0000898432-23-000761.txt : 20231103
0000898432-23-000761.hdr.sgml : 20231103
20231103163631
ACCESSION NUMBER: 0000898432-23-000761
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231103
DATE AS OF CHANGE: 20231103
EFFECTIVENESS DATE: 20231103
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carlyle Group Inc.
CENTRAL INDEX KEY: 0001527166
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 452832612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15025
FILM NUMBER: 231376941
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202 729 5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
FORMER COMPANY:
FORMER CONFORMED NAME: Carlyle Group L.P.
DATE OF NAME CHANGE: 20110801
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
0001527166
XXXXXXXX
09-30-2023
09-30-2023
false
Carlyle Group Inc.
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVENUE, N.W.
WASHINGTON
DC
20004
13F COMBINATION REPORT
028-15025
000111128
801-52462
0001512910
028-15646
000159215
801-72890
AlpInvest Partners B.V.
Y
Explanatory Note 1: AlpInvest Partners B.V. is an indirectly wholly owned investment adviser of The Carlyle Group Inc. However, The Carlyle Group Inc. does not participate in any investment decision-making of AlpInvest Partners B.V. --
Explanatory Note 2: On August 1, 2022, The Carlyle Group Inc. completed its acquisition of the Abingworth group, a life sciences investment firm. As a result of the acquisition, Abingworth LLP has become a relying advisor of Carlyle Investment Management L.L.C. Abingworth Management Inc. is de-registering as an investment adviser with the United States Securities and Exchange Commission.
Jeffrey W. Ferguson
General Counsel
202-729-5626
/s/ Jeffrey W. Ferguson
Washington
DC
11-03-2023
3
26
2305584289
1
0001397144
028-14285
000163213
802-75741
Abingworth LLP
2
0001354120
028-12429
000111128
801-52462
Carlyle Investment Management LLC
3
0001555793
028-15024
000114795
CIM Global, L.L.C.
INFORMATION TABLE
2
informationtable.xml
Adicet Bio Inc
Com
007002108
2876924
2115385
SH
DFND
1
0
2115385
0
Complete Solaria Inc.
Com
20460L104
5141511
2495879
SH
DFND
2
0
2495879
0
CubeSmart
Com
229663109
8407665
220500
SH
DFND
2
0
220500
0
Effector Therapeutics Inc
Com
28202V108
2868676
4822114
SH
DFND
1
0
4822114
0
Exicure Inc
Com New
30205M200
199962
281636
SH
DFND
1
0
281636
0
GDS Hldgs Ltd
Sponsored Ads
36165L108
44595237
4072624
SH
DFND
2,3
0
4072624
0
Getty Images Holdings Inc
Cl A Com
374275105
63097377
9722246
SH
DFND
2
0
9722246
0
Hillevax Inc
Com
43157M102
24690867
1838486
SH
DFND
1
0
1838486
0
Invitation Homes Inc
Com
46187W107
15131975
477500
SH
DFND
2
0
477500
0
Jasper Therapeutics Inc
Com
471871103
6054467
8761891
SH
DFND
1
0
8761891
0
Meta Data Limited
Sponsored Ads
68276W400
325656
314400
SH
DFND
2,3
0
314400
0
MKS Instrs Inc
Com
55306N104
117346596
1355981
SH
DFND
2,3
0
1355981
0
MKS Instrs Inc
Com
55306N104
184049032
2126751
SH
DFND
2
0
2126751
0
Molecular Templates Inc
Com New
608550208
84265
13333
SH
DFND
1
0
13333
0
Nucana Plc
Sponsored Adr
67022C106
1966666
3333333
SH
DFND
1
0
3333333
0
Phathom Pharmaceuticals Inc
Com
71722W107
36191963
3496808
SH
DFND
1
0
3496808
0
Quidelortho Corp
Com
219798105
910091766
12460183
SH
DFND
2
0
12460183
0
Reneo Pharmaceuticals Inc
Com
75974E103
20539063
2698957
SH
DFND
1
0
2698957
0
Seacor Marine Hldgs Inc
Com
78413P101
18240596
1314164
SH
DFND
2
0
1314164
0
Smart Sh Global Ltd
Ads
83193E102
3634594
4810209
SH
DFND
2,3
0
4810209
0
Soleno Therapeutics Inc
Com
834203309
67430723
2293562
SH
DFND
1
0
2293562
0
Spruce Biosciences Inc
Com
85209E109
6459235
2896518
SH
DFND
1
0
2896518
0
Vera Therapeutics Inc
Cl A
92337R101
19688342
1438155
SH
DFND
1
0
1438155
0
Verona Pharma Plc
Sponsored Ads
925050106
40008100
2457500
SH
DFND
1
0
2457500
0
Vitru Ltd
Com
G9440D103
109875425
6246471
SH
DFND
2,3
0
6246471
0
ZoomInfo Technologies Inc
Common Stock
98980F104
596587606
36377293
SH
DFND
2
0
36377293
0