EX-99 2 ishartru.htm Unassociated Document
 
 
 

iShares Trust
                
Transactions Effected Pursuant to Rule 10f-3
                
N-SAR Item 77(O)
        
Aggregate
Aggregate
 Purchase
Total
       
Underwriter
  
Principal
Principal
 Price
Commission
   
Date of
Date of
From Whom
Affiliated
Amount
Amount
 Per Share
Paid to
Series
Issuer
Offering
Purchase
Purchased
Underwriter
of Offering
Purchased
 (USD)
Affiliate
10
The Goldman Sachs Group, Inc. (2025)
05/19/15
05/19/15
GOLDMAN SACHS & CO.
PNC
$2,250,000,000
$50,000
$99.68
  
                   
10
Ferrellgas, L.P. and Ferrellgas Finance Corp. (2023)
06/02/15
06/02/15
J.P. MORGAN SECURITIES LLC
PNC
$500,000,000
$35,000
$100.00
  
                   
10
Exelon Corporation (2017)
06/08/15
06/08/15
GOLDMAN SACHS & CO.
PNC
$550,000,000
$30,000
$99.93
  
                   
10
Reynolds American Inc. (2018)
06/09/15
06/09/15
J.P. MORGAN SECURITIES LLC
PNC
$1,250,000,000
$40,000
$99.98
  
                   
10
Reynolds American Inc. (2025)
06/09/15
06/09/15
J.P. MORGAN SECURITIES LLC
PNC
$2,500,000,000
$35,000
$99.70
  
                   
10
Occidental Petroleum Corporation (2025)
06/18/15
06/18/15
J.P. MORGAN SECURITIES LLC
PNC
$750,000,000
$60,000
$99.74
  
                   
10
Hill-Rom Holdings, Inc. (2023)
08/18/15
08/18/15
GOLDMAN SACHS & CO.
PNC
$425,000,000
$85,000
$100.00
  
                   
10
Automatic Data Processing, Inc. (2025)
09/08/15
09/08/15
J.P. MORGAN SECURITIES LLC
PNC
$1,000,000,000
$35,000
$99.89
  
                   
10
St. Jude Medical, Inc. (2018)
09/14/15
09/14/15
MERRILL LYNCH, PIERCE, FENNER & SMI
PNC
$500,000,000
$35,000
$99.76
  
                   
10
Sysco Corporation (2020)
09/23/15
09/23/15
GOLDMAN SACHS & CO.
PNC
$750,000,000
$40,000
$99.81
  
                   
10
Sysco Corporation (2025)
09/23/15
09/23/15
J.P. MORGAN SECURITIES LLC
PNC
$750,000,000
$30,000
$100.00
  
                   
10
Block Financial LLC (2020)
09/25/15
09/25/15
J.P. MORGAN SECURITIES LLC
PNC
$650,000,000
$150,000
$99.67
  
                   
1
PepsiCo, Inc. (2017)
10/08/15
10/08/15
MERRILL LYNCH, PIERCE, FENNER & SMI
PNC
$700,000,000
$8,500,000
$100.00
  
                   
10
Newell Rubbermaid Inc. (2018)
10/14/15
10/14/15
CREDIT SUISSE SECURITIES (USA) LLC
PNC
$300,000,000
$50,000
$100.00
  
                   
10
Newell Rubbermaid Inc. (2025)
10/14/15
10/14/15
CREDIT SUISSE SECURITIES (USA) LLC
PNC
$300,000,000
$30,000
$99.69
  
                   
10
The Goldman Sachs Group, Inc. (2020)
10/16/15
10/16/15
GOLDMAN SACHS & CO.
PNC
$750,000,000
$30,000
$100.34
  
                   
10
Stryker Corporation (2025)
10/26/15
10/26/15
GOLDMAN SACHS & CO.
PNC
$750,000,000
$65,000
$99.99
  
                   
10
First Data Corporation (2023)
10/29/15
10/29/15
MERRILL LYNCH, PIERCE, FENNER & SMI
PNC
$3,400,000,000
$80,000
$100