0001526411-14-000004.txt : 20140507
0001526411-14-000004.hdr.sgml : 20140507
20140507144931
ACCESSION NUMBER: 0001526411-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140507
DATE AS OF CHANGE: 20140507
EFFECTIVENESS DATE: 20140507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Barrett Asset Management, LLC
CENTRAL INDEX KEY: 0001526411
IRS NUMBER: 274450823
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14516
FILM NUMBER: 14820479
BUSINESS ADDRESS:
STREET 1: 90 PARK AVENUE
STREET 2: 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-983-5080
MAIL ADDRESS:
STREET 1: 90 PARK AVENUE
STREET 2: 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001526411
XXXXXXXX
03-31-2014
03-31-2014
Barrett Asset Management, LLC
90 PARK AVENUE
34TH FLOOR
NEW YORK
NY
10016
13F HOLDINGS REPORT
028-14516
N
Peter H. Shriver
President
212-983-5080
Peter H. Shriver
New York
NY
05-07-2014
0
348
1153784
false
INFORMATION TABLE
2
20140331_INFTABLE.xml
AFLAC INC COM
COM
001055102
663
10510
SH
SOLE
0
0
10510
ATT INC COM
COM
00206R102
4400
125472
SH
SOLE
0
0
125472
ABBOTT LABS COM
COM
002824100
4045
105025
SH
SOLE
12000
0
93025
ABBVIE INC COM
COM
00287Y109
5333
103755
SH
SOLE
12000
0
91755
ACACIA RESH CORP ACACIA TCH CO
COM
003881307
23
1500
SH
SOLE
0
0
1500
AGRIUM INC COM
COM
008916108
10
100
SH
SOLE
0
0
100
ALEXANDER BALDWIN INC NEW CO
COM
014491104
970
22800
SH
SOLE
22800
0
0
ALLEGHANY CORP DEL COM
COM
017175100
41
100
SH
SOLE
0
0
100
ALLERGAN INC COM
COM
018490102
68
550
SH
SOLE
0
0
550
ALLSTATE CORP COM
COM
020002101
38
680
SH
SOLE
0
0
680
ALTRIA GROUP INC COM
COM
02209S103
1244
33230
SH
SOLE
0
0
33230
AMAZON COM INC COM
COM
023135106
269
800
SH
SOLE
0
0
800
AMERICAN ELEC PWR INC COM
COM
025537101
149
2950
SH
SOLE
0
0
2950
AMERICAN EXPRESS CO COM
COM
025816109
3151
35002
SH
SOLE
3000
0
32002
AMERICAN INTL GROUP INC *W EXP
COM
026874156
30
1446
SH
SOLE
0
0
1446
AMERICAN INTL GROUP INC COM NE
COM
026874784
135
2696
SH
SOLE
0
0
2696
AMERICAN TOWER CORP NEW COM
COM
03027X100
205
2500
SH
SOLE
0
0
2500
AMERISOURCEBERGEN CORP COM
COM
03073E105
13878
211585
SH
SOLE
6000
0
205585
AMERIPRISE FINL INC COM
COM
03076C106
113
1025
SH
SOLE
0
0
1025
AMERIGAS PARTNERS L P UNIT L P
COM
030975106
34
800
SH
SOLE
0
0
800
AMGEN INC COM
COM
031162100
973
7889
SH
SOLE
0
0
7889
AMPHENOL CORP NEW CL A
CL A
032095101
137
1500
SH
SOLE
0
0
1500
ANADARKO PETE CORP COM
COM
032511107
6559
77382
SH
SOLE
0
0
77382
ANNALY CAP MGMT INC COM
COM
035710409
64
5850
SH
SOLE
0
0
5850
APACHE CORP COM
COM
037411105
37
450
SH
SOLE
0
0
450
APPLE INC COM
COM
037833100
12964
24154
SH
SOLE
600
0
23554
ATLAS ENERGY LP COM UNITS LP
COM
04930A104
26
600
SH
SOLE
0
0
600
ATLAS RESOURCE PARTNERS LP COM
COM
04941A101
1
60
SH
SOLE
0
0
60
ATWOOD OCEANICS INC COM
COM
050095108
122
2425
SH
SOLE
0
0
2425
AUTOMATIC DATA PROCESSING IN C
COM
053015103
26030
336910
SH
SOLE
21000
0
315910
BP PLC SPONSORED ADR
SPONSORED ADR
055622104
1480
30773
SH
SOLE
0
0
30773
BP PRUDHOE BAY RTY TR UNIT BEN
COM
055630107
17
200
SH
SOLE
0
0
200
BANK NEW YORK MELLON CORP COM
COM
064058100
8065
228521
SH
SOLE
223471
0
5050
BARCLAYS BANK PLC ADR PFD SR 5
PFD
06739H362
5
200
SH
SOLE
0
0
200
BAXTER INTL INC COM
COM
071813109
471
6400
SH
SOLE
0
0
6400
BERKSHIRE HATHAWAY INC DEL CL
CL B
084670702
5685
45494
SH
SOLE
4000
0
41494
BHP BILLITON LTD SPONSORED ADR
SPONSORED ADR
088606108
19
280
SH
SOLE
0
0
280
BIOGEN IDEC INC COM
COM
09062X103
39
129
SH
SOLE
0
0
129
BLACKROCK INC COM
COM
09247X101
24736
78656
SH
SOLE
1200
0
77456
BLACKROCK ENHANCED EQT DIV T COM
COM
09251A104
56
7000
SH
SOLE
0
0
7000
BLACKROCK KELSO CAPITAL CORP C
COM
092533108
9
1000
SH
SOLE
0
0
1000
BLACKSTONE GROUP L P COM UNIT
COM UNIT LTD
09253U108
21003
631680
SH
SOLE
10000
0
621680
BLACKROCK ENH CAP INC FD I C
COM
09256A109
11
775
SH
SOLE
0
0
775
BLUCORA INC COM
COM
095229100
3
150
SH
SOLE
0
0
150
BOEING CO COM
COM
097023105
924
7367
SH
SOLE
1000
0
6367
BRISTOL MYERS SQUIBB CO COM
COM
110122108
2275
43789
SH
SOLE
3000
0
40789
BROADRIDGE FINL SOLUTIONS IN C
COM
11133T103
273
7350
SH
SOLE
0
0
7350
BROOKFIELD TOTAL RETURN FD I C
COM
11283U108
16
650
SH
SOLE
0
0
650
BROWN FORMAN CORP CL A
CL A
115637100
34
380
SH
SOLE
0
0
380
BROWN FORMAN CORP CL B
CL B
115637209
17
187
SH
SOLE
0
0
187
CIGNA CORPORATION COM
COM
125509109
217
2596
SH
SOLE
0
0
2596
CME GROUP INC COM
COM
12572Q105
15
200
SH
SOLE
0
0
200
CST BRANDS INC COM
COM
12646R105
2
67
SH
SOLE
0
0
67
CVR PARTNERS LP COM
COM
126633106
521
24569
SH
SOLE
0
0
24569
CAMPBELL SOUP CO COM
COM
134429109
74
1650
SH
SOLE
0
0
1650
CATERPILLAR INC DEL COM
COM
149123101
2191
22047
SH
SOLE
0
0
22047
CELGENE CORP COM
COM
151020104
5540
39687
SH
SOLE
1000
0
38687
CERNER CORP COM
COM
156782104
1410
25070
SH
SOLE
0
0
25070
CHEVRON CORP NEW COM
COM
166764100
5699
47926
SH
SOLE
0
0
47926
CHIMERA INVT CORP COM
COM
16934Q109
306
100000
SH
SOLE
0
0
100000
CHUBB CORP COM
COM
171232101
24482
274154
SH
SOLE
126000
0
148154
CIRRUS LOGIC INC COM
COM
172755100
26
1300
SH
SOLE
0
0
1300
CISCO SYS INC COM
COM
17275R102
16097
718138
SH
SOLE
0
0
718138
CITIGROUP INC COM NEW
COM
172967424
35
742
SH
SOLE
0
0
742
CLOROX CO DEL COM
COM
189054109
277
3150
SH
SOLE
0
0
3150
COACH INC COM
COM
189754104
288
5802
SH
SOLE
0
0
5802
COCA COLA CO COM
COM
191216100
8380
216760
SH
SOLE
0
0
216760
COGNIZANT TECHNOLOGY SOLUTIO C
CL A
192446102
20671
408510
SH
SOLE
8000
0
400510
COLGATE PALMOLIVE CO COM
COM
194162103
850
13100
SH
SOLE
0
0
13100
COMCAST CORP NEW CL A
CL A
20030N101
523
10451
SH
SOLE
6000
0
4451
COMCAST CORP NEW CL A SPL
CL A
20030N200
35
720
SH
SOLE
0
0
720
CONAGRA FOODS INC COM
COM
205887102
8
250
SH
SOLE
0
0
250
CONOCOPHILLIPS COM
COM
20825C104
4663
66288
SH
SOLE
0
0
66288
CONSOLIDATED EDISON INC COM
COM
209115104
11
200
SH
SOLE
0
0
200
COSTCO WHSL CORP NEW COM
COM
22160K105
2738
24517
SH
SOLE
4000
0
20517
CROWN CASTLE INTL CORP COM
COM
228227104
111
1500
SH
SOLE
0
0
1500
DWS MUN INCOME TR COM
COM
23338M106
6
425
SH
SOLE
0
0
425
DEERE CO COM
COM
244199105
204
2250
SH
SOLE
0
0
2250
DELTA AIR LINES INC DEL COM NEW
COM
247361702
24
700
SH
SOLE
0
0
700
DEVON ENERGY CORP NEW COM
COM
25179M103
5958
89016
SH
SOLE
3000
0
86016
DIAGEO P L C SPON ADR NEW
SPONSORED ADR
25243Q205
623
5000
SH
SOLE
5000
0
0
DISNEY WALT CO COM DISNEY
COM
254687106
28148
351544
SH
SOLE
7000
0
344544
DISCOVER FINL SVCS COM
COM
254709108
7
118
SH
SOLE
0
0
118
DIRECTV COM
COM
25490A309
8
100
SH
SOLE
0
0
100
DOMINION RES INC VA NEW COM
COM
25746U109
745
10500
SH
SOLE
0
0
10500
DONALDSON INC COM
COM
257651109
11926
281275
SH
SOLE
4000
0
277275
DOVER CORP COM
COM
260003108
726
8880
SH
SOLE
0
0
8880
DRESSER-RAND GROUP INC COM
COM
261608103
29
500
SH
SOLE
0
0
500
DU PONT E I DE NEMOURS CO CO
COM
263534109
8918
132912
SH
SOLE
6000
0
126912
DUKE ENERGY CORP NEW COM NEW
COM
26441C204
571
8018
SH
SOLE
0
0
8018
DUN BRADSTREET CORP DEL NE C
COM
26483E100
25
250
SH
SOLE
0
0
250
DUNKIN BRANDS GROUP INC COM
COM
265504100
3897
77660
SH
SOLE
4500
0
73160
E M C CORP MASS COM
COM
268648102
16434
599570
SH
SOLE
6000
0
593570
EBAY INC COM
COM
278642103
43
775
SH
SOLE
0
0
775
ECOLAB INC COM
COM
278865100
31016
287213
SH
SOLE
4000
0
283213
EMERSON ELEC CO COM
COM
291011104
1516
22700
SH
SOLE
0
0
22700
ENTERPRISE PRODS PARTNERS L CO
COM
293792107
302
4350
SH
SOLE
0
0
4350
EQUIFAX INC COM
COM
294429105
595
8750
SH
SOLE
0
0
8750
EQUITY RESIDENTIAL SH BEN INT
COM
29476L107
3454
59565
SH
SOLE
0
0
59565
EXCHANGE TRADED CONCEPTS TR YO
COM
301505103
37
2075
SH
SOLE
0
0
2075
EXELON CORP COM
COM
30161N101
7
200
SH
SOLE
0
0
200
EXPRESS SCRIPTS HLDG CO COM
COM
30219G108
229
3055
SH
SOLE
0
0
3055
EXXON MOBIL CORP COM
COM
30231G102
62421
639038
SH
SOLE
0
0
639038
FACEBOOK INC CL A
CL A
30303M102
23838
395717
SH
SOLE
6000
0
389717
FASTENAL CO COM
COM
311900104
84
1700
SH
SOLE
0
0
1700
FEDEX CORP COM
COM
31428X106
675
5095
SH
SOLE
0
0
5095
FIFTH STREET FINANCE CORP COM
COM
31678A103
14
1500
SH
SOLE
0
0
1500
FIRST TR ENHANCED EQTY INC F C
COM
337318109
31
2300
SH
SOLE
0
0
2300
FISERV INC COM
COM
337738108
95
1684
SH
SOLE
0
0
1684
FORD MTR CO DEL COM PAR $0.01
COM
345370860
16
1000
SH
SOLE
0
0
1000
FOREST CITY ENTERPRISES INC CL
CL A
345550107
1669
87400
SH
SOLE
87400
0
0
FOREST CITY ENTERPRISES INC CL
CL A
345550305
2140
112500
SH
SOLE
112500
0
0
FRANKLIN RES INC COM
COM
354613101
737
13603
SH
SOLE
0
0
13603
FREEPORT-MCMORAN COPPER GO C
COM
35671D857
3565
107815
SH
SOLE
0
0
107815
FRONTIER COMMUNICATIONS CORP C
COM
35906A108
0
60
SH
SOLE
0
0
60
GABELLI DIVD INCOME TR COM
COM
36242H104
22
1000
SH
SOLE
0
0
1000
GENERAL DYNAMICS CORP COM
COM
369550108
8125
74600
SH
SOLE
74400
0
200
GENERAL ELECTRIC CO COM
COM
369604103
16408
633755
SH
SOLE
12000
0
621755
GENERAL MLS INC COM
COM
370334104
560
10800
SH
SOLE
0
0
10800
GENVEC INC COM NEW
COM
37246C307
0
170
SH
SOLE
0
0
170
GILEAD SCIENCES INC COM
COM
375558103
5517
77854
SH
SOLE
5000
0
72854
GLOBAL X FDS GLB X SUPERDIV
COM
37950E549
74
3000
SH
SOLE
0
0
3000
GOOGLE INC CL A
CL A
38259P508
35280
31655
SH
SOLE
600
0
31055
HAIN CELESTIAL GROUP INC COM
COM
405217100
27
300
SH
SOLE
0
0
300
HANCOCK JOHN PREMUIM DIV FD CO
COM
41013T105
58
4500
SH
SOLE
0
0
4500
HARLEY DAVIDSON INC COM
COM
412822108
100
1500
SH
SOLE
0
0
1500
HARRIS CORP DEL COM
COM
413875105
351
4800
SH
SOLE
0
0
4800
HEWLETT PACKARD CO COM
COM
428236103
0
5
SH
SOLE
0
0
5
HOME DEPOT INC COM
COM
437076102
576
7283
SH
SOLE
0
0
7283
HONEYWELL INTL INC COM
COM
438516106
130
1400
SH
SOLE
0
0
1400
HOSPIRA INC COM
COM
441060100
2
40
SH
SOLE
0
0
40
ILLINOIS TOOL WKS INC COM
COM
452308109
521
6400
SH
SOLE
0
0
6400
IMAX CORP COM
COM
45245E109
27
1000
SH
SOLE
0
0
1000
INFORMATICA CORP COM
COM
45666Q102
43
1125
SH
SOLE
0
0
1125
ING GLOBAL EQTY DIV PREM O C
COM
45684E107
28
3000
SH
SOLE
0
0
3000
INTEL CORP COM
COM
458140100
12573
487077
SH
SOLE
0
0
487077
INTERNATIONAL BUSINESS MACHS C
COM
459200101
16120
83745
SH
SOLE
0
0
83745
INTERNATIONAL FLAVORSFRAGRA C
COM
459506101
96
1000
SH
SOLE
0
0
1000
INTUIT COM
COM
461202103
245
3150
SH
SOLE
3000
0
150
INVENSENSE INC COM
COM
46123D205
5
200
SH
SOLE
0
0
200
INVESCO MORTGAGE CAPITAL INC C
COM
46131B100
10
600
SH
SOLE
0
0
600
ISHARES GOLD TRUST ISHARES
COM
464285105
137
11000
SH
SOLE
0
0
11000
ISHARES MSCI CDA ETF
COM
464286509
48
1635
SH
SOLE
0
0
1635
ISHARES SP 100 ETF
COM
464287101
26
319
SH
SOLE
0
0
319
ISHARES SELECT DIVID ETF
COM
464287168
163
2224
SH
SOLE
0
0
2224
ISHARES TIPS BD ETF
COM
464287176
78
700
SH
SOLE
0
0
700
ISHARES CHINA LG-CAP ETF
COM
464287184
179
5000
SH
SOLE
0
0
5000
ISHARES CORE SP500 ETF
COM
464287200
196
1043
SH
SOLE
0
0
1043
ISHARES MSCI EMG MKT ETF
COM
464287234
14054
342700
SH
SOLE
0
0
342700
ISHARES IBOXX INV CP ETF
COM
464287242
195
1667
SH
SOLE
0
0
1667
ISHARES SP 500 GRWT ETF
COM
464287309
73
729
SH
SOLE
0
0
729
ISHARES MSCI EAFE ETF
COM
464287465
600
8922
SH
SOLE
0
0
8922
ISHARES RUS MDCP VAL ETF
COM
464287473
117
1707
SH
SOLE
0
0
1707
ISHARES RUS MD CP GR ETF
COM
464287481
2817
32830
SH
SOLE
0
0
32830
ISHARES RUS MID-CAP ETF
COM
464287499
143
925
SH
SOLE
0
0
925
ISHARES CORE SP MCP ETF
COM
464287507
220
1600
SH
SOLE
0
0
1600
ISHARES COHENSTEER REIT
COM
464287564
8
100
SH
SOLE
0
0
100
ISHARES RUS 1000 VAL ETF
COM
464287598
15
160
SH
SOLE
0
0
160
ISHARES SP MC 400GR ETF
COM
464287606
2060
13472
SH
SOLE
0
0
13472
ISHARES RUS 1000 ETF
COM
464287622
843
8050
SH
SOLE
0
0
8050
ISHARES RUS 2000 VAL ETF
COM
464287630
8
83
SH
SOLE
0
0
83
ISHARES RUS 2000 GRW ETF
COM
464287648
12
90
SH
SOLE
0
0
90
ISHARES RUSSELL 2000 ETF
COM
464287655
149
1278
SH
SOLE
0
0
1278
ISHARES SP MC 400VL ETF
COM
464287705
108
895
SH
SOLE
0
0
895
ISHARES U.S. TECH ETF
COM
464287721
29
320
SH
SOLE
0
0
320
ISHARES U.S. INDS ETF
COM
464287754
24
240
SH
SOLE
0
0
240
ISHARES US HLTHCARE ETF
COM
464287762
39
320
SH
SOLE
0
0
320
ISHARES U.S. FINLS ETF
COM
464287788
15
180
SH
SOLE
0
0
180
ISHARES U.S. ENERGY ETF
COM
464287796
26
510
SH
SOLE
0
0
510
ISHARES CORE SP SCP ETF
COM
464287804
61
550
SH
SOLE
0
0
550
ISHARES MSCI AC ASIA ETF
COM
464288182
30
500
SH
SOLE
0
0
500
ISHARES IBOXX HI YD ETF
COM
464288513
19
200
SH
SOLE
0
0
200
ISHARES MSCI KLD400 SOC
COM
464288570
246
3505
SH
SOLE
0
0
3505
ISHARES MBS ETF
COM
464288588
361
3400
SH
SOLE
0
0
3400
ISHARES 1-3 YR CR BD ETF
COM
464288646
208
1975
SH
SOLE
0
0
1975
ISHARES U.S. PFD STK ETF
COM
464288687
289
7400
SH
SOLE
0
0
7400
ISHARES USA ESG SLCT ETF
COM
464288802
21
275
SH
SOLE
0
0
275
ISHARES EAFE VALUE ETF
COM
464288877
16
275
SH
SOLE
0
0
275
ISHARES EAFE GRWTH ETF
COM
464288885
35
487
SH
SOLE
0
0
487
JPMORGAN CHASE CO COM
COM
46625H100
23051
379695
SH
SOLE
3500
0
376195
JPMORGAN CHASE CO ALERIAN ML
COM
46625H365
91
1950
SH
SOLE
0
0
1950
JACOBS ENGR GROUP INC DEL COM
COM
469814107
748
11775
SH
SOLE
0
0
11775
JOHNSON JOHNSON COM
COM
478160104
29559
300916
SH
SOLE
8000
0
292916
JOHNSON CTLS INC COM
COM
478366107
12003
253665
SH
SOLE
7000
0
246665
JOY GLOBAL INC COM
COM
481165108
41
700
SH
SOLE
0
0
700
KIMBERLY CLARK CORP COM
COM
494368103
195
1766
SH
SOLE
0
0
1766
KINDER MORGAN ENERGY PARTNER U
COM
494550106
882
11925
SH
SOLE
0
0
11925
KNOWLES CORP COM ADDED
COM
49926D109
137
4339
SH
SOLE
0
0
4339
KONINKLIJKE PHILIPS N V NY REG
COM
500472303
5615
159710
SH
SOLE
159710
0
0
KRAFT FOODS GROUP INC COM
COM
50076Q106
219
3908
SH
SOLE
0
0
3908
KRISPY KREME DOUGHNUTS INC COM
COM
501014104
0
5
SH
SOLE
0
0
5
L-3 COMMUNICATIONS HLDGS INC C
COM
502424104
169
1430
SH
SOLE
0
0
1430
LANDEC CORP COM
COM
514766104
11
1000
SH
SOLE
0
0
1000
LAUDER ESTEE COS INC CL A
CL A
518439104
113
1692
SH
SOLE
0
0
1692
LEGG MASON BW GLB INC OPP FD C
COM
52469B100
90
5150
SH
SOLE
0
0
5150
LEUCADIA NATL CORP COM
COM
527288104
2710
96800
SH
SOLE
96800
0
0
LINCOLN ELEC HLDGS INC COM
COM
533900106
144
2000
SH
SOLE
0
0
2000
LINEAR TECHNOLOGY CORP COM
COM
535678106
19
400
SH
SOLE
0
0
400
LINN ENERGY LLC UNIT LTD LIAB
COM
536020100
428
15100
SH
SOLE
0
0
15100
LOCKHEED MARTIN CORP COM
COM
539830109
33
200
SH
SOLE
0
0
200
LORILLARD INC COM
COM
544147101
49
900
SH
SOLE
0
0
900
MSCI INC COM
CL A
55354G100
2474
57500
SH
SOLE
0
0
57500
MCDONALDS CORP COM
COM
580135101
19754
201510
SH
SOLE
2000
0
199510
MCGRAW HILL FINL INC COM
COM
580645109
137
1800
SH
SOLE
0
0
1800
MCKESSON CORP COM
COM
58155Q103
141
800
SH
SOLE
0
0
800
MEAD JOHNSON NUTRITION CO COM
COM
582839106
24037
289110
SH
SOLE
5700
0
283410
MEDTRONIC INC COM
COM
585055106
49
797
SH
SOLE
0
0
797
MERCK CO INC NEW COM
COM
58933Y105
6741
118738
SH
SOLE
3000
0
115738
MICROSOFT CORP COM
COM
594918104
18026
439777
SH
SOLE
10000
0
429777
MICROCHIP TECHNOLOGY INC COM
COM
595017104
13
275
SH
SOLE
0
0
275
MONDELEZ INTL INC CL A
CL A
609207105
317
9161
SH
SOLE
0
0
9161
MONSANTO CO NEW COM
COM
61166W101
8444
74217
SH
SOLE
18242
0
55975
MORGAN STANLEY EMER MKTS FD CO
COM
61744G107
25
1644
SH
SOLE
0
0
1644
MORGAN STANLEY ASIA PAC FD I C
COM
61744U106
21
1229
SH
SOLE
0
0
1229
MURPHY OIL CORP COM
COM
626717102
4859
77300
SH
SOLE
77300
0
0
MURPHY USA INC COM
COM
626755102
886
21825
SH
SOLE
21825
0
0
NATIONAL GRID PLC SPON ADR NEW
SPONSORED ADR
636274300
3
50
SH
SOLE
0
0
50
NATIONAL OILWELL VARCO INC COM
COM
637071101
35
450
SH
SOLE
0
0
450
NETFLIX INC COM
COM
64110L106
18
50
SH
SOLE
0
0
50
NEWMONT MINING CORP COM
COM
651639106
5
200
SH
SOLE
0
0
200
NEXTERA ENERGY INC COM
COM
65339F101
659
6890
SH
SOLE
0
0
6890
NIKE INC CL B
CL B
654106103
310
4200
SH
SOLE
3000
0
1200
NORDSTROM INC COM
COM
655664100
41
650
SH
SOLE
0
0
650
NORFOLK SOUTHERN CORP COM
COM
655844108
3732
38407
SH
SOLE
0
0
38407
NORTHEAST UTILS COM
COM
664397106
16
351
SH
SOLE
0
0
351
NORTHERN TR CORP COM
COM
665859104
52
800
SH
SOLE
0
0
800
NOVARTIS A G SPONSORED ADR
SPONSORED ADR
66987V109
51
600
SH
SOLE
0
0
600
NUSTAR ENERGY LP UNIT COM
COM
67058H102
27
500
SH
SOLE
0
0
500
NUVEEN NY AMT-FREE MUN INCOM C
COM
670656107
16
1240
SH
SOLE
0
0
1240
OCCIDENTAL PETE CORP DEL COM
COM
674599105
105
1104
SH
SOLE
0
0
1104
OMNICOM GROUP INC COM
COM
681919106
1016
14000
SH
SOLE
0
0
14000
ORACLE CORP COM
COM
68389X105
13131
320972
SH
SOLE
3000
0
317972
PNC FINL SVCS GROUP INC COM
COM
693475105
655
7526
SH
SOLE
0
0
7526
PPG INDS INC COM
COM
693506107
208
1075
SH
SOLE
0
0
1075
PPL CORP COM
COM
69351T106
76
2300
SH
SOLE
0
0
2300
PALATIN TECHNOLOGIES INC COM PAR $ .01
COM
696077403
0
100
SH
SOLE
0
0
100
PAYCHEX INC COM
COM
704326107
364
8550
SH
SOLE
0
0
8550
PEOPLES UNITED FINANCIAL INC C
COM
712704105
149
10000
SH
SOLE
0
0
10000
PEPCO HOLDINGS INC COM
COM
713291102
12
582
SH
SOLE
0
0
582
PEPSICO INC COM
COM
713448108
20633
247101
SH
SOLE
10000
0
237101
PETSMART INC COM
COM
716768106
34
500
SH
SOLE
0
0
500
PFIZER INC COM
COM
717081103
4406
137179
SH
SOLE
11000
0
126179
PHILIP MORRIS INTL INC COM
COM
718172109
1578
19271
SH
SOLE
0
0
19271
PHILLIPS 66 COM
COM
718546104
132
1712
SH
SOLE
0
0
1712
PIMCO CORPORATE INCOME OPP C
COM
72201B101
58
3200
SH
SOLE
0
0
3200
PITNEY BOWES INC COM
COM
724479100
39
1500
SH
SOLE
0
0
1500
PLUM CREEK TIMBER CO INC COM
COM
729251108
59
1400
SH
SOLE
0
0
1400
POTASH CORP SASK INC COM
COM
73755L107
82
2275
SH
SOLE
0
0
2275
POWERSHARES QQQ TRUST UNIT SER
COM
73935A104
25
286
SH
SOLE
0
0
286
POWERSHARES ETF TRUST HI YLD E
COM
73935X302
1
122
SH
SOLE
0
0
122
POWERSHARES ETF TRUST WNDRHLL
COM
73935X500
13
1850
SH
SOLE
0
0
1850
POWERSHARES ETF TR II PWRSH SP500HI
COM
73937B654
29
1000
SH
SOLE
0
0
1000
PRAXAIR INC COM
COM
74005P104
39
300
SH
SOLE
0
0
300
PROCTER GAMBLE CO COM
COM
742718109
19599
243163
SH
SOLE
0
0
243163
PROSHARES TR ULT R/EST NEW
COM
74347X625
5
63
SH
SOLE
0
0
63
PUBLIC SVC ENTERPRISE GROUP CO
COM
744573106
236
6200
SH
SOLE
0
0
6200
PUBLIC STORAGE COM
COM
74460D109
110
650
SH
SOLE
0
0
650
PUTNAM PREMIER INCOME TR SH BE
COM
746853100
11
2000
SH
SOLE
0
0
2000
QUALCOMM INC COM
COM
747525103
1474
18693
SH
SOLE
2000
0
16693
QUESTAR CORP COM
COM
748356102
5
200
SH
SOLE
0
0
200
RAYONIER INC COM
COM
754907103
3282
71485
SH
SOLE
71485
0
0
ROYAL DUTCH SHELL PLC SPONS AD
SPONSORED ADR
780259206
8636
118200
SH
SOLE
111100
0
7100
ROYCE GLOBAL VALUE TR INC COM
COM
78081T104
6
621
SH
SOLE
0
0
621
ROYCE VALUE TR INC COM
COM
780910105
71
4497
SH
SOLE
0
0
4497
SPDR SP 500 ETF TR TR UNIT
COM
78462F103
3449
18444
SH
SOLE
0
0
18444
SPDR INDEX SHS FDS ASIA PACIF
COM
78463X301
116
1500
SH
SOLE
0
0
1500
SALESFORCE COM INC COM
COM
79466L302
3
60
SH
SOLE
0
0
60
SASOL LTD SPONSORED ADR
SPONSORED ADR
803866300
106
1900
SH
SOLE
0
0
1900
SCHLUMBERGER LTD COM
COM
806857108
37872
388431
SH
SOLE
5500
0
382931
SCHWAB CHARLES CORP NEW COM
COM
808513105
14
523
SH
SOLE
0
0
523
SCHWAB STRATEGIC TR US BRD MKT
COM
808524102
8
165
SH
SOLE
0
0
165
SCHWAB STRATEGIC TR US LRG CAP
COM
808524201
117
2615
SH
SOLE
0
0
2615
SCHWAB STRATEGIC TR US SML CAP
COM
808524607
214
3986
SH
SOLE
0
0
3986
SCHWAB STRATEGIC TR EMRG MKTEQ
COM
808524706
270
11095
SH
SOLE
0
0
11095
SCHWAB STRATEGIC TR INTL EQTY ETF
COM
808524805
6
200
SH
SOLE
0
0
200
SCHWAB STRATEGIC TR INTL SCEQT
COM
808524888
1
41
SH
SOLE
0
0
41
SELECT SECTOR SPDR TR SBI CONS
COM
81369Y308
6
137
SH
SOLE
0
0
137
SELECT SECTOR SPDR TR SBI INT-
COM
81369Y506
16
180
SH
SOLE
0
0
180
SELECT SECTOR SPDR TR TECHNOLO
COM
81369Y803
35
950
SH
SOLE
0
0
950
SELECT SECTOR SPDR TR SBI INT-
COM
81369Y886
8
200
SH
SOLE
0
0
200
SEMPRA ENERGY COM
COM
816851109
27
280
SH
SOLE
0
0
280
SIMON PPTY GROUP INC NEW COM
COM
828806109
204
1245
SH
SOLE
0
0
1245
SOUTHERN CO COM
COM
842587107
75
1700
SH
SOLE
0
0
1700
SPECTRA ENERGY CORP COM
COM
847560109
4
100
SH
SOLE
0
0
100
STANLEY BLACK DECKER INC COM
COM
854502101
73
900
SH
SOLE
0
0
900
STAPLES INC COM
COM
855030102
230
20300
SH
SOLE
0
0
20300
STARBUCKS CORP COM
COM
855244109
1301
17728
SH
SOLE
3000
0
14728
STATE STR CORP COM
COM
857477103
18386
264363
SH
SOLE
0
0
264363
STERICYCLE INC COM
COM
858912108
182
1600
SH
SOLE
0
0
1600
STRYKER CORP COM
COM
863667101
21709
266462
SH
SOLE
4000
0
262462
SWEDISH EXPT CR CORP ROG AGRI
COM
870297603
9
1000
SH
SOLE
0
0
1000
SYSCO CORP COM
COM
871829107
1258
34806
SH
SOLE
0
0
34806
TJX COS INC NEW COM
COM
872540109
12086
199275
SH
SOLE
5000
0
194275
TRC COS INC COM
COM
872625108
478
71850
SH
SOLE
71850
0
0
TARGET CORP COM
COM
87612E106
79
1300
SH
SOLE
0
0
1300
TETRA TECH INC NEW COM
COM
88162G103
9249
312585
SH
SOLE
7000
0
305585
TEXAS INSTRS INC COM
COM
882508104
347
7350
SH
SOLE
0
0
7350
3M CO COM
COM
88579Y101
28059
206830
SH
SOLE
14000
0
192830
TIDEWATER INC COM
COM
886423102
34
700
SH
SOLE
0
0
700
TIFFANY CO NEW COM
COM
886547108
18091
209995
SH
SOLE
2000
0
207995
TIME WARNER INC COM NEW
COM
887317303
109
1666
SH
SOLE
0
0
1666
TIME WARNER CABLE INC COM
COM
88732J207
57
418
SH
SOLE
0
0
418
TOYOTA MOTOR CORP SP ADR REP2C
ADR
892331307
34
300
SH
SOLE
0
0
300
TRI CONTL CORP COM
COM
895436103
162
8046
SH
SOLE
0
0
8046
US BANCORP DEL COM NEW
COM
902973304
15507
361810
SH
SOLE
0
0
361810
UNILEVER N V N Y SHS NEW
COM
904784709
12
300
SH
SOLE
0
0
300
UNION PAC CORP COM
COM
907818108
1276
6800
SH
SOLE
0
0
6800
UNIT CORP COM
COM
909218109
428
6550
SH
SOLE
0
0
6550
UNITED CONTL HLDGS INC COM
COM
910047109
39
873
SH
SOLE
0
0
873
UNITED PARCEL SERVICE INC CL B
CL B
911312106
13074
134260
SH
SOLE
4000
0
130260
UNITED TECHNOLOGIES CORP COM
COM
913017109
12862
110083
SH
SOLE
1500
0
108583
UNITEDHEALTH GROUP INC COM
COM
91324P102
49
600
SH
SOLE
0
0
600
UNIVERSAL DISPLAY CORP COM
COM
91347P105
651
20413
SH
SOLE
0
0
20413
VALERO ENERGY CORP NEW COM
COM
91913Y100
53
1000
SH
SOLE
0
0
1000
VANGUARD SPECIALIZED PORTFOL D
COM
921908844
361
4800
SH
SOLE
0
0
4800
VANGUARD BD INDEX FD INC TOTAL
COM
921937835
388
4775
SH
SOLE
0
0
4775
VANGUARD INTL EQUITY INDEX F T
COM
922042742
370
6200
SH
SOLE
0
0
6200
VANGUARD INTL EQUITY INDEX F F
COM
922042858
837
20615
SH
SOLE
0
0
20615
VANGUARD SCOTTSDALE FDS SHRT T
COM
92206C409
28
350
SH
SOLE
0
0
350
VANGUARD INDEX FDS SML CP GRW
COM
922908595
37
300
SH
SOLE
0
0
300
VANGUARD INDEX FDS MID CAP ETF
COM
922908629
17
150
SH
SOLE
0
0
150
VANGUARD INDEX FDS SMALL CP ET
COM
922908751
13821
122361
SH
SOLE
0
0
122361
VERIZON COMMUNICATIONS INC COM
COM
92343V104
8801
185017
SH
SOLE
0
0
185017
VERISK ANALYTICS INC CL A
CL A
92345Y106
17748
296005
SH
SOLE
7000
0
289005
VISA INC COM CL A
CL A
92826C839
47809
221480
SH
SOLE
2500
0
218980
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR ADDED
SPONSORED ADR
92857W308
920
24994
SH
SOLE
0
0
24994
WAL-MART STORES INC COM
COM
931142103
106
1390
SH
SOLE
0
0
1390
WALGREEN CO COM
COM
931422109
153
2315
SH
SOLE
0
0
2315
WASHINGTON REAL ESTATE INVT SH
COM
939653101
17
700
SH
SOLE
0
0
700
WASTE MGMT INC DEL COM
COM
94106L109
373
8865
SH
SOLE
0
0
8865
WELLS FARGO CO NEW COM
COM
949746101
1464
29424
SH
SOLE
0
0
29424
WHOLE FOODS MKT INC COM
COM
966837106
81
1600
SH
SOLE
0
0
1600
WILLIAMS COS INC DEL COM
COM
969457100
312
7700
SH
SOLE
0
0
7700
WILLIAMS SONOMA INC COM
COM
969904101
2
35
SH
SOLE
0
0
35
WISCONSIN ENERGY CORP COM
COM
976657106
42
894
SH
SOLE
0
0
894
WISDOMTREE TR EMG MKTS SMCAP
COM
97717W281
84
1800
SH
SOLE
0
0
1800
WISDOMTREE TR SMLCAP EARN FD
COM
97717W562
18
225
SH
SOLE
0
0
225
YAHOO INC COM
COM
984332106
4
100
SH
SOLE
0
0
100
YUM BRANDS INC COM
COM
988498101
11137
147725
SH
SOLE
0
0
147725
ZIMMER HLDGS INC COM
COM
98956P102
19
200
SH
SOLE
0
0
200
ALLEGION PUB LTD CO ORD SHS AD
ADR
G0176J109
2
33
SH
SOLE
0
0
33
AXIS CAPITAL HOLDINGS LTD SHS
COM
G0692U109
46
1000
SH
SOLE
0
0
1000
ACCENTURE PLC IRELAND SHS CLAS
CL A
G1151C101
21357
267905
SH
SOLE
3000
0
264905
INGERSOLL-RAND PLC SHS
COM
G47791101
6
100
SH
SOLE
0
0
100
INVESCO LTD SHS
COM
G491BT108
372
10050
SH
SOLE
0
0
10050
ACE LTD SHS
COM
H0023R105
169
1710
SH
SOLE
0
0
1710
TRANSOCEAN LTD REG SHS
COM
H8817H100
54
1300
SH
SOLE
0
0
1300
NIELSEN HOLDINGS N V COM
COM
N63218106
11600
259920
SH
SOLE
7000
0
252920