EX-99 2 item77010f3.txt iShares U.S. ETF Trust Transactions Effected Pursuant to Rule 10f-3 N-SAR Item 77(O) Series Issuer Date of Offering Date of Purchase Underwriter From Whom Purchased Affiliated Underwriter Aggregage Principal Amount of Offering Aggregate Principall Amount Purchased Purchase Price Per Share (USD) Total Commission Paid to Affiliate 10 Southern Power Company (2019) 11/10/16 11/10/16 MIZUHO SECURITIES USA INC. PNC $600,000,000 $90,000 $99.98 10 The Goldman Sachs Group, Inc. (2026) 11/10/16 11/10/16 GOLDMAN SACHS & CO. PNC $2,750,000,000 $75,000 $99.74 10 Morgan Stanley (2021) 11/14/16 11/14/16 MORGAN STANLEY & CO LLC PNC $3,250,000,000 $100,000 $99.49 10 Mastercard Incorporated (2026) 11/16/16 11/16/16 CITIGROUP GLOBAL MARKETS INC. PNC $750,000,000 $85,000 $99.82 10 Analog Devices, Inc. (2021) 11/30/16 11/30/16 CREDIT SUISSE SECURITIES (USA) LLC PNC $400,000,000 $60,000 $99.59 10 Analog Devices, Inc. (2026) 11/30/16 11/30/16 CREDIT SUISSE SECURITIES (USA) LLC PNC $900,000,000 $25,000 $99.37 10 Citigroup Inc. (2021) 12/01/16 12/01/16 CITIGROUP GLOBAL MARKETS INC. PNC $2,250,000,000 $300,000 $99.83 10 Tech Data Corporation (2022) 01/24/17 01/24/17 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED PNC $500,000,000 $110,000 $99.85 10 JPMorgan Chase & Co. (2028) 01/25/17 01/25/17 J.P. MORGAN SECURITIES LLC PNC $2,750,000,000 $100,000 $100.00 10 MPLX LP (2027) 02/07/17 02/07/17 CITIGROUP GLOBAL MARKETS INC. PNC $1,250,000,000 $35,000 $99.83 1 Morgan Stanley (2020) 02/14/17 02/14/17 MORGAN STANLEY & CO LLC PNC $3,000,000,000 $16,740,000 $100.00 1 Moody's Corporation (2018) 02/27/17 02/27/17 J.P. MORGAN SECURITIES LLC PNC $300,000,000 $8,000,000 $100.00 10 Moody's Corporation (2021) 02/27/17 02/27/17 BARCLAYS CAPITAL INC. PNC $500,000,000 $25,000 $99.69 10 Textron Inc. (2027) 02/27/17 02/27/17 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED PNC $350,000,000 $45,000 $99.87 10 McDonald's Corporation (2022) 03/06/17 03/06/17 WELLS FARGO SECURITIES LLC PNC $600,000,000 $200,000 $99.94 10 Olin Corporation (2027) 03/06/17 03/06/17 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED PNC $500,000,000 $100,000 $100.00 10 American Axle & Manufacturing, Inc. (2025) 03/09/17 03/09/17 J.P. MORGAN SECURITIES LLC PNC $700,000,000 $65,000 $100.00 10 Everett SpinCo, Inc. (DXC Technology Company) (2024) 03/13/17 03/13/17 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED PNC $500,000,000 $50,000 $99.52 10 CA, Inc. (2022) 03/15/17 03/15/17 J.P. MORGAN SECURITIES LLC PNC $500,000,000 $80,000 $99.91 10 Citigroup (2022) 04/18/17 04/18/17 CITIGROUP GLOBAL MARKETS INC. PNC $2,250,000,000 $200,000 $99.93 10 JPMorgan Chase &Co. (2023) 04/18/17 04/18/17 J.P. MORGAN SECURITIES LLC PNC $1,500,000,000 $150,000 $100.00 10 PepsiCo, Inc. (2022) 04/27/17 04/27/17 J.P. MORGAN SECURITIES LLC PNC $750,000,000 $300,000 $99.80