0000899243-21-032789.txt : 20210812 0000899243-21-032789.hdr.sgml : 20210812 20210812165251 ACCESSION NUMBER: 0000899243-21-032789 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210810 FILED AS OF DATE: 20210812 DATE AS OF CHANGE: 20210812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prochazka Scott M CENTRAL INDEX KEY: 0001526699 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39551 FILM NUMBER: 211168375 MAIL ADDRESS: STREET 1: 1111 LOUISIANA CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PERIDOT ACQUISITION CORP. CENTRAL INDEX KEY: 0001821317 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 322-7310 MAIL ADDRESS: STREET 1: 2229 SAN FELIPE STREET, SUITE 1450 CITY: HOUSTON STATE: TX ZIP: 77019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-10 1 0001821317 PERIDOT ACQUISITION CORP. PDAC 0001526699 Prochazka Scott M C/O PERIDOT ACQUISITION CORP. 2229 SAN FELIPE STREET, SUITE 1450 HOUSTON TX 77019 1 0 0 0 Class B Ordinary Shares 2021-08-10 4 C 0 30000 D Class A Ordinary Shares 30000 0 D As described in the issuer's registration statement on Form S-1 (File No. 333-248608) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, automatically convert into Class A common shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. (Continued from Footnote 1) On August 10, 2021, the issuer consummated its initial business combination (the "Business Combination") with Li-Cycle Holdings Corp., an Ontario corporation. The Reporting Person, through a series of transactions consummated pursuant to the Business Combination, converted all of its Class B ordinary shares for 30,000 fully paid and non-assessable common shares of Li-Cycle Holdings Corp. /s/ Markus Specks, as Attorney-in-Fact for Scott Prochazka 2021-08-12