0001209191-19-059265.txt : 20191205 0001209191-19-059265.hdr.sgml : 20191205 20191205144250 ACCESSION NUMBER: 0001209191-19-059265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191203 FILED AS OF DATE: 20191205 DATE AS OF CHANGE: 20191205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brunner Nicole Marie Kingsley CENTRAL INDEX KEY: 0001770640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35355 FILM NUMBER: 191270221 MAIL ADDRESS: STREET 1: 39 DEER CREEK ROAD CITY: PITTSFORD STATE: NY ZIP: 14534 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Manning & Napier, Inc. CENTRAL INDEX KEY: 0001524223 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 452609100 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 290 WOODCLIFF DRIVE CITY: FAIRPORT STATE: NY ZIP: 14450 BUSINESS PHONE: (585) 325-6880 MAIL ADDRESS: STREET 1: 290 WOODCLIFF DRIVE CITY: FAIRPORT STATE: NY ZIP: 14450 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-03 0 0001524223 Manning & Napier, Inc. MN 0001770640 Brunner Nicole Marie Kingsley C/O MANNING & NAPIER, INC. 290 WOODCLIFF DRIVE FAIRPORT NY 14450 0 1 0 0 See Remarks Class A Common Stock, par value $0.01 2019-12-03 4 F 0 1133 1.68 D 8967 D Includes 6,667 restricted stock units that will convert to common stock on a one-for-one basis. The restricted stock units are subject to time vesting, with the remaining restricted stock units vesting in equal annual installments on December 3, 2020 and December 3, 2021. Chief Marketing Officer, Manning & Napier Advisors, LLC /s/ Sarah C. Turner, attorney in fact 2019-12-05