The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGCO CORP | COM | 001084102 | 3 | 42 | SH | SOLE | 0 | 42 | 0 | 0 | |
AES CORP | COM | 00130H105 | 90 | 4,546 | SH | SOLE | 0 | 4,546 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 12 | 300 | SH | SOLE | 0 | 300 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 64 | 728 | SH | SOLE | 0 | 728 | 0 | 0 | |
ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | 36 | 752 | SH | SOLE | 0 | 752 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 1 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 3,006 | 2,244 | SH | SOLE | 0 | 2,244 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 5,871 | 3,177 | SH | SOLE | 0 | 3,177 | 0 | 0 | |
ANAVEX LIFE SCIENCES CORP | COM NEW | 032797300 | 54 | 20,721 | SH | SOLE | 0 | 20,721 | 0 | 0 | |
APPLE INC | COM | 037833100 | 6,590 | 22,441 | SH | SOLE | 0 | 22,441 | 0 | 0 | |
AURORA CANNABIS INC | COM | 05156X108 | 1 | 504 | SH | SOLE | 0 | 504 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 5,855 | 166,250 | SH | SOLE | 0 | 166,250 | 0 | 0 | |
BEYOND MEAT INC | COM | 08862E109 | 2 | 25 | SH | SOLE | 0 | 25 | 0 | 0 | |
BOEING CO | COM | 097023105 | 18 | 54 | SH | SOLE | 0 | 54 | 0 | 0 | |
BROWN FORMAN CORP | CL A | 115637100 | 935 | 14,901 | SH | SOLE | 0 | 14,901 | 0 | 0 | |
CALIFORNIA RES CORP | COM NEW | 13057Q206 | 0 | 2 | SH | SOLE | 0 | 2 | 0 | 0 | |
CAMBER ENERGY INC | COM | 13200M508 | 0 | 140 | SH | SOLE | 0 | 140 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 347 | 7,022 | SH | SOLE | 0 | 7,022 | 0 | 0 | |
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 10 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
CASSAVA SCIENCES INC | COM | 14817C107 | 5 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 13 | 90 | SH | SOLE | 0 | 90 | 0 | 0 | |
CHURCHILL DOWNS INC | COM | 171484108 | 107 | 780 | SH | SOLE | 0 | 780 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 3,702 | 46,334 | SH | SOLE | 0 | 46,334 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 87 | 1,580 | SH | SOLE | 0 | 1,580 | 0 | 0 | |
CUMMINS INC | COM | 231021106 | 1,105 | 6,174 | SH | SOLE | 0 | 6,174 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 3,471 | 23,999 | SH | SOLE | 0 | 23,999 | 0 | 0 | |
DISCOVER FINL SVCS | COM | 254709108 | 71 | 842 | SH | SOLE | 0 | 842 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 2,748 | 32,803 | SH | SOLE | 0 | 32,803 | 0 | 0 | |
EXPRESS INC | COM | 30219E103 | 21 | 4,233 | SH | SOLE | 0 | 4,233 | 0 | 0 | |
FIVE9 INC | COM | 338307101 | 214 | 3,268 | SH | SOLE | 0 | 3,268 | 0 | 0 | |
FOOT LOCKER INC | COM | 344849104 | 171 | 4,395 | SH | SOLE | 0 | 4,395 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 2,171 | 165,451 | SH | SOLE | 0 | 165,451 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 70 | 395 | SH | SOLE | 0 | 395 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 3,597 | 322,323 | SH | SOLE | 0 | 322,323 | 0 | 0 | |
GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 | 3 | 120 | SH | SOLE | 0 | 120 | 0 | 0 | |
GLOBAL X FDS | INTERNET OF THNG | 37954Y780 | 26 | 1,111 | SH | SOLE | 0 | 1,111 | 0 | 0 | |
GORMAN RUPP CO | COM | 383082104 | 2 | 65 | SH | SOLE | 0 | 65 | 0 | 0 | |
HERSHEY CO | COM | 427866108 | 11 | 75 | SH | SOLE | 0 | 75 | 0 | 0 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 83 | 464 | SH | SOLE | 0 | 464 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 89 | 1,494 | SH | SOLE | 0 | 1,494 | 0 | 0 | |
INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | 74 | 3,938 | SH | SOLE | 0 | 3,938 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 CB | 46138J502 | 1,620 | 76,255 | SH | SOLE | 0 | 76,255 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 HY | 46138J601 | 30 | 1,253 | SH | SOLE | 0 | 1,253 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 CB | 46138J700 | 1,626 | 76,573 | SH | SOLE | 0 | 76,573 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 HY | 46138J809 | 19 | 779 | SH | SOLE | 0 | 779 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 HY | 46138J817 | 20 | 816 | SH | SOLE | 0 | 816 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 46138J825 | 5 | 226 | SH | SOLE | 0 | 226 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 HY | 46138J833 | 1,434 | 56,243 | SH | SOLE | 0 | 56,243 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 46138J841 | 19 | 894 | SH | SOLE | 0 | 894 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 46138J866 | 696 | 32,641 | SH | SOLE | 0 | 32,641 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 HY | 46138J874 | 29 | 1,197 | SH | SOLE | 0 | 1,197 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 CB | 46138J882 | 1,248 | 58,079 | SH | SOLE | 0 | 58,079 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 12,693 | 39,267 | SH | SOLE | 0 | 39,267 | 0 | 0 | |
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 859 | 4,435 | SH | SOLE | 0 | 4,435 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 29 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
KELLOGG CO | COM | 487836108 | 59 | 848 | SH | SOLE | 0 | 848 | 0 | 0 | |
KIMBERLY CLARK CORP | COM | 494368103 | 14 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 1,673 | 79,037 | SH | SOLE | 0 | 79,037 | 0 | 0 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 91 | 1,316 | SH | SOLE | 0 | 1,316 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 3,878 | 29,507 | SH | SOLE | 0 | 29,507 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 94 | 784 | SH | SOLE | 0 | 784 | 0 | 0 | |
MGP INGREDIENTS INC NEW | COM | 55303J106 | 76 | 1,566 | SH | SOLE | 0 | 1,566 | 0 | 0 | |
MACYS INC | COM | 55616P104 | 123 | 7,260 | SH | SOLE | 0 | 7,260 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 79 | 265 | SH | SOLE | 0 | 265 | 0 | 0 | |
MCCORMICK & CO INC | COM NON VTG | 579780206 | 55 | 326 | SH | SOLE | 0 | 326 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 2,893 | 31,812 | SH | SOLE | 0 | 31,812 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 3,360 | 21,303 | SH | SOLE | 0 | 21,303 | 0 | 0 | |
NEOVASC INC | COM | 64065J304 | 39 | 7,200 | SH | SOLE | 0 | 7,200 | 0 | 0 | |
OCCIDENTAL PETE CORP | COM | 674599105 | 2,616 | 63,480 | SH | SOLE | 0 | 63,480 | 0 | 0 | |
OLD NATL BANCORP IND | COM | 680033107 | 48 | 2,616 | SH | SOLE | 0 | 2,616 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 2,250 | 42,474 | SH | SOLE | 0 | 42,474 | 0 | 0 | |
PARETEUM CORP | COM NEW | 69946T207 | 1 | 2,000 | SH | SOLE | 0 | 2,000 | 0 | 0 | |
PATRIOT NATL BANCORP INC | COM NEW | 70336F203 | 127 | 9,950 | SH | SOLE | 0 | 9,950 | 0 | 0 | |
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 244 | 8,604 | SH | SOLE | 0 | 8,604 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 2,757 | 70,369 | SH | SOLE | 0 | 70,369 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 77 | 690 | SH | SOLE | 0 | 690 | 0 | 0 | |
PIER 1 IMPORTS INC | COM NEW | 720279504 | 365 | 57,047 | SH | SOLE | 0 | 57,047 | 0 | 0 | |
QURATE RETAIL INC | COM SER A | 74915M100 | 0 | 36 | SH | SOLE | 0 | 36 | 0 | 0 | |
RPM INTL INC | COM | 749685103 | 97 | 1,258 | SH | SOLE | 0 | 1,258 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 4,685 | 32,783 | SH | SOLE | 0 | 32,783 | 0 | 0 | |
SPDR SERIES TRUST | BLMBRG BRC CNVRT | 78464A359 | 9 | 165 | SH | SOLE | 0 | 165 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 41 | 250 | SH | SOLE | 0 | 250 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 757 | 12,332 | SH | SOLE | 0 | 12,332 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 755 | 11,995 | SH | SOLE | 0 | 11,995 | 0 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 491 | 8,184 | SH | SOLE | 0 | 8,184 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 633 | 20,575 | SH | SOLE | 0 | 20,575 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 250 | 3,065 | SH | SOLE | 0 | 3,065 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 266 | 4,111 | SH | SOLE | 0 | 4,111 | 0 | 0 | |
SERVICE CORP INTL | COM | 817565104 | 66 | 1,443 | SH | SOLE | 0 | 1,443 | 0 | 0 | |
SEVERN BANCORP ANNAPOLIS MD | COM | 81811M100 | 81 | 8,729 | SH | SOLE | 0 | 8,729 | 0 | 0 | |
SHERWIN WILLIAMS CO | COM | 824348106 | 18 | 30 | SH | SOLE | 0 | 30 | 0 | 0 | |
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 466 | 20,750 | SH | SOLE | 0 | 20,750 | 0 | 0 | |
SMART SAND INC | COM | 83191H107 | 106 | 41,921 | SH | SOLE | 0 | 41,921 | 0 | 0 | |
SYSCO CORP | COM | 871829107 | 94 | 1,104 | SH | SOLE | 0 | 1,104 | 0 | 0 | |
TD AMERITRADE HLDG CORP | COM | 87236Y108 | 2,057 | 41,379 | SH | SOLE | 0 | 41,379 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 147 | 2,465 | SH | SOLE | 0 | 2,465 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 4 | 28 | SH | SOLE | 0 | 28 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 19 | 45 | SH | SOLE | 0 | 45 | 0 | 0 | |
TETRA TECH INC NEW | COM | 88162G103 | 147 | 1,711 | SH | SOLE | 0 | 1,711 | 0 | 0 | |
3M CO | COM | 88579Y101 | 35 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
TREX CO INC | COM | 89531P105 | 3 | 30 | SH | SOLE | 0 | 30 | 0 | 0 | |
TRUIST FINL CORP | COM | 89832Q109 | 88 | 1,567 | SH | SOLE | 0 | 1,567 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 32 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
US BANCORP DEL | COM NEW | 902973304 | 87 | 1,459 | SH | SOLE | 0 | 1,459 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 97 | 650 | SH | SOLE | 0 | 650 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 14 | 48 | SH | SOLE | 0 | 48 | 0 | 0 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 81 | 866 | SH | SOLE | 0 | 866 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 18 | 300 | SH | SOLE | 0 | 300 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 2,408 | 12,817 | SH | SOLE | 0 | 12,817 | 0 | 0 | |
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 1,207 | 10,590 | SH | SOLE | 0 | 10,590 | 0 | 0 | |
WIRELESS TELECOM GROUP INC | COM | 976524108 | 0 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
CNH INDL N V | SHS | N20944109 | 3 | 304 | SH | SOLE | 0 | 304 | 0 | 0 |