0001193125-19-033270.txt : 20190211 0001193125-19-033270.hdr.sgml : 20190211 20190211103802 ACCESSION NUMBER: 0001193125-19-033270 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Cushing Energy Income Fund CENTRAL INDEX KEY: 0001526629 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-90155 FILM NUMBER: 19582867 BUSINESS ADDRESS: STREET 1: C/O SWANK CAPITAL, LLC STREET 2: 8117 PRESTON ROAD, SUITE 440 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 214-692-6334 MAIL ADDRESS: STREET 1: C/O SWANK CAPITAL, LLC STREET 2: 8117 PRESTON ROAD, SUITE 440 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: Cushing Royalty & Income Fund DATE OF NAME CHANGE: 20110725 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOWARD RICHARD PAGE CENTRAL INDEX KEY: 0001378285 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O BOILING POINT RESOURCES LLC STREET 2: P.O. BOX 1401 CITY: GUILFORD STATE: CT ZIP: 06437 SC 13G/A 1 d704511dsc13ga.htm AMENDMENT NO. 3 TO SCHEDULE 13G Amendment No. 3 to Schedule 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 3)

 

 

THE CUSHING ENERGY INCOME FUND

(Name of Issuer)

Common Shares

(Title of Class of Securities)

23162T 10 2

(CUSIP Number)

December 31, 2018

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 23162T 10 2

 

  1.   

Names of Reporting Persons

 

Richard Page Howard

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☐

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

368,804

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

368,804

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

368,804

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

14.9%

12.  

Type of Reporting Person (See Instructions)

 

IN

 

2

Item 1.

 

  (a)

Name of Issuer:

The Cushing Energy Income Fund (the “Issuer”)

 

  (b)

Address of Issuer’s Principal Executive Offices:

8117 Preston Road, Suite 440, Dallas, TX 75225

 

Item 2.

 

  (a)

Name of Person Filing:

Richard Page Howard

 

  (b)

Address of Principal Business Office or, if none, Residence:

c/o Boiling Point Resources LLC

P.O. Box 1401

Guilford, CT 06437

 

  (c)

Citizenship:

Mr. Howard is a citizen of the United States of America.

 

  (d)

Title of Class of Securities:

Common Shares

 

  (e)

CUSIP Number:

23162T 10 2

 

Item 3.

If this statement is filed pursuant to §§240.13d-l(b) or 240.13d-2(b) or (c), check whether the person filing is a:

Not applicable.

 

Item 4.

Ownership

The information required by this item is set forth in Rows 5 through 9 and 11 of the cover page to this Schedule 13G. The ownership percentages reported are based on 2,474,989 outstanding Common Shares as of November 30, 2018, as reported in the Issuer’s Form N-CSR filed on February 8, 2019.

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ☐.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable

 

3

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

Not applicable.

 

Item 9.

Notice of Dissolution of Group

Not applicable.

 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

 

4

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 11, 2019

 

/s/ Richard Page Howard
Richard Page Howard

 

5