Unassociated Document

0000897436-13-000902.txt : 20131230 0000897436-13-000902.hdr.sgml : 20131230 20131230135732 ACCESSION NUMBER: 0000897436-13-000902 CONFORMED SUBMISSION TYPE: NSAR-B/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20131031 FILED AS OF DATE: 20131230 DATE AS OF CHANGE: 20131230 EFFECTIVENESS DATE: 20131230 FILER: COMPANY DATA: COMPANY CONFORMED NAME: iShares U.S. ETF Trust CENTRAL INDEX KEY: 0001524513 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-22649 FILM NUMBER: 131302468 BUSINESS ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 670-2000 MAIL ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105

0001524513 S000037042 iShares Short Maturity Bond ETF

C000113876 iShares Short Maturity Bond ETF NEAR

NSAR-B/A 1 answer.fil PAGE 1 000 B000000 10/31/2013 000 C000000 0001524513 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 ISHARES US ETF TRUST 001 B000000 811-22649 001 C000000 4156707805 002 A000000 200 CLARENDON STREET 002 B000000 BOSTON 002 C000000 MA 002 D010000 02116 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 3 007 C010100 1 007 C020100 ISHARES SHORT MATURITY BOND ETF 007 C030100 N 008 A000101 BLACKROCK FUND ADVISORS 008 B000101 A 008 C000101 801-22609 008 D010101 SAN FRANCISCO 008 D020101 CA 008 D030101 94105 008 D040101 2204 010 A000101 STATE STREET BANK AND TRUST COMPANY 010 B000101 85-11329 010 C010101 BOSTON 010 C020101 MA 010 C030101 02110 011 A000101 BLACKROCK INVESTMENTS LLC 011 B000101 8-48436 011 C010101 New York 011 C020101 NY 011 C030101 10022 012 A000101 STATE STREET BANK AND TRUST COMPANY 012 B000101 85-11329 012 C010101 BOSTON 012 C020101 MA 012 C030101 02116 013 A000101 PRICEWATERHOUSECOOPERS LLP 013 B010101 SAN FRANCISCO 013 B020101 CA 013 B030101 94111 PAGE 2 013 B040101 4004 014 A000101 BLACKROCK CAPITAL MARKETS LLC 014 B000101 8-67827 014 A000102 BLACKROCK EXECUTION SERVICES 014 B000102 8-48719 014 A000103 BLACKROCK INVESTMENTS LLC 014 B000103 8-48436 014 A000104 HARRIS WILLIAMS LLC 014 B000104 8-53380 014 A000105 PNC CAPITAL MARKETS LLC 014 B000105 8-32493 014 A000106 PNC INVESTMENTS LLC 014 B000106 8-66195 015 A000101 STATE STREET BANK & TRUST COMPANY 015 B000101 C 015 C010101 BOSTON 015 C020101 MA 015 C030101 02110 015 E010101 X 018 000100 Y 019 A000100 Y 019 B000100 300 019 C000100 BLKISHARES 021 000000 0 022 A000001 PERSHING LLC 022 B000001 13-2741729 022 C000001 11188 022 D000001 0 022 A000002 MIZUHO SECURITIES USA INC 022 B000002 36-2880742 022 C000002 10609 022 D000002 250 022 A000003 MERRILL LYNCH PIERCE FENNER & SMITH INC 022 B000003 13-5674085 022 C000003 9301 022 D000003 0 022 A000004 JP MORGAN SECURITIES INC 022 C000004 8480 022 D000004 0 022 A000005 BARCLAYS CAPITAL INC 022 B000005 13-3297824 022 C000005 7477 022 D000005 0 022 A000006 CREDIT SUISSE SECURITIES (USA) LLC 022 B000006 05-0546650 022 C000006 6161 022 D000006 0 022 A000007 WELLS FARGO SECURITIES LLC 022 C000007 5868 022 D000007 0 022 A000008 DEUTSCHE BANK SECURITIES INC PAGE 3 022 B000008 13-2730828 022 C000008 5621 022 D000008 100 022 A000009 JP MORGAN CLEARING CORP 022 B000009 13-3604093 022 C000009 4969 022 D000009 0 022 A000010 MORGAN STANLEY & CO LLC 022 C000010 4407 022 D000010 0 023 C000000 98496 023 D000000 604 024 000100 Y 025 A000101 JPMORGAN CHASE & CO 025 B000101 13-2624428 025 C000101 E 025 D000101 2067 025 A000102 BANK OF AMERICA CORP 025 B000102 56-0906609 025 C000102 E 025 D000102 1759 025 A000103 WELLS FARGO & CO 025 C000103 E 025 D000103 1575 025 A000104 MORGAN STANLEY 025 B000104 36-3145972 025 C000104 E 025 D000104 1529 025 A000105 BARCLAYS BANK PLC 025 C000105 E 025 D000105 522 026 A000000 N 026 B000000 N 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010100 0 028 A020100 0 028 A030100 0 028 A040100 0 028 B010100 0 028 B020100 0 028 B030100 0 028 B040100 0 028 C010100 0 028 C020100 0 PAGE 4 028 C030100 0 028 C040100 0 028 D010100 0 028 D020100 0 028 D030100 0 028 D040100 0 028 E010100 10003 028 E020100 0 028 E030100 0 028 E040100 0 028 F010100 92583 028 F020100 0 028 F030100 0 028 F040100 0 028 G010100 102586 028 G020100 0 028 G030100 0 028 G040100 0 028 H000100 0 029 000100 N 030 A000100 0 030 B000100 0.00 030 C000100 0.00 031 A000100 0 031 B000100 0 032 000100 0 033 000100 0 034 000100 N 035 000100 0 036 B000100 0 037 000100 Y 038 000100 0 039 000100 N 040 000100 N 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 0 044 000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.250 048 A010100 0 048 A020100 0.000 048 B010100 0 PAGE 5 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 N 054 A000100 Y 054 B000100 Y 054 C000100 Y 054 D000100 Y 054 E000100 Y 054 F000100 Y 054 G000100 Y 054 H000100 Y 054 I000100 Y 054 J000100 N 054 K000100 Y 054 L000100 Y 054 M000100 Y 054 N000100 Y 054 O000100 Y 055 A000100 N 055 B000100 N 056 000100 N 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 N 060 B000100 N 061 000100 2503500 062 A000100 Y 062 B000100 0.0 062 C000100 0.0 PAGE 6 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 1.2 062 N000100 0.0 062 O000100 1.4 062 P000100 64.1 062 Q000100 31.3 062 R000100 1.8 063 A000100 0 063 B000100 1.6 066 A000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 Y 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 Y 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 N 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y PAGE 7 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 Y 070 Q020100 N 070 R010100 Y 070 R020100 N 071 A000100 92479 071 B000100 790 071 C000100 35441 071 D000100 2 072 A000100 2 072 B000100 51 072 C000100 0 072 D000100 0 072 E000100 0 072 F000100 15 072 G000100 0 072 H000100 0 072 I000100 0 072 J000100 0 072 K000100 0 072 L000100 0 072 M000100 0 072 N000100 0 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 0 072 S000100 0 072 T000100 0 072 U000100 0 072 V000100 0 072 W000100 0 072 X000100 15 072 Y000100 0 072 Z000100 26 072AA000100 7 072BB000100 8 072CC010100 22 072CC020100 0 072DD010100 0 072DD020100 0 072EE000100 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 0 074 C000100 0 PAGE 8 074 D000100 100585 074 E000100 0 074 F000100 0 074 G000100 0 074 H000100 0 074 I000100 1893 074 J000100 0 074 K000100 0 074 L000100 716 074 M000100 0 074 N000100 103194 074 O000100 545 074 P000100 15 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 0 074 S000100 0 074 T000100 102634 074 U010100 2050 074 U020100 0 074 V010100 50.07 074 V020100 0.00 074 W000100 0.0000 074 X000100 25 074 Y000100 0 075 A000100 0 075 B000100 10276 076 000100 0.00 077 A000000 Y 077 B000000 Y 077 O000000 Y 078 000000 N 080 A000100 Federal Insurance Co 080 C000100 6100 081 A000100 Y 081 B000100 300 082 A000100 N 082 B000100 0 083 A000100 N 083 B000100 0 084 A000100 N 084 B000100 0 085 A000100 Y 085 B000100 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 PAGE 9 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE NANCY YIM TITLE VICE PRESIDENT EX-99 2 etftrust77010f3.htm Unassociated Document

U.S. ETF Trust
Transactions Effected Pursuant to Rule 10f-3
N-SAR Item 77(O)						Aggregate	Aggregate	Purchase	Total
				Underwriter		Principal	Principal	Price	Commission
		Date of	Date of	From Whom	Affiliated	Amount	Amount	Per Share	Paid to
Series	Issuer	Offering	Purchase	Purchased	Underwriter	of Offering	Purchased	(USD)	Affiliate
1	Southern California Edison Company (2014)	09/25/13	09/25/13	Barclays Capital, Inc.	PNC	$200,000,000	$250,000	$100.00	-

EX-99 3 isharetf.htm Unassociated Document

Report of Independent Registered Public Accounting Firm

To the Board of Trustees and Shareholders

of iShares U.S. ETF Trust,

In planning and performing our audit of the financial statements of iShares Short Maturity Bond ETF, (hereafter referred to as the "Fund") as of and for the year ended October 31, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Fund's internal control over financial reporting.

The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund’s assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Fund’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund's internal control over financial reporting and their operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 2013.

This report is intended solely for the information and use of management and the Board of Trustees of the Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ PricewaterhouseCoopers LLP

San Francisco, California

December 20, 2013