0001209191-21-068307.txt : 20211207 0001209191-21-068307.hdr.sgml : 20211207 20211207161834 ACCESSION NUMBER: 0001209191-21-068307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211203 FILED AS OF DATE: 20211207 DATE AS OF CHANGE: 20211207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGreevy Aaron Thomas CENTRAL INDEX KEY: 0001770597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35355 FILM NUMBER: 211476175 MAIL ADDRESS: STREET 1: 600 SINSBURY DRIVE EAST CITY: WORTHINGTON STATE: OH ZIP: 43085 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Manning & Napier, Inc. CENTRAL INDEX KEY: 0001524223 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 452609100 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 290 WOODCLIFF DRIVE CITY: FAIRPORT STATE: NY ZIP: 14450 BUSINESS PHONE: (585) 325-6880 MAIL ADDRESS: STREET 1: 290 WOODCLIFF DRIVE CITY: FAIRPORT STATE: NY ZIP: 14450 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-03 0 0001524223 Manning & Napier, Inc. MN 0001770597 McGreevy Aaron Thomas C/O MANNING & NAPIER, INC. 290 WOODCLIFF DRIVE FAIRPORT NY 14450 0 1 0 0 See Remarks Class A Common Stock, par value $0.01 2021-12-03 4 F 0 7684 8.45 D 217474 D Includes 129,773 restricted stock units that will convert to common stock on a one-for-one basis. The restricted stock units are subject to time vesting, with 26,316 of such restricted stock units vesting on each of February 3, 2022, February 3, 2023, and February 3, 2024, 26,315 of such restricted stock units vesting on February 3, 2025, 6,127 of such restricted stock units vesting on each of February 1, 2023, February 1, 2024, and February 1, 2025, and 6,129 of such restricted stock units vesting on February 1, 2026. Chief Distribution Officer, Manning & Napier Advisors, LLC /s/ Sarah C. Turner, attorney in fact 2021-12-07