0000898432-23-000761.txt : 20231103 0000898432-23-000761.hdr.sgml : 20231103 20231103163631 ACCESSION NUMBER: 0000898432-23-000761 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231103 DATE AS OF CHANGE: 20231103 EFFECTIVENESS DATE: 20231103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Group Inc. CENTRAL INDEX KEY: 0001527166 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 452832612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15025 FILM NUMBER: 231376941 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202 729 5626 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 FORMER COMPANY: FORMER CONFORMED NAME: Carlyle Group L.P. DATE OF NAME CHANGE: 20110801 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001527166 XXXXXXXX 09-30-2023 09-30-2023 false Carlyle Group Inc.
C/O THE CARLYLE GROUP 1001 PENNSYLVANIA AVENUE, N.W. WASHINGTON DC 20004
13F COMBINATION REPORT 028-15025 000111128 801-52462 0001512910 028-15646 000159215 801-72890 AlpInvest Partners B.V. Y Explanatory Note 1: AlpInvest Partners B.V. is an indirectly wholly owned investment adviser of The Carlyle Group Inc. However, The Carlyle Group Inc. does not participate in any investment decision-making of AlpInvest Partners B.V. -- Explanatory Note 2: On August 1, 2022, The Carlyle Group Inc. completed its acquisition of the Abingworth group, a life sciences investment firm. As a result of the acquisition, Abingworth LLP has become a relying advisor of Carlyle Investment Management L.L.C. Abingworth Management Inc. is de-registering as an investment adviser with the United States Securities and Exchange Commission.
Jeffrey W. Ferguson General Counsel 202-729-5626 /s/ Jeffrey W. Ferguson Washington DC 11-03-2023 3 26 2305584289 1 0001397144 028-14285 000163213 802-75741 Abingworth LLP 2 0001354120 028-12429 000111128 801-52462 Carlyle Investment Management LLC 3 0001555793 028-15024 000114795 CIM Global, L.L.C.
INFORMATION TABLE 2 informationtable.xml Adicet Bio Inc Com 007002108 2876924 2115385 SH DFND 1 0 2115385 0 Complete Solaria Inc. Com 20460L104 5141511 2495879 SH DFND 2 0 2495879 0 CubeSmart Com 229663109 8407665 220500 SH DFND 2 0 220500 0 Effector Therapeutics Inc Com 28202V108 2868676 4822114 SH DFND 1 0 4822114 0 Exicure Inc Com New 30205M200 199962 281636 SH DFND 1 0 281636 0 GDS Hldgs Ltd Sponsored Ads 36165L108 44595237 4072624 SH DFND 2,3 0 4072624 0 Getty Images Holdings Inc Cl A Com 374275105 63097377 9722246 SH DFND 2 0 9722246 0 Hillevax Inc Com 43157M102 24690867 1838486 SH DFND 1 0 1838486 0 Invitation Homes Inc Com 46187W107 15131975 477500 SH DFND 2 0 477500 0 Jasper Therapeutics Inc Com 471871103 6054467 8761891 SH DFND 1 0 8761891 0 Meta Data Limited Sponsored Ads 68276W400 325656 314400 SH DFND 2,3 0 314400 0 MKS Instrs Inc Com 55306N104 117346596 1355981 SH DFND 2,3 0 1355981 0 MKS Instrs Inc Com 55306N104 184049032 2126751 SH DFND 2 0 2126751 0 Molecular Templates Inc Com New 608550208 84265 13333 SH DFND 1 0 13333 0 Nucana Plc Sponsored Adr 67022C106 1966666 3333333 SH DFND 1 0 3333333 0 Phathom Pharmaceuticals Inc Com 71722W107 36191963 3496808 SH DFND 1 0 3496808 0 Quidelortho Corp Com 219798105 910091766 12460183 SH DFND 2 0 12460183 0 Reneo Pharmaceuticals Inc Com 75974E103 20539063 2698957 SH DFND 1 0 2698957 0 Seacor Marine Hldgs Inc Com 78413P101 18240596 1314164 SH DFND 2 0 1314164 0 Smart Sh Global Ltd Ads 83193E102 3634594 4810209 SH DFND 2,3 0 4810209 0 Soleno Therapeutics Inc Com 834203309 67430723 2293562 SH DFND 1 0 2293562 0 Spruce Biosciences Inc Com 85209E109 6459235 2896518 SH DFND 1 0 2896518 0 Vera Therapeutics Inc Cl A 92337R101 19688342 1438155 SH DFND 1 0 1438155 0 Verona Pharma Plc Sponsored Ads 925050106 40008100 2457500 SH DFND 1 0 2457500 0 Vitru Ltd Com G9440D103 109875425 6246471 SH DFND 2,3 0 6246471 0 ZoomInfo Technologies Inc Common Stock 98980F104 596587606 36377293 SH DFND 2 0 36377293 0