0001525212-18-000001.txt : 20180209 0001525212-18-000001.hdr.sgml : 20180209 20180208204831 ACCESSION NUMBER: 0001525212-18-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180209 DATE AS OF CHANGE: 20180208 EFFECTIVENESS DATE: 20180209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: USCA RIA LLC CENTRAL INDEX KEY: 0001525212 IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14897 FILM NUMBER: 18587384 BUSINESS ADDRESS: STREET 1: 1330 POST OAK BLVD., SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-366-0522 MAIL ADDRESS: STREET 1: 1330 POST OAK BLVD., SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001525212 XXXXXXXX 12-31-2017 12-31-2017 USCA RIA LLC

1330 POST OAK BLVD., SUITE 900 HOUSTON TX 77056

13F HOLDINGS REPORT 028-14897 N Steve Gott 713-366-0500 Steve Gott Houston TX 02-08-2018 0 427 906034 false INFORMATION TABLE 2 usca4q2017.inftab.xml 3M COCOM88579Y1016062573SHSOLE 257300ABBOTT LABSCOM002824100105018399SHSOLE 1839900ABBVIE INCCOM00287Y109950298255SHSOLE 9825500ACCENTURE PLC IRELANDSHS CLASS AG1151C101676344179SHSOLE 4417900ADOBE SYS INCCOM00724F1014862771SHSOLE 277100AERCAP HOLDINGS NVSHSN0098510664212200SHSOLE 1220000AFLAC INCCOM001055102424648366SHSOLE 4836600ALASKA AIR GROUP INCCOM0116591093354558SHSOLE 455800ALIBABA GROUP HLDG LTDSPONSORED ADS01609W10212297130SHSOLE 713000ALLEGHANY CORP DELCOM017175100351589SHSOLE 58900ALLERGAN PLCSHSG0177J1088405135SHSOLE 513500ALLSTATE CORPCOM020002101158815167SHSOLE 1516700ALPHABET INCCAP STK CL A02079K30553055036SHSOLE 503600ALPHABET INCCAP STK CL C02079K10783067938SHSOLE 793800ALPINE GLOBAL PREMIER PPTYSCOM SBI02083A10316925091SHSOLE 2509100ALPS ETF TRALERIAN MLP00162Q8662314214448SHSOLE 21444800ALPS ETF TRSECTR DIV DOGS00162Q8583106770SHSOLE 677000ALPS ETF TRSPROTT GL MINE00162Q64353225700SHSOLE 2570000ALTRIA GROUP INCCOM02209S10312251171559SHSOLE 17155900AMAZON COM INCCOM02313510641883581SHSOLE 358100AMERICAN EXPRESS COCOM025816109330033228SHSOLE 3322800AMERICAN INTL GROUP INCCOM NEW02687478464410806SHSOLE 1080600AMERICAN WTR WKS CO INC NEWCOM0304201032993267SHSOLE 326700AMERISOURCEBERGEN CORPCOM03073E105234025486SHSOLE 2548600AMGEN INCCOM031162100575333080SHSOLE 3308000APACHE CORPCOM0374111052205218SHSOLE 521800APPLE INCCOM037833100881552086SHSOLE 5208600ARCHER DANIELS MIDLAND COCOM039483102310177371SHSOLE 7737100ARISTA NETWORKS INCCOM0404131068623660SHSOLE 366000AT&T INCCOM00206R10211775302866SHSOLE 30286600AUTOMATIC DATA PROCESSING INCOM0530151032862441SHSOLE 244100AVALONBAY CMNTYS INCCOM0534841014052270SHSOLE 227000BADGER METER INCCOM0565251083497301SHSOLE 730100BAKER HUGHES A GE COCL A05722G1002437670SHSOLE 767000BANK AMER CORPCOM0605051043115105528SHSOLE 10552800BANK NEW YORK MELLON CORPCOM0640581005089432SHSOLE 943200BANK OF THE OZARKSCOM063904106326767430SHSOLE 6743000BARNES GROUP INCCOM0678061093345276SHSOLE 527600BAXTER INTL INCCOM0718131095698810SHSOLE 881000BB&T CORPCOM054937107209742180SHSOLE 4218000BECTON DICKINSON & COCOM0758871096302943SHSOLE 294300BERKSHIRE HATHAWAY INC DELCL A084670108327411SHSOLE 1100BERKSHIRE HATHAWAY INC DELCL B NEW084670702810240875SHSOLE 4087500BLACKROCK CORE BD TRSHS BEN INT09249E10168849025SHSOLE 4902500BLACKROCK ENH CAP & INC FD ICOM09256A109129679100SHSOLE 7910000BLACKROCK FLOAT RATE OME STRCOM09255X10033524300SHSOLE 2430000BLACKROCK INCCOM09247X10111362212SHSOLE 221200BLACKROCK MUN 2030 TAR TERMCOM SHS BEN IN09257P105133459732SHSOLE 5973200BLACKROCK TAX MUNICPAL BD TRSHS09248X10043118600SHSOLE 1860000BLACKSTONE GROUP L PCOM UNIT LTD09253U10881025305SHSOLE 2530500BLACKSTONE GSO FLTING RTE FUCOM09256U105141778701SHSOLE 7870100BLACKSTONE GSO LNG SHRT CR ICOM SHS BN INT09257D10223214595SHSOLE 1459500BLUEBIRD BIO INCCOM09609G10010856090SHSOLE 609000BOEING COCOM097023105398313505SHSOLE 1350500BP PLCSPONSORED ADR055622104191845645SHSOLE 4564500BRISTOL MYERS SQUIBB COCOM110122108364259426SHSOLE 5942600BRITISH AMERN TOB PLCSPONSORED ADR110448107135120161SHSOLE 2016100BROOKFIELD ASSET MGMT INCCL A LTD VT SH1125851042335348SHSOLE 534800BUCKEYE PARTNERS L PUNIT LTD PARTN1182301012655355SHSOLE 535500CABLE ONE INCCOM12685J105211300SHSOLE 30000CABOT OIL & GAS CORPCOM127097103278897474SHSOLE 9747400CALLON PETE CO DELCOM13123X10234028000SHSOLE 2800000CAMDEN PPTY TRSH BEN INT1331311025115550SHSOLE 555000CARDINAL HEALTH INCCOM14149Y108296048313SHSOLE 4831300CARLISLE COS INCCOM142339100344530309SHSOLE 3030900CARNIVAL CORPUNIT 99/99/99991436583003585400SHSOLE 540000CARRIZO OIL & GAS INCCOM144577103107150330SHSOLE 5033000CATERPILLAR INC DELCOM1491231017114515SHSOLE 451500CELGENE CORPCOM1510201043543391SHSOLE 339100CENTENNIAL RESOURCE DEV INCCL A15136A102119460280SHSOLE 6028000CENTERPOINT ENERGY INCCOM15189T1072247900SHSOLE 790000CHESAPEAKE UTILS CORPCOM1653031084245400SHSOLE 540000CHEVRON CORP NEWCOM166764100513641030SHSOLE 4103000CHUBB LIMITEDCOMH1467J10413339125SHSOLE 912500CIGNA CORPORATIONCOM1255091093361654SHSOLE 165400CISCO SYS INCCOM17275R10214179370209SHSOLE 37020900CITIGROUP INCCOM NEW172967424339145576SHSOLE 4557600CLAYMORE EXCHANGE TRD FD TRGUGG S&P GBL WTR18383Q50749413898SHSOLE 1389800CLEARBRIDGE ENERGY MLP FD INCOM18469210163841800SHSOLE 4180000CME GROUP INCCOM CL A12572Q1052331595SHSOLE 159500COCA COLA COCOM191216100259856633SHSOLE 5663300COLONY NORTHSTAR INCCL A COM19625W10425021940SHSOLE 2194000COLUMBIA ETF TR IIINDIA CONSMR ETF19762B70774415000SHSOLE 1500000COMCAST CORP NEWCL A20030N1013338316SHSOLE 831600CONCHO RES INCCOM20605P1013762500SHSOLE 250000CONOCOPHILLIPSCOM20825C10484315351SHSOLE 1535100CONSOLIDATED EDISON INCCOM2091151042462900SHSOLE 290000CONSTELLATION BRANDS INCCL A21036P10818217967SHSOLE 796700CONTANGO OIL & GAS COMPANYCOM NEW21075N204471100000SHSOLE 10000000CORNING INCCOM21935010573422952SHSOLE 2295200COSTCO WHSL CORP NEWCOM22160K105231712448SHSOLE 1244800CRAFT BREW ALLIANCE INCCOM22412210121511200SHSOLE 1120000CROWN CASTLE INTL CORP NEWCOM22822V101113710239SHSOLE 1023900CUMMINS INCCOM231021106541730669SHSOLE 3066900CVS HEALTH CORPCOM126650100509470262SHSOLE 7026200CYRUSONE INCCOM23283R10087914767SHSOLE 1476700DEERE & COCOM2441991054012560SHSOLE 256000DELL TECHNOLOGIES INCCOM CL V24703L1035046200SHSOLE 620000DELTA AIR LINES INC DELCOM NEW247361702143725668SHSOLE 2566800DEUTSCHE MUN INCOMECOM25160C10623019365SHSOLE 1936500DIAGEO P L CSPON ADR NEW25243Q2058565862SHSOLE 586200DISNEY WALT COCOM DISNEY254687106198218431SHSOLE 1843100DOLLAR GEN CORP NEWCOM256677105190920526SHSOLE 2052600DOMINION ENERGY INCCOM25746U109177121853SHSOLE 2185300DOWDUPONT INCCOM26078J100421959235SHSOLE 5923500DR PEPPER SNAPPLE GROUP INCCOM26138E109498551359SHSOLE 5135900DUKE ENERGY CORP NEWCOM NEW26441C2042312744SHSOLE 274400EASTGROUP PPTY INCCOM2772761012743100SHSOLE 310000EATON CORP PLCSHSG291831038406106395SHSOLE 10639500EATON VANCE MUN INCOME 2028SHS27829U105150772710SHSOLE 7271000EATON VANCE TX MGD DIV EQ INCOM27828N10225821174SHSOLE 2117400EBAY INCCOM2786421032947788SHSOLE 778800EMERSON ELEC COCOM291011104620088967SHSOLE 8896700ENBRIDGE INCCOM29250N10545311595SHSOLE 1159500ENERGOUS CORPCOM29272C10353027275SHSOLE 2727500ENERGY TRANSFER PARTNERS LPUNIT LTD PRT INT29278N103103457697SHSOLE 5769700ENTERPRISE PRODS PARTNERS LCOM29379210712607475568SHSOLE 47556800ENVIVA PARTNERS LPCOM UNIT29414J107216878410SHSOLE 7841000EOG RES INCCOM26875P101119911109SHSOLE 1110900EQT CORPCOM26884L109193033902SHSOLE 3390200EQT MIDSTREAM PARTNERS LPUNIT LTD PARTN26885B100256935150SHSOLE 3515000EROS INTL PLCSHS NEWG3788M11449651400SHSOLE 5140000ETF MANAGERS TRPRIME CYBR SCRTY26924G201226771651SHSOLE 7165100ETF SER SOLUTIONSALPHACLONE INT26922A818164865597SHSOLE 6559700EVERSOURCE ENERGYCOM30040W108183429032SHSOLE 2903200EXCHANGE TRADED CONCEPTS TREMQQ EM INTERN3015058892586777SHSOLE 677700EXELON CORPCOM30161N1014969126079SHSOLE 12607900EXTRA SPACE STORAGE INCCOM30225T1024905602SHSOLE 560200EXXON MOBIL CORPCOM30231G1029050108196SHSOLE 10819600FACEBOOK INCCL A30303M102497528195SHSOLE 2819500FEDEX CORPCOM31428X106366314680SHSOLE 1468000FIBROGEN INCCOM31572Q80863213333SHSOLE 1333300FIDELITY NATIONAL FINANCIALFNF GROUP COM31620R30351813200SHSOLE 1320000FIDELITY NATL INFORMATION SVCOM31620M1063904143SHSOLE 414300FIREEYE INCCOM31816Q101106875200SHSOLE 7520000FIRST DATA CORP NEWCOM CL A32008D10661836998SHSOLE 3699800FIRST TR EXCH TRD ALPHA FD IDEV MRK EX US33737J17463810221SHSOLE 1022100FIRST TR EXCHANG TRADED FD IMANAGD MUN ETF33739N108114121313SHSOLE 2131300FIRST TR EXCHANGE TRADED FDCLOUD COMPUTING33734X1922244882SHSOLE 488200FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E30210129213SHSOLE 921300FIRST TR EXCHANGE TRADED FDFIRST TR ENH NEW33739Q40869011504SHSOLE 1150400FIRST TR EXCHANGE TRADED FDFIRST TR TA HIYL33738D408185138103SHSOLE 3810300FIRST TR EXCHANGE TRADED FDNASD TECH DIV33738R1183369535SHSOLE 953500FIRST TR EXCHANGE TRADED FDNASDAQ CYB ETF33734X846112948798SHSOLE 4879800FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10195338788SHSOLE 3878800FIRST TR EXCHANGE TRADED FDRBA INDL ETF33738R704110140155SHSOLE 4015500FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D30984117500SHSOLE 1750000FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E10821110554SHSOLE 1055400FIRST TR EXCNGE TRD ALPHADEXSML CP GRW ALP33737M3002786528SHSOLE 652800FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K10863710415SHSOLE 1041500FIRST TR LRG CP VL ALPHADEXCOM SHS33735J1014327904SHSOLE 790400FIRST TR LRGE CP CORE ALPHACOM SHS33734K1092424129SHSOLE 412900FIRST TR MID CAP CORE ALPHADCOM SHS33735B1084647057SHSOLE 705700FIRST TR SML CP CORE ALPHA FCOM SHS33734Y109103516924SHSOLE 1692400FIRST TR STOXX EURO DIV FDCOMMON SHS33735T10913910101SHSOLE 1010100FLEXSHARES TRQUALT DIVD IDX33939L86066714803SHSOLE 1480300FORD MTR CO DELCOM PAR $0.013453708606001480441SHSOLE 48044100FORTINET INCCOM34959E10982118800SHSOLE 1880000FORTUNE BRANDS HOME & SEC INCOM34964C1066509500SHSOLE 950000FREEPORT-MCMORAN INCCL B35671D85739020571SHSOLE 2057100GABELLI HLTHCARE & WELLNESSSHS36246K10388685870SHSOLE 8587000GENERAL DYNAMICS CORPCOM3695501085612759SHSOLE 275900GENERAL ELECTRIC COCOM3696041032093119965SHSOLE 11996500GENERAL MLS INCCOM370334104203634336SHSOLE 3433600GENERAL MTRS COCOM37045V10010156247762SHSOLE 24776200GENESIS ENERGY L PUNIT LTD PARTN37192710424510959SHSOLE 1095900GENUINE PARTS COCOM372460105682171794SHSOLE 7179400GILEAD SCIENCES INCCOM375558103657891817SHSOLE 9181700GLAXOSMITHKLINE PLCSPONSORED ADR37733W105233365779SHSOLE 6577900GLOBAL PMTS INCCOM37940X1022262250SHSOLE 225000GLOBAL X FDSRBTCS ARTFL INTE37954Y71552122000SHSOLE 2200000GOLDMAN SACHS GROUP INCCOM38141G1044481758SHSOLE 175800GOODYEAR TIRE & RUBR COCOM38255010154216789SHSOLE 1678900GRAN TIERRA ENERGY INCCOM38500T1011832678500SHSOLE 67850000GREENLIGHT CAPITAL RE LTDCLASS AG4095J10947123450SHSOLE 2345000GUGGENHEIM STRATEGIC OPP FDCOM SBI40167F1013644168876SHSOLE 16887600GUGGENHEIM TAXABLE MUN MNGDCOM401664107166873405SHSOLE 7340500GULFPORT ENERGY CORPCOM NEW40263530417914000SHSOLE 1400000HALLIBURTON COCOM406216101171035000SHSOLE 3500000HANCOCK JOHN FINL OPPTYS FDSH BEN INT NEW4097352062325900SHSOLE 590000HANESBRANDS INCCOM4103451022707129438SHSOLE 12943800HARLEY DAVIDSON INCCOM412822108272053466SHSOLE 5346600HARRIS CORP DELCOM4138751053532494SHSOLE 249400HASBRO INCCOM418056107422946526SHSOLE 4652600HCA HEALTHCARE INCCOM40412C1014384986SHSOLE 498600HD SUPPLY HLDGS INCCOM40416M1052406000SHSOLE 600000HOLLY ENERGY PARTNERS L PCOM UT LTD PTN43576310737311478SHSOLE 1147800HOME DEPOT INCCOM437076102331917510SHSOLE 1751000HONEYWELL INTL INCCOM43851610613829013SHSOLE 901300HORMEL FOODS CORPCOM440452100118432530SHSOLE 3253000HOSPITALITY PPTYS TRCOM SH BEN INT44106M1022187314SHSOLE 731400HP INCCOM40434L1054604219138SHSOLE 21913800INTEL CORPCOM4581401007991173121SHSOLE 17312100INTERNATIONAL BANCSHARES CORCOM4590441033969980SHSOLE 998000INTERNATIONAL BUSINESS MACHSCOM459200101971863344SHSOLE 6334400INTL PAPER COCOM4601461037982137757SHSOLE 13775700INVESCO LTDSHSG491BT108150841258SHSOLE 4125800ISHARES INCCORE MSCI EMKT46434G1033195599SHSOLE 559900ISHARES INCMSCI GBL ETF NEW46434G848101929420SHSOLE 2942000ISHARES TR1 3 YR CR BD ETF4642886466536244SHSOLE 624400ISHARES TR1 3 YR TREAS BD4642874575566630SHSOLE 663000ISHARES TR20 YR TR BD ETF464287432164812990SHSOLE 1299000ISHARES TRCORE S&P MCP ETF4642875072891524SHSOLE 152400ISHARES TRCORE S&P SCP ETF4642878042252930SHSOLE 293000ISHARES TRCORE S&P500 ETF46428720019797361SHSOLE 736100ISHARES TRCORE US AGGBD ET46428722623962219169SHSOLE 21916900ISHARES TREAFE VALUE ETF46428887772313102SHSOLE 1310200ISHARES TRGLB INFRASTR ETF464288372107723815SHSOLE 2381500ISHARES TRGLOBAL TECH ETF4642872913011961SHSOLE 196100ISHARES TRIBOXX HI YD ETF4642885132542906SHSOLE 290600ISHARES TRIBOXX INV CP ETF46428724215516127641SHSOLE 12764100ISHARES TRMSCI EAFE ETF46428746510058143056SHSOLE 14305600ISHARES TRMSCI EMG MKT ETF4642872344994105993SHSOLE 10599300ISHARES TRMSCI INDIA ETF46429B59843011935SHSOLE 1193500ISHARES TRNASDAQ BIOTECH4642875562722552SHSOLE 255200ISHARES TRNATIONAL MUN ETF464288414181916430SHSOLE 1643000ISHARES TRRUS 1000 GRW ETF464287614663249240SHSOLE 4924000ISHARES TRRUS 1000 VAL ETF464287598457336775SHSOLE 3677500ISHARES TRRUS MID CAP ETF4642874993541702SHSOLE 170200ISHARES TRRUSSELL 2000 ETF464287655447129325SHSOLE 2932500ISHARES TRS&P MC 400GR ETF464287606351716293SHSOLE 1629300ISHARES TRS&P MC 400VL ETF464287705200612530SHSOLE 1253000ISHARES TRS&P SML 600 GWT464287887249214643SHSOLE 1464300ISHARES TRSELECT DIVID ETF4642871683863912SHSOLE 391200ISHARES TRSP SMCP600VL ETF464287879291518982SHSOLE 1898200ISHARES TRUS AER DEF ETF464288760299115901SHSOLE 1590100ISHARES TRUS HLTHCARE ETF464287762298317122SHSOLE 1712200ISHARES TRUS HLTHCR PR ETF464288828274317492SHSOLE 1749200ISHARES TRUS REGNL BKS ETF464288778114323196SHSOLE 2319600ISHARES TRUS TELECOM ETF46428771342714523SHSOLE 1452300ISHARES U S ETF TRSHT MAT BD ETF46431W5073466912SHSOLE 691200JETBLUE AIRWAYS CORPCOM47714310174133175SHSOLE 3317500JOHNSON & JOHNSONCOM478160104758154256SHSOLE 5425600JPMORGAN CHASE & COCOM46625H100564352765SHSOLE 5276500KANSAS CITY SOUTHERNCOM NEW485170302138213136SHSOLE 1313600KAYNE ANDERSON ACQUISITIONUNIT 06/30/202248661U20126726800SHSOLE 2680000KAYNE ANDERSON ENERGY DEV COCOM48660Q10248828028SHSOLE 2802800KAYNE ANDERSON MDSTM ENERGYCOM48661E10884861485SHSOLE 6148500KAYNE ANDERSON MLP INVT COCOM48660610682843448SHSOLE 4344800KERYX BIOPHARMACEUTICALS INCCOM4925151018919100SHSOLE 1910000KIMBERLY CLARK CORPCOM494368103566246924SHSOLE 4692400KINDER MORGAN INC DELCOM49456B10176342201SHSOLE 4220100KMG CHEMICALS INCCOM482564101128919500SHSOLE 1950000KRAFT HEINZ COCOM500754106130616797SHSOLE 1679700KRATOS DEFENSE & SEC SOLUTIOCOM NEW50077B20784679850SHSOLE 7985000KROGER COCOM5010441013906142281SHSOLE 14228100L3 TECHNOLOGIES INCCOM5024131074422235SHSOLE 223500LAM RESEARCH CORPCOM512807108322517521SHSOLE 1752100LANDMARK INFRASTRUCTURE LPCOM UNIT LTD51508J108154985576SHSOLE 8557600LAS VEGAS SANDS CORPCOM517834107104415027SHSOLE 1502700LEGG MASON INCCOM5249011053217645SHSOLE 764500LEUCADIA NATL CORPCOM52728810474328063SHSOLE 2806300LIBERTY GLOBAL PLCSHS CL CG5480U12045413428SHSOLE 1342800LILLY ELI & COCOM532457108213525279SHSOLE 2527900LITTELFUSE INCCOM53700810414177162SHSOLE 716200LOCKHEED MARTIN CORPCOM53983010918745837SHSOLE 583700LOEWS CORPCOM5404241084078140SHSOLE 814000LOWES COS INCCOM548661107450348449SHSOLE 4844900LYONDELLBASELL INDUSTRIES NSHS - A -N53745100693262833SHSOLE 6283300MACQUARIE GLBL INFRA TOTL RECOM55608D10188934493SHSOLE 3449300MACYS INCCOM55616P104121648269SHSOLE 4826900MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106117116505SHSOLE 1650500MAIN STREET CAPITAL CORPCOM56035L10414783372087SHSOLE 37208700MAINSTAY DEFINEDTERM MN OPPCOM56064K100154778022SHSOLE 7802200MARATHON PETE CORPCOM56585A1029597145460SHSOLE 14546000MARSH & MCLENNAN COS INCCOM57174810294411597SHSOLE 1159700MASTERCARD INCORPORATEDCL A57636Q104241515954SHSOLE 1595400MCDONALDS CORPCOM580135101292116971SHSOLE 1697100MEDTRONIC PLCSHSG5960L103313738854SHSOLE 3885400MERCK & CO INCCOM58933Y105560999675SHSOLE 9967500METLIFE INCCOM59156R1083106135SHSOLE 613500MGM GROWTH PPTYS LLCCL A COM55303A10530510450SHSOLE 1045000MICRON TECHNOLOGY INCCOM59511210386421000SHSOLE 2100000MICROSOFT CORPCOM59491810414109164940SHSOLE 16494000MONDELEZ INTL INCCL A60920710558113577SHSOLE 1357700MOODYS CORPCOM6153691052541724SHSOLE 172400MOSAIC CO NEWCOM61945C10327710794SHSOLE 1079400MUELLER WTR PRODS INCCOM SER A62475810833827005SHSOLE 2700500NETFLIX INCCOM64110L1069054717SHSOLE 471700NEW GOLD INC CDACOM64453510630492431SHSOLE 9243100NEW RESIDENTIAL INVT CORPCOM NEW64828T20121111800SHSOLE 1180000NEWELL BRANDS INCCOM6512291063115100817SHSOLE 10081700NEXTERA ENERGY INCCOM65339F101275917666SHSOLE 1766600NIKE INCCL B6541061034987954SHSOLE 795400NISOURCE INCCOM65473P10534413408SHSOLE 1340800NOKIA CORPSPONSORED ADR65490220414430955SHSOLE 3095500NORDSON CORPCOM655663102363224810SHSOLE 2481000NORFOLK SOUTHERN CORPCOM6558441084623190SHSOLE 319000NORTHROP GRUMMAN CORPCOM6668071024851581SHSOLE 158100NORTHWEST NAT GAS COCOM66765510468611500SHSOLE 1150000NOVARTIS A GSPONSORED ADR66987V109214825581SHSOLE 2558100NOVO-NORDISK A SADR6701002052584800SHSOLE 480000NUVEEN AMT FREE QLTY MUN INCCOM67065710585662224SHSOLE 6222400NUVEEN BUILD AMER BD FDCOM67074C1032941133801SHSOLE 13380100NUVEEN GLOBAL HIGH INCOME FDSHS67075G10334020125SHSOLE 2012500NUVEEN INT DUR QUAL MUN TRMCOM67067710397075386SHSOLE 7538600NUVEEN INTER DURATION MN TMFCOM670671106123394922SHSOLE 9492200NVIDIA CORPCOM67066G10417529052SHSOLE 905200NXP SEMICONDUCTORS N VCOMN6596X1094984250SHSOLE 425000OAKTREE CAP GROUP LLCUNIT CL A674001201204948676SHSOLE 4867600OASIS PETE INC NEWCOM6742151088410000SHSOLE 1000000OCH ZIFF CAP MGMT GROUPCL A67551U10515963600SHSOLE 6360000OHA INVT CORPCOM67091U1022521602SHSOLE 2160200OMEGA HEALTHCARE INVS INCCOM68193610077428107SHSOLE 2810700ONE LIBERTY PPTYS INCCOM6824061032178372SHSOLE 837200ONEOK INC NEWCOM6826801033256085SHSOLE 608500ORACLE CORPCOM68389X105274658073SHSOLE 5807300OWENS CORNING NEWCOM6907421017047652SHSOLE 765200PACKAGING CORP AMERCOM69515610911239316SHSOLE 931600PAYCHEX INCCOM704326107151622262SHSOLE 2226200PAYPAL HLDGS INCCOM70450Y103160321768SHSOLE 2176800PEPSICO INCCOM713448108135211273SHSOLE 1127300PFIZER INCCOM71708110313290366922SHSOLE 36692200PHILIP MORRIS INTL INCCOM718172109643160875SHSOLE 6087500PHILLIPS 66COM718546104325332158SHSOLE 3215800PIONEER NAT RES COCOM7237871073171835SHSOLE 183500PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310582640012SHSOLE 4001200PNC FINL SVCS GROUP INCCOM6934751055183587SHSOLE 358700POTASH CORP SASK INCCOM73755L10796546741SHSOLE 4674100POWERSHARES ETF TR IIKBW BK PORT73937B746118021452SHSOLE 2145200POWERSHARES ETF TRUSTDYN BLDG CNSTR73935X6663469100019SHSOLE 10001900POWERSHARES QQQ TRUSTUNIT SER 173935A104249716030SHSOLE 1603000PPL CORPCOM69351T1066269202562SHSOLE 20256200PRAXAIR INCCOM74005P1042921891SHSOLE 189100PROCTER AND GAMBLE COCOM742718109572262280SHSOLE 6228000PROSHARES TRS&P 500 DV ARIST74348A467388960729SHSOLE 6072900PROSPERITY BANCSHARES INCCOM7436061056319000SHSOLE 900000PRUDENTIAL FINL INCCOM744320102541847125SHSOLE 4712500PUBLIC STORAGECOM74460D1098253947SHSOLE 394700QUALCOMM INCCOM74752510312011187619SHSOLE 18761900RAYTHEON COCOM NEW755111507233012403SHSOLE 1240300ROCKWELL AUTOMATION INCCOM7739031092211127SHSOLE 112700ROCKWELL COLLINS INCCOM7743411016845043SHSOLE 504300ROYAL DUTCH SHELL PLCSPON ADR B7802591072233261SHSOLE 326100ROYAL DUTCH SHELL PLCSPONS ADR A780259206178026677SHSOLE 2667700RYANAIR HLDGS PLCSPONSORED ADR NE783513203253824355SHSOLE 2435500RYDEX ETF TRUSTGUG S&P500EQWTHC78355W8413591996SHSOLE 199600SABINE ROYALTY TRUNIT BEN INT78568810270015700SHSOLE 1570000SALIENT MIDSTREAM & MLP FDSH BEN INT79471V10511210135SHSOLE 1013500SANOFISPONSORED ADR80105N10550111645SHSOLE 1164500SCHLUMBERGER LTDCOM8068571084887247SHSOLE 724700SCHWAB CHARLES CORP NEWCOM80851310596518779SHSOLE 1877900SEALED AIR CORP NEWCOM81211K100161732800SHSOLE 3280000SELECT SECTOR SPDR TRENERGY81369Y50698613641SHSOLE 1364100SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407109611106SHSOLE 1110600SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2097078548SHSOLE 854800SELECT SECTOR SPDR TRSBI INT-FINL81369Y605153955139SHSOLE 5513900SELECT SECTOR SPDR TRSBI INT-INDS81369Y70476710132SHSOLE 1013200SELECT SECTOR SPDR TRTECHNOLOGY81369Y8034366812SHSOLE 681200SHIRE PLCSPONSORED ADR82481R106300319361SHSOLE 1936100SIMON PPTY GROUP INC NEWCOM828806109627436530SHSOLE 3653000SKYWORKS SOLUTIONS INCCOM83088M102282429745SHSOLE 2974500SOUTH JERSEY INDS INCCOM83851810835011195SHSOLE 1119500SOUTHERN COCOM84258710799920774SHSOLE 2077400SOUTHWEST AIRLS COCOM844741108504377049SHSOLE 7704900SPDR DOW JONES INDL AVRG ETFUT SER 178467X10911274555SHSOLE 455500SPDR GOLD TRUSTGOLD SHS78463V107397632157SHSOLE 3215700SPDR S&P 500 ETF TRTR UNIT78462F1031355850805SHSOLE 5080500SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107371310751SHSOLE 1075100SPDR SERIES TRUSTBLMBRG BRC CNVRT78464A3592024000SHSOLE 400000SPDR SERIES TRUSTPRTFLO S&P500 GW78464A40985625933SHSOLE 2593300SPDR SERIES TRUSTS&P 600 SMCP GRW78464A2018183598SHSOLE 359800SPDR SERIES TRUSTS&P DIVID ETF78464A7635205505SHSOLE 550500SPDR SERIES TRUSTS&P REGL BKG78464A69871412139SHSOLE 1213900SPDR SERIES TRUSTS&P RETAIL ETF78464A7142716000SHSOLE 600000SPROTT PHYSICAL GOLD TRUSTUNIT85207H10417316365SHSOLE 1636500SPROTT PHYSICAL SILVER TRTR UNIT85207K10710216066SHSOLE 1606600SSGA ACTIVE ETF TRBLKSTN GSOSRLN78467V60876016115SHSOLE 1611500STAG INDL INCCOM85254J1022328500SHSOLE 850000STARBUCKS CORPCOM85524410970212217SHSOLE 1221700STITCH FIX INCCOM CL A860897107134452050SHSOLE 5205000STORE CAP CORPCOM8621211002328900SHSOLE 890000STRYKER CORPCOM8636671015013238SHSOLE 323800SUN CMNTYS INCCOM8666741048599254SHSOLE 925400SUNTRUST BKS INCCOM8679141033435306SHSOLE 530600SYSCO CORPCOM87182910764210578SHSOLE 1057800TARGET CORPCOM87612E1068876136027SHSOLE 13602700TELEDYNE TECHNOLOGIES INCCOM8793601054702593SHSOLE 259300TELEFONICA S ASPONSORED ADR87938220814515000SHSOLE 1500000TELLURIAN INC NEWCOM87968A10463665340SHSOLE 6534000TEXAS INSTRS INCCOM88250810410309865SHSOLE 986500THERMO FISHER SCIENTIFIC INCCOM8835561027604000SHSOLE 400000TIME WARNER INCCOM NEW887317303437847859SHSOLE 4785900TJX COS INC NEWCOM872540109316441376SHSOLE 4137600TOTAL S ASPONSORED ADR89151E109133624160SHSOLE 2416000TRAVELERS COMPANIES INCCOM89417E109256418906SHSOLE 1890600TWENTY FIRST CENTY FOX INCCL A90130A1012737899SHSOLE 789900TWITTER INCCOM90184L102137857375SHSOLE 5737500TYSON FOODS INCCL A902494103255431506SHSOLE 3150600UBS GROUP AGSHSH4209710719610672SHSOLE 1067200UNION PAC CORPCOM90781810810077509SHSOLE 750900UNITED CONTL HLDGS INCCOM9100471092633900SHSOLE 390000UNITED PARCEL SERVICE INCCL B911312106633553169SHSOLE 5316900UNITED TECHNOLOGIES CORPCOM913017109381129871SHSOLE 2987100UNITEDHEALTH GROUP INCCOM91324P10213175975SHSOLE 597500UNIVERSAL DISPLAY CORPCOM91347P10513167623SHSOLE 762300US BANCORP DELCOM NEW9029733042023763SHSOLE 376300VALERO ENERGY CORP NEWCOM91913Y100590664264SHSOLE 6426400VANECK VECTORS ETF TRAGRIBUSINESS ETF92189F7002754460SHSOLE 446000VANECK VECTORS ETF TRGOLD MINERS ETF92189F1064224181752SHSOLE 18175200VANGUARD ADMIRAL FDS INC500 VAL IDX FD9219327032001823SHSOLE 182300VANGUARD ADMIRAL FDS INCMIDCP 400 VAL9219328447386057SHSOLE 605700VANGUARD INDEX FDSGROWTH ETF9229087369656864SHSOLE 686400VANGUARD INDEX FDSREIT ETF9229085535116158SHSOLE 615800VANGUARD INDEX FDSTOTAL STK MKT922908769145010564SHSOLE 1056400VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427752594741SHSOLE 474100VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF92204287474612612SHSOLE 1261200VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8705235984SHSOLE 598400VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C40992411651SHSOLE 1165100VERIZON COMMUNICATIONS INCCOM92343V1048547161480SHSOLE 16148000VIRTUS GLOBAL MULTI-SEC INCCOM92829B10181746675SHSOLE 4667500VISA INCCOM CL A92826C839492243168SHSOLE 4316800WALGREENS BOOTS ALLIANCE INCCOM931427108205128237SHSOLE 2823700WAL-MART STORES INCCOM931142103655566383SHSOLE 6638300WASTE CONNECTIONS INCCOM94106B1016579266SHSOLE 926600WELLS FARGO CO NEWCOM9497461019703159924SHSOLE 15992400WESTERN ASSET CLYM INFL OPPCOM95766R1041263110560SHSOLE 11056000WESTERN GAS PARTNERS LPCOM UNIT LP IN9582541043757800SHSOLE 780000WESTROCK COCOM96145D10567910737SHSOLE 1073700WEYERHAEUSER COCOM962166104143740751SHSOLE 4075100WHEATON PRECIOUS METALS CORPCOM96287910232614716SHSOLE 1471600WHIRLPOOL CORPCOM963320106200211870SHSOLE 1187000WISDOMTREE TREUROPE HEDGED EQ97717X7014507067SHSOLE 706700WISDOMTREE TRUS QTLY DIV GRT97717X66961014733SHSOLE 1473300WISDOMTREE TRUS S CAP QTY DIV97717X6512226201SHSOLE 620100XYLEM INCCOM98419M1004847100SHSOLE 710000ZOETIS INCCL A98978V1034496233SHSOLE 623300