0001209191-21-068310.txt : 20211207
0001209191-21-068310.hdr.sgml : 20211207
20211207162046
ACCESSION NUMBER: 0001209191-21-068310
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211203
FILED AS OF DATE: 20211207
DATE AS OF CHANGE: 20211207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Battaglia Paul John Jr.
CENTRAL INDEX KEY: 0001735954
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35355
FILM NUMBER: 211476205
MAIL ADDRESS:
STREET 1: 301 FRANLEE LANE
CITY: VICTOR
STATE: NY
ZIP: 14564
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Manning & Napier, Inc.
CENTRAL INDEX KEY: 0001524223
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 452609100
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 290 WOODCLIFF DRIVE
CITY: FAIRPORT
STATE: NY
ZIP: 14450
BUSINESS PHONE: (585) 325-6880
MAIL ADDRESS:
STREET 1: 290 WOODCLIFF DRIVE
CITY: FAIRPORT
STATE: NY
ZIP: 14450
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-12-03
0
0001524223
Manning & Napier, Inc.
MN
0001735954
Battaglia Paul John Jr.
C/O MANNING & NAPIER, INC.
290 WOODCLIFF DRIVE
FAIRPORT
NY
14450
0
1
0
0
Chief Financial Officer
Class A Common Stock, par value $0.01
2021-12-03
4
F
0
2611
8.45
D
153441
D
Includes 137,943 restricted stock units that will convert to common stock on a one-for-one basis. The restricted stock units are subject to time vesting, with 8,170 of such restricted stock units vesting on each of February 1, 2023, February 1, 2024, February 1, 2025 and February 1, 2026, 26,316 of such restricted stock units vesting on each of February 3, 2022, February 3, 2023, February 3, 2024, and 26,315 of such restricted stock units vesting on February 3, 2025.
/s/ Sarah C. Turner, attorney in fact
2021-12-07