The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGCO CORP | COM | 001084102 | 3 | 42 | SH | SOLE | 0 | 42 | 0 | 0 | |
AES CORP | COM | 00130H105 | 73 | 4,445 | SH | SOLE | 0 | 4,445 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 53 | 701 | SH | SOLE | 0 | 701 | 0 | 0 | |
ADVANSIX INC | COM | 00773T101 | 0 | 8 | SH | SOLE | 0 | 8 | 0 | 0 | |
ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | 35 | 752 | SH | SOLE | 0 | 752 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 1 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 2,748 | 2,250 | SH | SOLE | 0 | 2,250 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 5,576 | 3,212 | SH | SOLE | 0 | 3,212 | 0 | 0 | |
ANAVEX LIFE SCIENCES CORP | COM NEW | 032797300 | 65 | 20,721 | SH | SOLE | 0 | 20,721 | 0 | 0 | |
APPLE INC | COM | 037833100 | 3,229 | 14,416 | SH | SOLE | 0 | 14,416 | 0 | 0 | |
AURORA CANNABIS INC | COM | 05156X108 | 512 | 116,685 | SH | SOLE | 0 | 116,685 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 4,891 | 167,680 | SH | SOLE | 0 | 167,680 | 0 | 0 | |
BEYOND MEAT INC | COM | 08862E109 | 4 | 25 | SH | SOLE | 0 | 25 | 0 | 0 | |
BOEING CO | COM | 097023105 | 2,687 | 7,062 | SH | SOLE | 0 | 7,062 | 0 | 0 | |
BROWN FORMAN CORP | CL A | 115637100 | 889 | 14,871 | SH | SOLE | 0 | 14,871 | 0 | 0 | |
CALIFORNIA RES CORP | COM NEW | 13057Q206 | 0 | 2 | SH | SOLE | 0 | 2 | 0 | 0 | |
CAMBER ENERGY INC | COM | 13200M409 | 1 | 7,000 | SH | SOLE | 0 | 7,000 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 671 | 14,291 | SH | SOLE | 0 | 14,291 | 0 | 0 | |
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 9 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 11 | 90 | SH | SOLE | 0 | 90 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 3,552 | 29,946 | SH | SOLE | 0 | 29,946 | 0 | 0 | |
CHURCHILL DOWNS INC | COM | 171484108 | 96 | 780 | SH | SOLE | 0 | 780 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 2,049 | 41,474 | SH | SOLE | 0 | 41,474 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 92 | 1,689 | SH | SOLE | 0 | 1,689 | 0 | 0 | |
CUMMINS INC | COM | 231021106 | 3,153 | 19,381 | SH | SOLE | 0 | 19,381 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 3,366 | 25,831 | SH | SOLE | 0 | 25,831 | 0 | 0 | |
DISCOVER FINL SVCS | COM | 254709108 | 66 | 819 | SH | SOLE | 0 | 819 | 0 | 0 | |
ECOLAB INC | COM | 278865100 | 95 | 481 | SH | SOLE | 0 | 481 | 0 | 0 | |
EXPRESS INC | COM | 30219E103 | 15 | 4,233 | SH | SOLE | 0 | 4,233 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 3,488 | 23,959 | SH | SOLE | 0 | 23,959 | 0 | 0 | |
FIVE9 INC | COM | 338307101 | 176 | 3,268 | SH | SOLE | 0 | 3,268 | 0 | 0 | |
FOOT LOCKER INC | COM | 344849104 | 190 | 4,395 | SH | SOLE | 0 | 4,395 | 0 | 0 | |
FORD MTR CO DEL | COM | 345370860 | 2,191 | 239,165 | SH | SOLE | 0 | 239,165 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 48 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 0 | 2 | SH | SOLE | 0 | 2 | 0 | 0 | |
GARRETT MOTION INC | COM | 366505105 | 0 | 20 | SH | SOLE | 0 | 20 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 76 | 415 | SH | SOLE | 0 | 415 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 3,041 | 340,200 | SH | SOLE | 0 | 340,200 | 0 | 0 | |
GLOBAL X FDS | RBTCS ARTFL INTE | 37954Y715 | 1 | 60 | SH | SOLE | 0 | 60 | 0 | 0 | |
GLOBAL X FDS | INTERNET OF THNG | 37954Y780 | 23 | 1,111 | SH | SOLE | 0 | 1,111 | 0 | 0 | |
GORMAN RUPP CO | COM | 383082104 | 2 | 65 | SH | SOLE | 0 | 65 | 0 | 0 | |
HERSHEY CO | COM | 427866108 | 12 | 75 | SH | SOLE | 0 | 75 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 34 | 202 | SH | SOLE | 0 | 202 | 0 | 0 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 71 | 453 | SH | SOLE | 0 | 453 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 75 | 1,461 | SH | SOLE | 0 | 1,461 | 0 | 0 | |
INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | 74 | 3,938 | SH | SOLE | 0 | 3,938 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2019 CB | 46138J304 | 1,173 | 55,641 | SH | SOLE | 0 | 55,641 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 CB | 46138J502 | 604 | 28,345 | SH | SOLE | 0 | 28,345 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 CB | 46138J700 | 1,186 | 55,776 | SH | SOLE | 0 | 55,776 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 46138J866 | 630 | 29,571 | SH | SOLE | 0 | 29,571 | 0 | 0 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 CB | 46138J882 | 884 | 41,145 | SH | SOLE | 0 | 41,145 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 11,381 | 38,125 | SH | SOLE | 0 | 38,125 | 0 | 0 | |
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 817 | 4,536 | SH | SOLE | 0 | 4,536 | 0 | 0 | |
KELLOGG CO | COM | 487836108 | 55 | 852 | SH | SOLE | 0 | 852 | 0 | 0 | |
KIMBERLY CLARK CORP | COM | 494368103 | 14 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 1,629 | 79,037 | SH | SOLE | 0 | 79,037 | 0 | 0 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 74 | 1,288 | SH | SOLE | 0 | 1,288 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 3,409 | 30,480 | SH | SOLE | 0 | 30,480 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 87 | 792 | SH | SOLE | 0 | 792 | 0 | 0 | |
MGP INGREDIENTS INC NEW | COM | 55303J106 | 78 | 1,566 | SH | SOLE | 0 | 1,566 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 70 | 259 | SH | SOLE | 0 | 259 | 0 | 0 | |
MCCORMICK & CO INC | COM NON VTG | 579780206 | 55 | 355 | SH | SOLE | 0 | 355 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 2,856 | 33,924 | SH | SOLE | 0 | 33,924 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 3,059 | 22,003 | SH | SOLE | 0 | 22,003 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 1,300 | 30,333 | SH | SOLE | 0 | 30,333 | 0 | 0 | |
MUTUALFIRST FINL INC | COM | 62845B104 | 109 | 3,465 | SH | SOLE | 0 | 3,465 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 258 | 1,485 | SH | SOLE | 0 | 1,485 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 2,522 | 45,836 | SH | SOLE | 0 | 45,836 | 0 | 0 | |
PARETEUM CORP | COM NEW | 69946T207 | 3 | 2,000 | SH | SOLE | 0 | 2,000 | 0 | 0 | |
PATRIOT NATL BANCORP INC | COM NEW | 70336F203 | 127 | 9,950 | SH | SOLE | 0 | 9,950 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 2,617 | 72,834 | SH | SOLE | 0 | 72,834 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 69 | 673 | SH | SOLE | 0 | 673 | 0 | 0 | |
PIER 1 IMPORTS INC | COM NEW | 720279504 | 497 | 51,147 | SH | SOLE | 0 | 51,147 | 0 | 0 | |
QURATE RETAIL INC | COM SER A | 74915M100 | 0 | 36 | SH | SOLE | 0 | 36 | 0 | 0 | |
RPM INTL INC | COM | 749685103 | 87 | 1,264 | SH | SOLE | 0 | 1,264 | 0 | 0 | |
RESIDEO TECHNOLOGIES INC | COM | 76118Y104 | 0 | 33 | SH | SOLE | 0 | 33 | 0 | 0 | |
SJW GROUP | COM | 784305104 | 68 | 991 | SH | SOLE | 0 | 991 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,649 | 19,076 | SH | SOLE | 0 | 19,076 | 0 | 0 | |
SPDR SERIES TRUST | BLMBRG BRC CNVRT | 78464A359 | 9 | 165 | SH | SOLE | 0 | 165 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 37 | 250 | SH | SOLE | 0 | 250 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 494 | 8,490 | SH | SOLE | 0 | 8,490 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 738 | 12,010 | SH | SOLE | 0 | 12,010 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 582 | 20,787 | SH | SOLE | 0 | 20,787 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 240 | 3,092 | SH | SOLE | 0 | 3,092 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 274 | 4,227 | SH | SOLE | 0 | 4,227 | 0 | 0 | |
SERVICE CORP INTL | COM | 817565104 | 67 | 1,400 | SH | SOLE | 0 | 1,400 | 0 | 0 | |
SEVERN BANCORP ANNAPOLIS MD | COM | 81811M100 | 70 | 8,729 | SH | SOLE | 0 | 8,729 | 0 | 0 | |
SHERWIN WILLIAMS CO | COM | 824348106 | 16 | 30 | SH | SOLE | 0 | 30 | 0 | 0 | |
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 342 | 14,400 | SH | SOLE | 0 | 14,400 | 0 | 0 | |
SMART SAND INC | COM | 83191H107 | 119 | 41,921 | SH | SOLE | 0 | 41,921 | 0 | 0 | |
SUNTRUST BKS INC | COM | 867914103 | 83 | 1,204 | SH | SOLE | 0 | 1,204 | 0 | 0 | |
SYSCO CORP | COM | 871829107 | 87 | 1,099 | SH | SOLE | 0 | 1,099 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 137 | 2,315 | SH | SOLE | 0 | 2,315 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 3 | 28 | SH | SOLE | 0 | 28 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 4 | 15 | SH | SOLE | 0 | 15 | 0 | 0 | |
TETRA TECH INC NEW | COM | 88162G103 | 148 | 1,711 | SH | SOLE | 0 | 1,711 | 0 | 0 | |
TREX CO INC | COM | 89531P105 | 3 | 30 | SH | SOLE | 0 | 30 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 41 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
US BANCORP DEL | COM NEW | 902973304 | 79 | 1,426 | SH | SOLE | 0 | 1,426 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 10 | 48 | SH | SOLE | 0 | 48 | 0 | 0 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 72 | 845 | SH | SOLE | 0 | 845 | 0 | 0 | |
VIACOM INC NEW | CL A | 92553P102 | 537 | 20,465 | SH | SOLE | 0 | 20,465 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 2,311 | 13,433 | SH | SOLE | 0 | 13,433 | 0 | 0 | |
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 1,223 | 10,635 | SH | SOLE | 0 | 10,635 | 0 | 0 | |
WIRELESS TELECOM GROUP INC | COM | 976524108 | 0 | 200 | SH | SOLE | 0 | 200 | 0 | 0 | |
CNH INDL N V | SHS | N20944109 | 3 | 304 | SH | SOLE | 0 | 304 | 0 | 0 | |
FERRARI N V | COM | N3167Y103 | 46 | 300 | SH | SOLE | 0 | 300 | 0 | 0 |