iShares U.S. ETF Trust
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Transactions Effected Pursuant to Rule 10f-3
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N-SAR Item 77(O)
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Aggregate
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Aggregate
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Purchase
|
Total
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|||||
Underwriter
|
Principal
|
Principal
|
Price
|
Commission
|
|||||
Date of
|
Date of
|
From Whom
|
Affiliated
|
Amount
|
Amount
|
Per Share
|
Paid to
|
||
Series
|
Issuer
|
Offering
|
Purchase
|
Purchased
|
Underwriter
|
of Offering
|
Purchased
|
(USD)
|
Affiliate
|
1
|
Deutsche Bank AG, London Branch (2018)
|
02/10/15
|
02/10/15
|
Deutsche Bank Securities Inc.
|
PNC
|
$500,000,000
|
$3,000,000
|
$ 100.00
|
|
1
|
Actavis Funding SCS (2016)
|
03/03/15
|
03/03/15
|
J.P. Morgan Securities LLC
|
PNC
|
$500,000,000
|
$4,000,000
|
$ 100.00
|
|
10
|
Actavis Funding SCS (2018)
|
03/03/15
|
03/03/15
|
J.P. Morgan Securities LLC
|
PNC
|
$3,000,000,000
|
$150,000
|
$ 99.95
|
|
10
|
Actavis Funding SCS (2020)
|
03/03/15
|
03/03/15
|
J.P. Morgan Securities LLC
|
PNC
|
$3,500,000,000
|
$85,000
|
$ 100.00
|
|
10
|
Actavis Funding SCS (2022)
|
03/03/15
|
03/03/15
|
J.P. Morgan Securities LLC
|
PNC
|
$3,000,000,000
|
$65,000
|
$ 99.86
|
|
10
|
Actavis Funding SCS (2025)
|
03/03/15
|
03/03/15
|
J.P. Morgan Securities LLC
|
PNC
|
$4,000,000,000
|
$25,000
|
$ 99.65
|
|
10
|
Peabody Energy Corporation (2022)
|
03/05/15
|
03/05/15
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
PNC
|
$1,000,000,000
|
$70,000
|
$ 97.57
|
|
10
|
Barclays PLC (2018)
|
03/09/15
|
03/09/15
|
Barclays Capital Inc.
|
PNC
|
$1,000,000,000
|
$200,000
|
$ 99.99
|
|
10
|
Valero Energy Corporation (2025)
|
03/10/15
|
03/10/15
|
Citigroup Global Markets Inc.
|
PNC
|
$600,000,000
|
$85,000
|
$ 99.71
|
|
10
|
Zimmer Holdings, Inc. (2017)
|
03/10/15
|
03/10/15
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
PNC
|
$500,000,000
|
$55,000
|
$ 99.94
|
|
10
|
Zimmer Holdings, Inc. (2018)
|
03/10/15
|
03/10/15
|
Credit Suisse Securities (USA) LLC
|
PNC
|
$1,150,000,000
|
$35,000
|
$ 99.93
|
|
10
|
Zimmer Holdings, Inc. (2020)
|
03/10/15
|
03/10/15
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
PNC
|
$1,500,000,000
|
$80,000
|
$ 99.95
|
|
10
|
The J. M. Smucker Company (2018)
|
03/12/15
|
03/12/15
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
PNC
|
$500,000,000
|
$125,000
|
$ 99.85
|
|
10
|
The J. M. Smucker Company (2022)
|
03/12/15
|
03/12/15
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
PNC
|
$400,000,000
|
$90,000
|
$ 99.56
|
|
10
|
The J. M. Smucker Company (2025)
|
03/12/15
|
03/12/15
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
PNC
|
$1,000,000,000
|
$80,000
|
$ 99.98
|
|
10
|
AutoZone, Inc. (2021)
|
04/20/15
|
04/20/15
|
U.S. Bancorp Investments, Inc.
|
PNC
|
$250,000,000
|
$130,000
|
$ 99.96
|