0001209191-22-054630.txt : 20221026
0001209191-22-054630.hdr.sgml : 20221026
20221026162234
ACCESSION NUMBER: 0001209191-22-054630
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220921
FILED AS OF DATE: 20221026
DATE AS OF CHANGE: 20221026
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Briley Christopher Pickett
CENTRAL INDEX KEY: 0001771350
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35355
FILM NUMBER: 221333488
MAIL ADDRESS:
STREET 1: 2050 STELCHEST DRIVE
CITY: WESTMINSTER
STATE: MD
ZIP: 21157
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Manning & Napier, Inc.
CENTRAL INDEX KEY: 0001524223
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 452609100
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 290 WOODCLIFF DRIVE
CITY: FAIRPORT
STATE: NY
ZIP: 14450
BUSINESS PHONE: (585) 325-6880
MAIL ADDRESS:
STREET 1: 290 WOODCLIFF DRIVE
CITY: FAIRPORT
STATE: NY
ZIP: 14450
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-09-21
1
0001524223
Manning & Napier, Inc.
MN
0001771350
Briley Christopher Pickett
C/O MANNING & NAPIER, INC.
290 WOODCLIFF DRIVE
FAIRPORT
NY
14450
0
1
0
0
See Remarks
Class A Common Stock, par value $0.01
2022-09-21
5
G
0
E
500
0.00
D
120984
D
Class A Common Stock, par value $0.01
2022-09-26
5
G
0
E
500
0.00
D
120484
D
Class A Common Stock, par value $0.01
2022-09-26
5
G
0
E
1000
0.00
D
119484
D
Class A Common Stock, par value $0.01
2022-10-21
4
D
0
12211
D
107273
D
Class A Common Stock, par value $0.01
2022-10-21
4
D
0
107273
12.85
D
0
D
Disposed of pursuant to the merger agreement ("Merger Agreement") between the issuer, Callodine Midco, Inc., Callodine MN Holdings, Inc. ("TopCo"), and their respective affiliates in exchange for shares of TopCo as determined according to the rollover agreement between TopCo and the reporting person dated October 20, 2022.
Includes 18,880 shares of common stock of the issuer for which cash consideration was received. Also includes 88,393 restricted stock units that were convertible into the common stock of the issuer on a one-for-one basis, which were cancelled and replaced with an award of restricted stock units of TopCo.
Price reflects per share consideration paid pursuant to the Merger Agreement.
Chief Technology Officer, Manning & Napier Advisors, LLC
/s/ Sarah C. Turner
2022-10-26