0000898432-23-000571.txt : 20230804
0000898432-23-000571.hdr.sgml : 20230804
20230804163347
ACCESSION NUMBER: 0000898432-23-000571
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230804
DATE AS OF CHANGE: 20230804
EFFECTIVENESS DATE: 20230804
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carlyle Group Inc.
CENTRAL INDEX KEY: 0001527166
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 452832612
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15025
FILM NUMBER: 231144515
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202 729 5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
FORMER COMPANY:
FORMER CONFORMED NAME: Carlyle Group L.P.
DATE OF NAME CHANGE: 20110801
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
0001527166
XXXXXXXX
06-30-2023
06-30-2023
false
Carlyle Group Inc.
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVENUE, N.W.
WASHINGTON
DC
20004
13F COMBINATION REPORT
028-15025
000111128
801-52462
0001512910
028-15646
000159215
801-72890
AlpInvest Partners B.V.
Y
Explanatory Note 1: AlpInvest Partners B.V. is an indirectly wholly owned investment adviser of The Carlyle Group Inc. However, The Carlyle Group Inc. does not participate in any investment decision-making of AlpInvest Partners B.V. --
Explanatory Note 2: On August 1, 2022, The Carlyle Group Inc. completed its acquisition of the Abingworth group, a life sciences investment firm. As a result of the acquisition, Abingworth LLP has become a relying advisor of Carlyle Investment Management L.L.C. Abingworth Management Inc. is de-registering as an investment adviser with the United States Securities and Exchange Commission.
Jeffrey W. Ferguson
General Counsel
202-729-5626
/s/ Jeffrey W. Ferguson
Washington
DC
08-04-2023
3
27
2807308291
1
0001397144
028-14285
000163213
802-75741
Abingworth LLP
2
0001354120
028-12429
000111128
801-52462
Carlyle Investment Management LLC
3
0001555793
028-15024
000114795
CIM Global, L.L.C.
INFORMATION TABLE
2
informationtable.xml
Adicet Bio Inc
Com
007002108
5119232
2115385
SH
DFND
1
0
2115385
0
Aeglea Biotherapeutics Inc
Com
00773J103
108225
240500
SH
DFND
1
0
240500
0
CubeSmart
Com
229663109
9847530
220500
SH
DFND
2
0
220500
0
Effector Therapeutics Inc
Com
28202V108
3954133
4822114
SH
DFND
1
0
4822114
0
Exicure Inc
Com New
30205M200
368943
281636
SH
DFND
1
0
281636
0
GDS Hldgs Ltd
Sponsored Ads
36165L108
44758142
4072624
SH
DFND
2,3
0
4072624
0
Getty Images Holdings Inc
Cl A Com
374275105
48684344
9976300
SH
DFND
2
0
9976300
0
Hillevax Inc
Com
43157M102
31530035
1838486
SH
DFND
1
0
1838486
0
Invitation Homes Inc
Com
46187W107
16426000
477500
SH
DFND
2
0
477500
0
Jasper Therapeutics Inc
Com
471871103
11828553
8761891
SH
DFND
1
0
8761891
0
Meta Data Limited
Sponsored Ads
68276W400
336408
314400
SH
DFND
2,3
0
314400
0
MKS Instrs Inc
Com
55306N104
146581546
1355981
SH
DFND
2,3
0
1355981
0
MKS Instrs Inc
Com
55306N104
229901783
2126751
SH
DFND
2
0
2126751
0
Molecular Templates Inc
Com
608550109
92000
200000
SH
DFND
1
0
200000
0
Nucana Plc
Sponsored Adr
67022C106
2600000
3333333
SH
DFND
1
0
3333333
0
Paratek Pharmaceuticals Inc
Com
699374302
2300900
1041131
SH
DFND
1
0
1041131
0
Phathom Pharmaceuticals Inc
Com
71722W107
50074291
3496808
SH
DFND
1
0
3496808
0
Quidelortho Corp
Com
219798105
1032450763
12460183
SH
DFND
2
0
12460183
0
Reneo Pharmaceuticals Inc
Com
75974E103
17678168
2698957
SH
DFND
1
0
2698957
0
Seacor Marine Hldgs Inc
Com
78413P101
15020895
1314164
SH
DFND
2
0
1314164
0
Smart Sh Global Ltd
Ads
83193E102
4689593
4810209
SH
DFND
2,3
0
4810209
0
Soleno Therapeutics Inc
Com
834203309
5094385
1201506
SH
DFND
1
0
1201506
0
Spruce Biosciences Inc
Com
85209E109
6227514
2896518
SH
DFND
1
0
2896518
0
Vera Therapeutics Inc
Cl A
92337R101
38766065
2416837
SH
DFND
1
0
2416837
0
Verona Pharma Plc
Sponsored Ads
925050106
51877825
2457500
SH
DFND
1
0
2457500
0
Vitru Ltd
Com
G9440D103
100130930
6246471
SH
DFND
2,3
0
6246471
0
ZoomInfo Technologies Inc
Common Stock
98980F104
930860088
36662469
SH
DFND
2
0
36662469
0