NPORT-EX 2 iShsEvolvedUSHealthStapleETF.htm iShares Evolved US Healthcare Staples ETF

Schedule of Investments  (unaudited) 

October 31, 2019

   

iShares® Evolved U.S. Healthcare Staples ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

    
Aerospace & Defense — 0.5%            

Lockheed Martin Corp.

     50     $ 18,834  

Northrop Grumman Corp.

     60       21,149  
   

 

 

  
      39,983  
Biotechnology — 3.2%            

Bio-Rad Laboratories Inc., Class A(a)

    60       19,897  

Exact Sciences Corp.(a)

    389       33,843  

Guardant Health Inc.(a)

    136       9,452  

Illumina Inc.(a)

    560       165,491  

NeoGenomics Inc.(a)

    300       6,879  

Veracyte Inc.(a)

    175       4,013  
   

 

 

  
           239,575  
Commercial Services — 0.6%            

AMN Healthcare Services Inc.(a)

    165       9,695  

Bright Horizons Family Solutions Inc.(a)

    80       11,882  

Career Education Corp.(a)(b)

    145       2,053  

Grand Canyon Education Inc.(a)

    77       7,081  

HMS Holdings Corp.(a)

    325       10,624  

Strategic Education Inc.

     25       3,076  
   

 

 

  
      44,411  
Computers — 0.1%            

MAXIMUS Inc.

     149       11,434  
   

 

 

  
Electrical Components & Equipment — 0.1%  

Novanta Inc.(a)

    55       4,898  
   

 

 

  
Electronics — 1.3%            

Agilent Technologies Inc.

     638       48,328  

OSI Systems Inc.(a)

    45       4,466  

PerkinElmer Inc.

     237       20,373  

Waters Corp.(a)

    102       21,585  
   

 

 

  
      94,752  
Engineering & Construction — 0.1%  

AECOM(a)

    105       4,201  
   

 

 

  
Health Care – Products — 50.0%            

Abbott Laboratories

     6,055       506,259  

ABIOMED Inc.(a)

    155       32,175  

Align Technology Inc.(a)

    125       31,536  

AngioDynamics Inc.(a)

    120       1,836  

AtriCure Inc.(a)

    120       3,191  

Atrion Corp.

     5       4,217  

Avanos Medical Inc.(a)

    100       4,404  

Avantor Inc.(a)

    214       3,041  

Axogen Inc.(a)

    55       684  

Baxter International Inc.

     940       72,098  

Becton Dickinson and Co.

     992       253,952  

Bio-Techne Corp.

     70       14,572  

BioTelemetry Inc.(a)(b)

    115       4,526  

Boston Scientific Corp.(a)

    5,841       243,570  

Bruker Corp.

     190       8,455  

Cardiovascular Systems Inc.(a)

    105       4,675  

CareDx Inc.(a)

    137       3,591  

Cooper Companies Inc. (The)

     175       50,925  

Cutera Inc.(a)

    35       1,102  

Danaher Corp.

     1,621       223,406  

Dentsply Sirona Inc.

     465       25,473  

Edwards Lifesciences Corp.(a)

    858       204,530  

Genomic Health Inc.(a)

    60       4,001  
Security   Shares     Value  
Health Care – Products (continued)            

Glaukos Corp.(a)

    70     $ 4,468  

Globus Medical Inc., Class A(a)

    295       15,449  

Haemonetics Corp.(a)

    120       14,488  

Henry Schein Inc.(a)

    433       27,099  

Hill-Rom Holdings Inc.

     200       20,938  

Hologic Inc.(a)

    820       39,614  

ICU Medical Inc.(a)

    50       8,080  

IDEXX Laboratories Inc.(a)

    205       58,427  

Inogen Inc.(a)

    65       3,538  

Inspire Medical Systems Inc.(a)

    62       3,781  

Insulet Corp.(a)

    224       32,552  

Integer Holdings Corp.(a)

    75       5,808  

Integra LifeSciences Holdings Corp.(a)

    210       12,193  

Intersect ENT Inc.(a)

    55       980  

Intuitive Surgical Inc.(a)

    458       253,251  

iRhythm Technologies Inc.(a)

    70       4,677  

LeMaitre Vascular Inc.

     55       1,903  

LivaNova PLC(a)

    181       12,802  

Luminex Corp.

     115       2,357  

Masimo Corp.(a)

    185       26,971  

Medtronic PLC

     5,217       568,131  

Merit Medical Systems Inc.(a)

    170       3,511  

Natus Medical Inc.(a)

    105       3,536  

Nevro Corp.(a)

    80       6,896  

Novocure Ltd.(a)

    125       8,955  

NuVasive Inc.(a)

    180       12,697  

OraSure Technologies Inc.(a)

    195       1,665  

Orthofix Medical Inc.(a)

    59       2,480  

Penumbra Inc.(a)

    105       16,377  

Quidel Corp.(a)

    100       5,690  

ResMed Inc.

     510       75,439  

STAAR Surgical Co.(a)

    134       4,393  

Steris PLC

     124       17,555  

Stryker Corp.

     1,267       274,014  

Tactile Systems Technology Inc.(a)

    67       3,043  

Tandem Diabetes Care Inc.(a)(b)

    124       7,636  

Teleflex Inc.

     169       58,712  

Thermo Fisher Scientific Inc.

     874       263,931  

Varex Imaging Corp.(a)

    85       2,551  

Varian Medical Systems Inc.(a)

    230       27,786  

Wright Medical Group NV(a)

    290       6,032  

Zimmer Biomet Holdings Inc.

     655       90,541  
   

 

 

  
        3,713,166  
Health Care – Services — 27.9%  

Acadia Healthcare Co. Inc.(a)

    320       9,597  

Addus HomeCare Corp.(a)

    42       3,537  

Amedisys Inc.(a)

    150       19,278  

Anthem Inc.

     827       222,529  

Centene Corp.(a)

    1,430       75,904  

Charles River Laboratories International Inc.(a)

    45       5,849  

Chemed Corp.

     43       16,938  

Cigna Corp.(a)

    955       170,429  

DaVita Inc.(a)

    462       27,073  

Encompass Health Corp.

     451       28,873  

Ensign Group Inc. (The)

     230       9,718  

HCA Healthcare Inc.

     1,103       147,295  

Humana Inc.

     540       158,868  

Invitae Corp.(a)(b)

    246       3,963  

IQVIA Holdings Inc.(a)

    300       43,326  

Laboratory Corp. of America Holdings(a)

    337       55,528  
 

 

 

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Schedule of Investments  (unaudited) (continued)

October 31, 2019

   

iShares® Evolved U.S. Healthcare Staples ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  
Health Care – Services (continued)  

LHC Group Inc.(a)

    123     $ 13,649  

MEDNAX Inc.(a)

    465       10,211  

Molina Healthcare Inc.(a)

    93       10,941  

Natera Inc.(a)

    216       8,320  

National HealthCare Corp.

     40       3,287  

Pennant Group Inc. (The)(a)

    115       2,069  

Quest Diagnostics Inc.

     492       49,815  

Select Medical Holdings Corp.(a)

    560       10,203  

Syneos Health Inc.(a)

    60       3,009  

Teladoc Health Inc.(a)

    160       12,256  

Tenet Healthcare Corp.(a)

    445       11,276  

U.S. Physical Therapy Inc.

     60       8,488  

UnitedHealth Group Inc.

     3,295       832,647  

Universal Health Services Inc., Class B

     319       43,850  

WellCare Health Plans Inc.(a)

    181       53,685  
   

 

 

  
        2,072,411  
Household Products & Wares — 0.3%  

Church & Dwight Co. Inc.

     283       19,793  
   

 

 

  
Internet — 0.0%            

HealthStream Inc.(a)

    85       2,385  
   

 

 

  
Pharmaceuticals — 11.3%  

AbbVie Inc.

     329       26,172  

Akorn Inc.(a)

    125       624  

Allergan PLC

     421       74,142  

AmerisourceBergen Corp.

     398       33,981  

Bausch Health Companies Inc.(a)

    90       2,236  

Cardinal Health Inc.

     881       43,566  

CVS Health Corp.

     3,660       242,987  

DexCom Inc.(a)

    305       47,043  

Diplomat Pharmacy Inc.(a)

    230       1,251  

Johnson & Johnson

     1,727       228,033  

McKesson Corp.

     455       60,515  

Option Care Health Inc.(a)(b)

    945       3,345  

Pfizer Inc.

     1,401       53,756  

PRA Health Sciences Inc.(a)

    70       6,840  

Premier Inc., Class A(a)(b)

    235       7,656  

Zoetis Inc.

     44       5,629  
   

 

 

  
      837,776  
Real Estate Investment Trusts — 2.4%  

Healthpeak Properties Inc.

     668       25,130  

LTC Properties Inc.

     75       3,889  
   
Security   Shares     Value  
Real Estate Investment Trusts (continued)  

Medical Properties Trust Inc.

     1,155     $ 23,943  

National Health Investors Inc.

     100       8,579  

Omega Healthcare Investors Inc.

     335       14,753  

Physicians Realty Trust

     410       7,655  

Sabra Health Care REIT Inc.

     400       9,840  

Ventas Inc.

     555       36,131  

Welltower Inc.

     548       49,698  
   

 

 

  
      179,618  
Retail — 0.8%            

Walgreens Boots Alliance Inc.

     1,072       58,724  
   

 

 

  
Software — 0.9%            

Allscripts Healthcare Solutions Inc.(a)

    453       4,956  

Cerner Corp.

     892       59,871  

Evolent Health Inc., Class A(a)

    245       1,867  

Tabula Rasa HealthCare Inc.(a)

    50       2,547  
   

 

 

  
      69,241  
   

 

 

  

Total Common Stocks — 99.5%
(Cost: $6,512,805)

 

     7,392,368  
   

 

 

  

Short-Term Investments

 

Money Market Funds — 0.9%  

BlackRock Cash Funds: Institutional,
SL Agency Shares,
    2.00%(c)(d)(e)

    30,595       30,610  

BlackRock Cash Funds: Treasury,
SL Agency Shares,
    1.74%(c)(d)

    32,000       32,000  
   

 

 

  
      62,610  
   

 

 

  

Total Short-Term Investments — 0.9%
(Cost: $62,607)

 

     62,610  
   

 

 

  

Total Investments in Securities — 100.4%
(Cost: $6,575,412)

 

     7,454,978  

Other Assets, Less Liabilities — (0.4)%

 

     (26,388 ) 
   

 

 

  

Net Assets — 100.0%

     $   7,428,590  
   

 

 

  

 

(a)

Non-income producing security.

(b)

All or a portion of this security is on loan.

(c)

Affiliate of the Fund.

(d)

Annualized 7-day yield as of period-end.

(e) 

All or a portion of this security was purchased with cash collateral received from loaned securities.

 

 

Affiliates

Investments in issuers considered to be affiliates of the Fund during the three months ended October 31, 2019, for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

 

  
Affiliated Issuer   

Shares

Held at

07/31/19

      Net Activity     

Shares

Held at

10/31/19

     

Value at

10/31/19

      Income     

Net Realized

Gain (Loss)

     

Change in

Unrealized

Appreciation

(Depreciation)

  

 

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

      249,945        (219,350 )       30,595      $ 30,610      $ 119 (a)     $ 15      $ (3 ) 

BlackRock Cash Funds: Treasury,
SL Agency Shares

      50,000        (18,000 )       32,000        32,000        208        —        —  
           

 

 

     

 

 

     

 

 

     

 

 

  
            $ 62,610      $ 327      $ 15      $ (3 ) 
           

 

 

     

 

 

     

 

 

     

 

 

  

 

  (a) 

Includes securities lending income earned from the reinvestment of cash collateral from loaned securities (excluding collateral investment fees), net of fees and other payments to and from borrowers of securities, and less fees paid to BTC as securities lending agent.

 

 

 

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Schedule of Investments  (unaudited) (continued)

October 31, 2019

   

iShares® Evolved U.S. Healthcare Staples ETF

 

Fair Value Measurements

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.

The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of October 31, 2019. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.

 

                                                                   

 

  
     Level 1        Level 2        Level 3        Total  

 

  

Investments

                  

Assets

                  

Common Stocks

    $ 7,392,368        $ —        $ —        $ 7,392,368  

Money Market Funds

      62,610          —          —          62,610  
  

 

 

       

 

 

       

 

 

       

 

 

  
   $ 7,454,978        $ —        $ —        $ 7,454,978  
  

 

 

       

 

 

       

 

 

       

 

 

  

 

 

 

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