0000899243-17-027162.txt : 20171121 0000899243-17-027162.hdr.sgml : 20171121 20171121162829 ACCESSION NUMBER: 0000899243-17-027162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171120 FILED AS OF DATE: 20171121 DATE AS OF CHANGE: 20171121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mathias Edward J CENTRAL INDEX KEY: 0001245933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35538 FILM NUMBER: 171217204 MAIL ADDRESS: STREET 1: 1330 AVENUE OF THE AMERICAS STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: MATHIES EDWARD J DATE OF NAME CHANGE: 20030624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Group L.P. CENTRAL INDEX KEY: 0001527166 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 452832612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 729 5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-20 0 0001527166 Carlyle Group L.P. CG 0001245933 Mathias Edward J 1001 PENNSYLVANIA AVENUE, NW WASHINGTON DC 20004 1 0 0 0 Common Units 2017-11-20 4 S 0 17133 21.21 D 16981 D The price reported in column 4 is a weighted average price. These common units were sold in multiple transactions at prices ranging from $21.15 to $21.30, inclusive. The reporting person undertakes to provide to The Carlyle Group L.P., any security holder of The Carlyle Group L.P. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the range set forth in this footnote. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests. /s/ Jeffrey W. Ferguson by power of attorney for Edward J. Mathias 2017-11-21