The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACTUA CORP | COM | 005094107 | 3,765 | 246,058 | SH | SOLE | 246,058 | 0 | 0 | ||
| ADVISORY BRD CO | COM | 00762W107 | 5,363 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
| ALTABA INC | COM | 021346101 | 133,102 | 2,009,387 | SH | SOLE | 2,009,387 | 0 | 0 | ||
| ATLANTICA YIELD PLC | SHS | G0751N103 | 25,236 | 1,280,993 | SH | SOLE | 1,280,993 | 0 | 0 | ||
| CLIPPER RLTY INC | COM | 18885T306 | 18,352 | 1,713,551 | SH | SOLE | 1,713,551 | 0 | 0 | ||
| CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 21,012 | 517,407 | SH | SOLE | 517,407 | 0 | 0 | ||
| DELTIC TIMBER CORP | COM | 247850100 | 23,426 | 264,906 | SH | SOLE | 264,906 | 0 | 0 | ||
| EVERI HLDGS INC | COM | 30034T103 | 11,243 | 1,481,234 | SH | SOLE | 1,481,234 | 0 | 0 | ||
| FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 7,748 | 10,650,000 | PRN | SOLE | 10,650,000 | 0 | 0 | ||
| GENERAL CABLE CORP DEL NEW | FRNT 4.500%11/1 | 369300AL2 | 20,776 | 23,326,000 | PRN | SOLE | 23,326,000 | 0 | 0 | ||
| GIGAMON INC | COM | 37518B102 | 20,831 | 494,211 | SH | SOLE | 494,211 | 0 | 0 | ||
| GNC HLDGS INC | NOTE 1.500% 8/1 | 36191GAB3 | 22,442 | 30,500,000 | PRN | SOLE | 30,500,000 | 0 | 0 | ||
| HAIN CELESTIAL GROUP INC | COM | 405217100 | 18,246 | 443,400 | SH | SOLE | 443,400 | 0 | 0 | ||
| HRG GROUP INC | COM | 40434J100 | 70,294 | 4,503,167 | SH | SOLE | 4,503,167 | 0 | 0 | ||
| ILG INC | COM | 44967H101 | 16,381 | 612,822 | SH | SOLE | 612,822 | 0 | 0 | ||
| IMPERVA INC | COM | 45321L100 | 4,104 | 94,572 | SH | SOLE | 94,572 | 0 | 0 | ||
| NEW YORK REIT INC | COM | 64976L109 | 54,232 | 6,908,479 | SH | SOLE | 6,908,479 | 0 | 0 | ||
| SEAWORLD ENTMT INC | COM | 81282V100 | 9,872 | 760,000 | SH | SOLE | 760,000 | 0 | 0 | ||
| SYNCHRONOSS TECHNOLOGIES INC | NOTE 0.750% 8/1 | 87157BAA1 | 48,515 | 57,543,000 | PRN | SOLE | 57,543,000 | 0 | 0 | ||
| TPG PACE HLDGS CORP | CL A | G89827128 | 14,813 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
| TPG PACE HLDGS CORP | *W EXP 99/99/999 | G89827110 | 800 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| TPG RE FIN TR INC | COM | 87266M107 | 14,333 | 725,000 | SH | SOLE | 725,000 | 0 | 0 | ||
| WIDEOPENWEST INC | COM | 96758W101 | 29,153 | 1,933,202 | SH | SOLE | 1,933,202 | 0 | 0 | ||