The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Goldman Sachs BDC Inc. | SHS | 38147U107 | 13,473 | 652,139 | SH | SOLE | 652,139 | 0 | 0 | ||
| Imperial Holdings, Inc. | COM | 452834104 | 14,643 | 2,100,876 | SH | SOLE | 2,100,876 | 0 | 0 | ||
| OHA Investment Corp. | COM | 67091U102 | 3,226 | 612,125 | SH | SOLE | 612,125 | 0 | 0 | ||
| State National Companies Inc. | COM | 85711T305 | 23,139 | 2,325,506 | SH | SOLE | 2,325,506 | 0 | 0 | ||
| SunCoke Energy, Inc. | COM | 86722A103 | 10,434 | 698,383 | SH | SOLE | 698,383 | 0 | 0 | ||
| Unwired Planet, Inc. | COM | 91531F103 | 6,901 | 12,068,780 | SH | SOLE | 12,068,780 | 0 | 0 | ||
| Yahoo Inc. | COM | 984332106 | 56,406 | 1,269,400 | SH | SOLE | 1,269,400 | 0 | 0 | ||
| Herbalife Ltd. | NOTE 2.000% 8/15/19 | 42703MAB9 | 27,844 | 33,742,000 | PRN | SOLE | 33,742,000 | 0 | 0 | ||
| Imperial Holdings, Inc. | NOTE 8.500% 2/15/19 | 452834AE4 | 37,671 | 30,550,000 | PRN | SOLE | 30,550,000 | 0 | 0 | ||
| Titan Machinery Inc. | NOTE 3.750% 5/01/19 | 88830RAB7 | 12,041 | 17,000,000 | PRN | SOLE | 17,000,000 | 0 | 0 | ||