0001209191-21-068310.txt : 20211207 0001209191-21-068310.hdr.sgml : 20211207 20211207162046 ACCESSION NUMBER: 0001209191-21-068310 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211203 FILED AS OF DATE: 20211207 DATE AS OF CHANGE: 20211207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Battaglia Paul John Jr. CENTRAL INDEX KEY: 0001735954 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35355 FILM NUMBER: 211476205 MAIL ADDRESS: STREET 1: 301 FRANLEE LANE CITY: VICTOR STATE: NY ZIP: 14564 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Manning & Napier, Inc. CENTRAL INDEX KEY: 0001524223 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 452609100 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 290 WOODCLIFF DRIVE CITY: FAIRPORT STATE: NY ZIP: 14450 BUSINESS PHONE: (585) 325-6880 MAIL ADDRESS: STREET 1: 290 WOODCLIFF DRIVE CITY: FAIRPORT STATE: NY ZIP: 14450 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-03 0 0001524223 Manning & Napier, Inc. MN 0001735954 Battaglia Paul John Jr. C/O MANNING & NAPIER, INC. 290 WOODCLIFF DRIVE FAIRPORT NY 14450 0 1 0 0 Chief Financial Officer Class A Common Stock, par value $0.01 2021-12-03 4 F 0 2611 8.45 D 153441 D Includes 137,943 restricted stock units that will convert to common stock on a one-for-one basis. The restricted stock units are subject to time vesting, with 8,170 of such restricted stock units vesting on each of February 1, 2023, February 1, 2024, February 1, 2025 and February 1, 2026, 26,316 of such restricted stock units vesting on each of February 3, 2022, February 3, 2023, February 3, 2024, and 26,315 of such restricted stock units vesting on February 3, 2025. /s/ Sarah C. Turner, attorney in fact 2021-12-07