0001209191-22-054630.txt : 20221026 0001209191-22-054630.hdr.sgml : 20221026 20221026162234 ACCESSION NUMBER: 0001209191-22-054630 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220921 FILED AS OF DATE: 20221026 DATE AS OF CHANGE: 20221026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Briley Christopher Pickett CENTRAL INDEX KEY: 0001771350 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35355 FILM NUMBER: 221333488 MAIL ADDRESS: STREET 1: 2050 STELCHEST DRIVE CITY: WESTMINSTER STATE: MD ZIP: 21157 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Manning & Napier, Inc. CENTRAL INDEX KEY: 0001524223 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 452609100 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 290 WOODCLIFF DRIVE CITY: FAIRPORT STATE: NY ZIP: 14450 BUSINESS PHONE: (585) 325-6880 MAIL ADDRESS: STREET 1: 290 WOODCLIFF DRIVE CITY: FAIRPORT STATE: NY ZIP: 14450 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-09-21 1 0001524223 Manning & Napier, Inc. MN 0001771350 Briley Christopher Pickett C/O MANNING & NAPIER, INC. 290 WOODCLIFF DRIVE FAIRPORT NY 14450 0 1 0 0 See Remarks Class A Common Stock, par value $0.01 2022-09-21 5 G 0 E 500 0.00 D 120984 D Class A Common Stock, par value $0.01 2022-09-26 5 G 0 E 500 0.00 D 120484 D Class A Common Stock, par value $0.01 2022-09-26 5 G 0 E 1000 0.00 D 119484 D Class A Common Stock, par value $0.01 2022-10-21 4 D 0 12211 D 107273 D Class A Common Stock, par value $0.01 2022-10-21 4 D 0 107273 12.85 D 0 D Disposed of pursuant to the merger agreement ("Merger Agreement") between the issuer, Callodine Midco, Inc., Callodine MN Holdings, Inc. ("TopCo"), and their respective affiliates in exchange for shares of TopCo as determined according to the rollover agreement between TopCo and the reporting person dated October 20, 2022. Includes 18,880 shares of common stock of the issuer for which cash consideration was received. Also includes 88,393 restricted stock units that were convertible into the common stock of the issuer on a one-for-one basis, which were cancelled and replaced with an award of restricted stock units of TopCo. Price reflects per share consideration paid pursuant to the Merger Agreement. Chief Technology Officer, Manning & Napier Advisors, LLC /s/ Sarah C. Turner 2022-10-26