The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACCELERATE DIAGNOSTICS INC | NOTE 2.500% 3/1 | 00430HAB8 | 16,214 | 22,235,000 | PRN | SOLE | 22,235,000 | 0 | 0 | ||
| ALTIMETER GROWTH CORP 2 | COM CL A | G0371B109 | 4,930 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| ARCLIGHT CLEAN TRANSITION II | *W EXP 03/16/202 | G0R21B112 | 175 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
| ARCTOS NORTHSTAR ACQUIS CORP | *W EXP 99/99/999 | G0477L126 | 76 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| BENEFITFOCUS INC | COM | 08180D106 | 35,253 | 3,307,081 | SH | SOLE | 3,307,081 | 0 | 0 | ||
| BLEND LABS INC | CL A | 09352U108 | 44,591 | 6,075,000 | SH | SOLE | 6,075,000 | 0 | 0 | ||
| CATALYST PARTNRS ACQUISITN C | *W EXP 05/12/202 | G19550121 | 86 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| CAZOO GROUP LTD | *W EXP 08/26/202 | G2007L113 | 675 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
| CLASS ACCELERATION CORP | *W EXP 03/31/202 | 18274B114 | 223 | 438,200 | SH | SOLE | 438,200 | 0 | 0 | ||
| CRUCIBLE ACQUISITION CORP | *W EXP 12/26/202 | 22877P116 | 234 | 329,623 | SH | SOLE | 329,623 | 0 | 0 | ||
| DAVE & BUSTERS ENTMT INC | COM | 238337109 | 13,325 | 347,000 | SH | SOLE | 347,000 | 0 | 0 | ||
| DRAGONEER GROWTH OPT CORP II | CL A SHS | G28315102 | 9,770 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| EVERBRIDGE INC | NOTE 0.125%12/1 | 29978AAC8 | 14,663 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
| FIGURE ACQUISITION CORP I | *W EXP 03/31/202 | 302438114 | 131 | 112,500 | SH | SOLE | 112,500 | 0 | 0 | ||
| FIRST ADVANTAGE CORP NEW | COM | 31846B108 | 23,800 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
| FLUIDIGM CORP DEL | COM | 34385P108 | 29,189 | 7,446,229 | SH | SOLE | 7,446,229 | 0 | 0 | ||
| FLUIDIGM CORP DEL | NOTE 5.250%12/0 | 34385PAF5 | 43,634 | 28,133,000 | PRN | SOLE | 28,133,000 | 0 | 0 | ||
| GOLDEN ENTMT INC | COM | 381013101 | 26,816 | 530,691 | SH | SOLE | 530,691 | 0 | 0 | ||
| HIRERIGHT HOLDINGS CORPORATI | COM | 433537107 | 49,545 | 3,096,533 | SH | SOLE | 3,096,533 | 0 | 0 | ||
| HOLLEY INC | COM | 43538H103 | 28,425 | 2,188,188 | SH | SOLE | 2,188,188 | 0 | 0 | ||
| HOLLEY INC | *W EXP 11/30/202 | 43538H111 | 2,643 | 669,159 | SH | SOLE | 669,159 | 0 | 0 | ||
| INDEPENDENCE HOLDINGS CORP | *W EXP 03/31/202 | G4761A127 | 107 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
| INSTRUCTURE HLDGS INC | COM | 457790103 | 44,019 | 1,835,668 | SH | SOLE | 1,835,668 | 0 | 0 | ||
| INTEGRAL AD SCIENCE HLDNG CO | COM | 45828L108 | 26,392 | 1,188,298 | SH | SOLE | 1,188,298 | 0 | 0 | ||
| IRONSOURCE LTD | CL A ORD SHS | M5R75Y101 | 71,582 | 9,248,263 | SH | SOLE | 9,248,263 | 0 | 0 | ||
| MARKFORGED HOLDING CORPORATI | *W EXP 07/14/202 | 57064N110 | 21 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| MCAFEE CORP | COM CL A | 579063108 | 45,766 | 1,774,550 | SH | SOLE | 1,774,550 | 0 | 0 | ||
| MERIDIANLINK INC | COMMON STOCK | 58985J105 | 6,474 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| OFFERPAD SOLUTIONS INC | *W EXP 10/16/202 | 67623L117 | 285 | 266,667 | SH | SOLE | 266,667 | 0 | 0 | ||
| ON24 INC | COM | 68339B104 | 60,725 | 3,500,000 | SH | SOLE | 3,500,000 | 0 | 0 | ||
| OWL ROCK CAPITAL CORPORATION | COM | 69121K104 | 27,056 | 1,910,718 | SH | SOLE | 1,910,718 | 0 | 0 | ||
| PATHFINDER ACQUISITION CORP | *W EXP 02/19/202 | G04119122 | 75 | 125,265 | SH | SOLE | 125,265 | 0 | 0 | ||
| PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 | 216 | 333,334 | SH | SOLE | 333,334 | 0 | 0 | ||
| PORTMAN RIDGE FIN CORP | COM NEW | 73688F201 | 1,570 | 63,403 | SH | SOLE | 63,403 | 0 | 0 | ||
| SNAP ONE HOLDINGS CORP | COM | 83303Y105 | 64,695 | 3,069,000 | SH | SOLE | 3,069,000 | 0 | 0 | ||
| SPARTAN ACQUISITION CORP III | *W EXP 02/04/202 | 84677R114 | 108 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 12,828 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
| SPLUNK INC | NOTE 1.125% 9/1 | 848637AD6 | 45,895 | 41,500,000 | PRN | SOLE | 41,500,000 | 0 | 0 | ||
| SPRINKLR INC | CL A | 85208T107 | 32,441 | 2,044,172 | SH | SOLE | 2,044,172 | 0 | 0 | ||
| STAGWELL INC | COM CL A | 85256A109 | 32,341 | 3,730,201 | SH | SOLE | 3,730,201 | 0 | 0 | ||
| SUPERNOVA PARTNERS ACQUISTN | *W EXP 99/99/999 | G8T86C121 | 148 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
| TABULA RASA HEALTHCARE INC | NOTE 1.750% 2/1 | 873379AA9 | 46,883 | 56,691,000 | PRN | SOLE | 56,691,000 | 0 | 0 | ||
| TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 27,813 | 25,500,000 | PRN | SOLE | 25,500,000 | 0 | 0 | ||
| VONAGE HLDGS CORP | NOTE 1.750% 6/0 | 92886TAJ1 | 40,332 | 30,175,000 | PRN | SOLE | 30,175,000 | 0 | 0 | ||
| VPC IMPACT ACQU HOLDI III IN | *W EXP 09/03/202 | 91835J116 | 133 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| VPC IMPACT ACQUISITION HLDG | *W EXP 03/05/202 | G9460L118 | 124 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| WARBURG PINCUS CAPTAL CORP I | *W EXP 99/99/999 | G9461D115 | 99 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| WARBURG PINCUS CAPTAL CORP I | *W EXP 99/99/999 | G9460M124 | 100 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||