a trust for the benefit of the reporting person's family. Such securities are held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities. Such securities are held by Carlyle Group Management L.L.C. The reporting person retains sole investment power over the securities. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests /s/ Jeffrey W. Ferguson by power of attorney for Daniel A. D'Aniello 2020-12-04