0001209191-19-059255.txt : 20191205 0001209191-19-059255.hdr.sgml : 20191205 20191205142530 ACCESSION NUMBER: 0001209191-19-059255 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191203 FILED AS OF DATE: 20191205 DATE AS OF CHANGE: 20191205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Woodard Gregory CENTRAL INDEX KEY: 0001787316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35355 FILM NUMBER: 191270177 MAIL ADDRESS: STREET 1: C/O MANNING & NAPIER STREET 2: 290 WOODCLIFF DRIVE CITY: FAIRPORT STATE: NY ZIP: 14450 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Manning & Napier, Inc. CENTRAL INDEX KEY: 0001524223 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 452609100 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 290 WOODCLIFF DRIVE CITY: FAIRPORT STATE: NY ZIP: 14450 BUSINESS PHONE: (585) 325-6880 MAIL ADDRESS: STREET 1: 290 WOODCLIFF DRIVE CITY: FAIRPORT STATE: NY ZIP: 14450 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-03 0 0001524223 Manning & Napier, Inc. MN 0001787316 Woodard Gregory C/O MANNING & NAPIER, INC. 290 WOODCLIFF DRIVE FAIRPORT NY 14450 0 1 0 0 See Remarks Class A Common Stock, par value $0.01 2019-12-03 4 F 0 4062 1.68 D 71143.8981 D Includes 23,911 restricted stock units and 10,000 shares of restricted stock, both of which will convert to common stock on a one-for-one basis. The restricted stock units and shares of restricted stock are both subject to time vesting, with the restricted stock units vesting in equal annual installments on December 3, 2020 and December 3, 2021, and one-half of the shares of restricted stock vesting on each of April 16, 2020 and April 16, 2021. Managing Director of Wealth Management, Manning & Napier Advisors, LLC /s/ Sarah C. Turner, attorney in fact 2019-12-05