NPORT-EX 2 iShsEvolvedUSTechnologyETF.htm iShares Evolved US Technology ETF

Schedule of Investments  (unaudited)

October 31, 2019

   

iShares® Evolved U.S. Technology ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

    
Advertising — 0.3%            

Interpublic Group of Companies Inc. (The)

     644     $ 14,007  

Omnicom Group Inc.

     319       24,623  

Trade Desk Inc. (The), Class A(a)

    91       18,273  
   

 

 

  
      56,903  
Aerospace & Defense — 0.1%  

Raytheon Co.

     66       14,006  
   

 

 

  
Banks — 0.3%            

JPMorgan Chase & Co.

     440       54,965  
   

 

 

  
Commercial Services — 4.6%  

2U Inc.(a)

    77       1,380  

Automatic Data Processing Inc.

     690       111,939  

Avalara Inc.(a)

    144       10,224  

Chegg Inc.(a)

    294       9,014  

CoreLogic Inc.(a)

    99       4,008  

CoStar Group Inc.(a)

    44       24,179  

Equifax Inc.

     154       21,053  

Euronet Worldwide Inc.(a)

    55       7,704  

FleetCor Technologies Inc.(a)

    110       32,364  

Gartner Inc.(a)

    176       27,118  

Global Payments Inc.

     360       60,905  

IHS Markit Ltd.(a)

    496       34,730  

Korn Ferry

     88       3,229  

LiveRamp Holdings Inc.(a)

    52       2,033  

ManpowerGroup Inc.

     77       7,001  

MarketAxess Holdings Inc.

     33       12,163  

Moody’s Corp.

     143       31,559  

Nielsen Holdings PLC

     372       7,499  

PayPal Holdings Inc.(a)

    1,771       184,361  

Robert Half International Inc.

     121       6,930  

S&P Global Inc.

     264       68,109  

Sabre Corp.

     341       8,007  

Square Inc., Class A(a)

    593       36,428  

TransUnion

     264       21,812  

Verisk Analytics Inc.

     165       23,875  

WEX Inc.(a)

    44       8,324  
   

 

 

  
      765,948  
Computers — 15.4%            

Accenture PLC, Class A

     1,164       215,829  

Apple Inc.

     6,757           1,680,871  

Cognizant Technology Solutions Corp., Class A

     1,100       67,034  

Conduent Inc.(a)

    275       1,700  

Dell Technologies Inc., Class C(a)

    276       14,598  

DXC Technology Co.

     616       17,045  

EPAM Systems Inc.(a)

    88       15,484  

Fortinet Inc.(a)(b)

    352       28,709  

Genpact Ltd.

     253       9,910  

Hewlett Packard Enterprise Co.

     3,032       49,755  

HP Inc.

     2,134       37,068  

International Business Machines Corp.

     2,140       286,182  

Lumentum Holdings Inc.(a)

    66       4,136  

NCR Corp.(a)

    176       5,141  

NetApp Inc.

     660       36,881  

NetScout Systems Inc.(a)

    187       4,529  

Nutanix Inc., Class A(a)

    242       7,071  

Pure Storage Inc., Class A(a)

    242       4,709  

Qualys Inc.(a)

    88       7,509  
Security   Shares     Value  
Computers (continued)            

Rapid7 Inc.(a)

    147     $ 7,363  

Seagate Technology PLC

     396       22,980  

Western Digital Corp.

     528       27,271  

Zscaler Inc.(a)(b)

    210       9,236  
   

 

 

  
      2,561,011  
Distribution & Wholesale — 0.1%  

Copart Inc.(a)

    132       10,909  

KAR Auction Services Inc.

     99       2,461  
   

 

 

  
      13,370  
Diversified Financial Services — 6.7%  

Alliance Data Systems Corp.

     55       5,500  

Cboe Global Markets Inc.

     110       12,667  

CME Group Inc.

     374       76,950  

Deluxe Corp.

     77       3,991  

Discover Financial Services

     88       7,063  

Interactive Brokers Group Inc., Class A

     66       3,140  

Intercontinental Exchange Inc.

     638       60,176  

Invesco Ltd.

     244       4,104  

Mastercard Inc., Class A

     1,388       384,212  

Nasdaq Inc.

     121       12,072  

SEI Investments Co.

     132       7,909  

TD Ameritrade Holding Corp.

     231       8,866  

Visa Inc., Class A

     2,893       517,442  

Western Union Co. (The)

     429       10,751  
   

 

 

  
          1,114,843  
Electronics — 0.6%            

Agilent Technologies Inc.

     174       13,180  

Arrow Electronics Inc.(a)

    88       6,977  

Avnet Inc.

     165       6,527  

Coherent Inc.(a)

    22       3,276  

Garmin Ltd.

     100       9,375  

Jabil Inc.

     165       6,075  

Keysight Technologies Inc.(a)

    231       23,310  

National Instruments Corp.

     209       8,651  

SYNNEX Corp.

     44       5,181  

Tech Data Corp.(a)

    66       8,019  

Trimble Inc.(a)

    286       11,394  
   

 

 

  
      101,965  
Health Care – Services — 0.1%  

IQVIA Holdings Inc.(a)

    121       17,475  
   

 

 

  
Insurance — 0.5%            

Aon PLC

     186       35,928  

Marsh & McLennan Companies Inc.

     297       30,775  

Willis Towers Watson PLC

     103       19,251  
   

 

 

  
      85,954  
Internet — 25.8%            

Alphabet Inc., Class A(a)

    599       754,021  

Alphabet Inc., Class C, NVS(a)

    608       766,147  

Amazon.com Inc.(a)

    621       1,103,306  

Booking Holdings Inc.(a)

    52       106,536  

CDW Corp./DE

     242       30,954  

eBay Inc.

     1,586       55,906  

Etsy Inc.(a)

    109       4,849  

Expedia Group Inc.

     143       19,542  

F5 Networks Inc.(a)

    143       20,603  

Facebook Inc., Class A(a)

    4,818       923,370  

FireEye Inc.(a)

    341       5,401  

GoDaddy Inc., Class A(a)

    253       16,453  
 

 

 

1

Schedule of Investments  (unaudited) (continued)

October 31, 2019

   

iShares® Evolved U.S. Technology ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  
Internet (continued)            

GrubHub Inc.(a)

    99     $ 3,372  

IAC/InterActiveCorp.(a)

    99       22,498  

Match Group Inc.

     121       8,832  

MercadoLibre Inc.(a)

    66       34,420  

Netflix Inc.(a)

    331       95,133  

NortonLifeLock Inc.

     1,089       24,916  

Okta Inc.(a)

    307       33,484  

Palo Alto Networks Inc.(a)

    220       50,026  

Pinterest Inc., Class A(a)

    234       5,883  

Proofpoint Inc.(a)

    121       13,960  

Q2 Holdings Inc.(a)

    108       7,721  

RingCentral Inc., Class A(a)

    121       19,544  

Snap Inc., Class A, NVS(a)(b)

    2,170       32,680  

Stamps.com Inc.(a)

    33       2,786  

Twitter Inc.(a)

    1,266       37,942  

Uber Technologies Inc.(a)

    409       12,884  

VeriSign Inc.(a)

    194       36,864  

Yelp Inc.(a)

    132       4,555  

Zendesk Inc.(a)

    187       13,212  

Zillow Group Inc., Class C, NVS(a)

    154       5,016  
   

 

 

  
        4,272,816  
Machinery — 0.2%            

Cognex Corp.

     220       11,328  

Rockwell Automation Inc.

     44       7,567  

Roper Technologies Inc.

     32       10,783  
   

 

 

  
      29,678  
Media — 0.1%            

FactSet Research Systems Inc.

     55       13,944  
   

 

 

  
Office & Business Equipment — 0.2%            

Xerox Holdings Corp.(a)

    284       9,636  

Zebra Technologies Corp., Class A(a)

    88       20,933  
   

 

 

  
      30,569  
Real Estate — 0.0%            

Jones Lang LaSalle Inc.

     44       6,447  
   

 

 

  
Real Estate Investment Trusts — 0.5%            

Digital Realty Trust Inc.

     206       26,170  

Equinix Inc.

     68       38,541  

Iron Mountain Inc.

     297       9,742  
   

 

 

  
      74,453  
Retail — 0.1%            

Best Buy Co. Inc.

     154       11,062  
   

 

 

  
Semiconductors — 9.6%            

Advanced Micro Devices Inc.(a)

    2,103       71,355  

Analog Devices Inc.

     407       43,398  

Applied Materials Inc.

     1,042       56,539  

Broadcom Inc.

     569       166,632  

Cypress Semiconductor Corp.

     594       13,822  

Intel Corp.

     5,142       290,677  

KLA Corp.

     220       37,189  

Lam Research Corp.

     176       47,703  

Marvell Technology Group Ltd.

     1,440       35,121  

Maxim Integrated Products Inc.

     451       26,456  

Microchip Technology Inc.

     352       33,190  

Micron Technology Inc.(a)

    1,746       83,022  

Monolithic Power Systems Inc.

     66       9,895  

NVIDIA Corp.

     1,384       278,212  

ON Semiconductor Corp.(a)

    593       12,097  
Security   Shares     Value  
Semiconductors (continued)            

Qorvo Inc.(a)

    200     $ 16,172  

QUALCOMM Inc.

     1,702       136,909  

Silicon Laboratories Inc.(a)

    77       8,180  

Skyworks Solutions Inc.

     264       24,040  

Teradyne Inc.

     281       17,203  

Texas Instruments Inc.

     1,187       140,054  

Xilinx Inc.

     462       41,922  
   

 

 

  
          1,589,788  
Software — 30.7%            

ACI Worldwide Inc.(a)

    220       6,906  

Activision Blizzard Inc.

     781       43,759  

Adobe Inc.(a)

    1,078       299,609  

Akamai Technologies Inc.(a)

    330       28,545  

Alteryx Inc., Class A(a)

    166       15,189  

ANSYS Inc.(a)

    154       33,903  

Aspen Technology Inc.(a)

    110       12,662  

Autodesk Inc.(a)

    459       67,638  

Black Knight Inc.(a)

    154       9,887  

Blackbaud Inc.

     99       8,311  

Box Inc., Class A(a)

    297       5,025  

Broadridge Financial Solutions Inc.

     154       19,284  

Cadence Design Systems Inc.(a)

    539       35,224  

CDK Global Inc.

     209       10,563  

CERENCE Inc.(a)

    74       1,147  

Cerner Corp.

     319       21,411  

Citrix Systems Inc.

     308       33,529  

Cloudera Inc.(a)

    253       2,145  

CommVault Systems Inc.(a)

    99       4,917  

Cornerstone OnDemand Inc.(a)

    132       7,731  

Coupa Software Inc.(a)

    176       24,198  

Electronic Arts Inc.(a)

    407       39,235  

Everbridge Inc.(a)

    100       6,951  

Fair Isaac Corp.(a)

    55       16,722  

Fidelity National Information Services Inc.

     805       106,067  

Fiserv Inc.(a)

    1,037       110,067  

Five9 Inc.(a)

    163       9,048  

Guidewire Software Inc.(a)

    143       16,122  

HubSpot Inc.(a)

    77       11,943  

Intuit Inc.

     440       113,300  

j2 Global Inc.

     77       7,312  

Jack Henry & Associates Inc.

     132       18,686  

Manhattan Associates Inc.(a)

    143       10,718  

Microsoft Corp.

     18,483       2,649,908  

MongoDB Inc.(a)(b)

    108       13,799  

MSCI Inc.

     132       30,962  

New Relic Inc.(a)

    99       6,342  

Nuance Communications Inc.(a)

    594       9,694  

Oracle Corp.

     6,142       334,678  

Paychex Inc.

     504       42,155  

Paycom Software Inc.(a)

    99       20,941  

Pegasystems Inc.

     88       6,618  

Progress Software Corp.

     121       4,825  

PROS Holdings Inc.(a)

    124       6,354  

PTC Inc.(a)

    264       17,664  

RealPage Inc.(a)

    99       5,994  

salesforce.com Inc.(a)

    2,040       319,240  

ServiceNow Inc.(a)

    466       115,223  

Slack Technologies Inc., Class A, NVS(a)(b)

    559       12,298  

Smartsheet Inc., Class A(a)

    334       13,160  

Splunk Inc.(a)

    412       49,423  
 

 

 

2

Schedule of Investments  (unaudited) (continued)

October 31, 2019

   

iShares® Evolved U.S. Technology ETF

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  
Software (continued)            

SS&C Technologies Holdings Inc.

     286     $ 14,875  

Synopsys Inc.(a)

    308       41,811  

Take-Two Interactive Software Inc.(a)

    160       19,256  

Teradata Corp.(a)

    264       7,902  

Twilio Inc., Class A(a)(b)

    305       29,451  

Tyler Technologies Inc.(a)

    66       17,722  

Veeva Systems Inc., Class A(a)

    242       34,323  

Verint Systems Inc.(a)

    132       5,991  

VMware Inc., Class A

     176       27,856  

Workday Inc., Class A(a)

    420       68,107  

Zynga Inc., Class A(a)

    1,199       7,398  
   

 

 

  
      5,091,724  
Telecommunications — 3.5%            

Arista Networks Inc.(a)(b)

    132       32,283  

Ciena Corp.(a)

    264       9,800  

Cisco Systems Inc.

     9,855       468,211  

CommScope Holding Co. Inc.(a)(b)

    176       1,971  

Juniper Networks Inc.

     781       19,385  

LogMeIn Inc.

     110       7,225  

Motorola Solutions Inc.

     176       29,272  

Zayo Group Holdings Inc.(a)

    187       6,384  
   

 

 

  
      574,531  
Transportation — 0.1%            

Expeditors International of Washington Inc.

     143       10,431  

FedEx Corp.

     55       8,396  
   

 

 

  
      18,827  
   

 

 

  

Total Common Stocks — 99.5%
(Cost: $14,996,459)

 

       16,500,279  
   

 

 

  
Security   Shares     Value  

Short-Term Investments

 

Money Market Funds — 1.5%        

BlackRock Cash Funds: Institutional,
SL Agency Shares,
    2.00%(c)(d)(e)

    160,708     $ 160,788  

BlackRock Cash Funds: Treasury,
SL Agency Shares,
    1.74%(c)(d)

    92,000       92,000  
   

 

 

  
      252,788  
   

 

 

  

Total Short-Term Investments — 1.5%
(Cost: $252,779)

 

     252,788  
   

 

 

  

Total Investments in Securities — 101.0%
(Cost: $15,249,238)

 

     16,753,067  

Other Assets, Less Liabilities — (1.0)%

 

     (159,697 ) 
   

 

 

  

Net Assets — 100.0%

     $   16,593,370  
   

 

 

  

 

(a)

Non-income producing security.

(b)

All or a portion of this security is on loan.

(c)

Affiliate of the Fund.

(d)

Annualized 7-day yield as of period-end.

(e) 

All or a portion of this security was purchased with cash collateral received from loaned securities.

 

 

Affiliates

Investments in issuers considered to be affiliates of the Fund during the three months ended October 31, 2019, for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

 

  
Affiliated Issuer   

Shares

Held at

07/31/19

      Net Activity     

Shares

Held at

10/31/19

     

Value at

10/31/19

      Income     

Net Realized

Gain (Loss)

     

Change in

Unrealized

Appreciation

(Depreciation)

  

 

  

BlackRock Cash Funds: Institutional,
SL Agency Shares

      149,562        11,146        160,708      $ 160,788      $ 564 (a)     $ (113 )     $ —  

BlackRock Cash Funds: Treasury,
SL Agency Shares

      188,000        (96,000 )       92,000        92,000        674        —        —  
           

 

 

     

 

 

     

 

 

     

 

 

  
            $ 252,788      $ 1,238      $ (113 )     $ —  
           

 

 

     

 

 

     

 

 

     

 

 

  

 

  (a) 

Includes securities lending income earned from the reinvestment of cash collateral from loaned securities (excluding collateral investment fees), net of fees and other payments to and from borrowers of securities, and less fees paid to BTC as securities lending agent.

 

Fair Value Measurements

Various inputs are used in determining the fair value of financial instruments. For description of the input levels and information about the Fund’s policy regarding valuation of financial instruments, refer to a recently published shareholder report. Shareholder reports are available on the Fund’s website at iShares.com and on the U.S. Securities and Exchange Commission website at sec.gov.

 

 

3

Schedule of Investments  (unaudited) (continued)

October 31, 2019

   

iShares® Evolved U.S. Technology ETF

 

Fair Value Measurements (continued)

The following table summarizes the value of the Fund’s investments according to the fair value hierarchy as of October 31, 2019. The breakdown of the Fund’s investments into major categories is disclosed in the Schedule of Investments above.

 

                                                                           

 

  
     Level 1        Level 2        Level 3        Total  

 

  

Investments

                  

Assets

                  

Common Stocks

    $ 16,500,279        $ —        $ —        $ 16,500,279  

Money Market Funds

      252,788          —          —          252,788  
  

 

 

       

 

 

       

 

 

       

 

 

  
   $ 16,753,067        $ —        $ —        $ 16,753,067  
  

 

 

       

 

 

       

 

 

       

 

 

  

 

Portfolio Abbreviations — Equity
NVS    Non-Voting Shares

 

 

4